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VIEX Capital Advisors, LLC

CIK 1619125 · last filed 2019-11-05

VIEX Capital Advisors, LLC is a corporate insider who has filed 2 SEC Form 4 insider transactions across 2 companies since 2015. The most recent filing, for IMMR, was dated Nov 5, 2019. Across all open-market trades the lifetime net is +$3.3M, making them a net buyer over the disclosed history. The firm reports its address in Sunny Isles Beach, FL. 48 SEC filings were submitted jointly with Eric Singer.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

2

Lifetime Open-Market Net

$3.33M

Filer Profile

Reported Address
323 SUNNY ISLES BLVD.
SUITE 700
SUNNY ISLES BEACH, FL 33160
Phone
(212) 752-5750
State of Incorporation
DE
Formerly Known As
Vertex Capital Advisors, LLC (2014–2015)
Related Filers
Eric Singer — 48 joint filings, latest 2022-11-09
VIEX GP, LLC — 47 joint filings, latest 2022-11-09
VIEX Opportunities Fund, LP Series One — 47 joint filings, latest 2022-11-09
IMMERSION CORP — 37 joint filings, latest 2021-03-12
VIEX Special Opportunities Fund II, LP — 36 joint filings, latest 2021-03-12
VIEX Special Opportunities GP II, LLC — 36 joint filings, latest 2021-03-12
VIEX Opportunities Fund, LP - Series Two — 21 joint filings, latest 2020-09-03
VIEX Special Opportunities Fund III, LP — 10 joint filings, latest 2020-09-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
IMMR 10%+ Owner — $7.71 — $0 1 2019-11-05
YuMe Inc (YUME) Delisted 10%+ Owner 561,269 — — $3.33M 1 2015-12-09

Recent Filings

2 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-11-05 IMMR Mixed — $0 EDGAR
2015-12-09 YuMe Inc (YUME) Delisted Buy (P) +1,092,259 $3.33M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.