James M Marischen

CIK 1638499 · Chief Financial Officer · last filed 2026-03-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$3.61M

Companies

5

Total Filings

41

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SFpD Chief Financial Officer 112,545 $16.05 $1.81M $0 20 2026-03-03
SFpC Chief Financial Officer 40,409 $22.09 $892.8K $0 3 2021-03-10
SFpB Chief Financial Officer 39,425 $23.09 $910.3K $0 3 2020-03-03
STIFEL FINANCIAL CORP (SFpA) Delisted Chief Financial Officer 21,090 $25.28 $533.2K $0 12 2019-02-06
STIFEL FINANCIAL CORP (SFN) Delisted SENIOR VP & CHIEF RISK OFFICER 5,577 $0 3 2016-03-02

Recent Filings · Page 3 of 5

41 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2021-03-10 SFpC Mixed +3,793 -$186.3K EDGAR
2021-02-01 SFpC Grant (A) $0 EDGAR
2021-01-05 SFpC Mixed +1,284 -$52.5K EDGAR
2020-03-03 SFpB Mixed $0 EDGAR
2020-02-03 SFpB Grant (A) $0 EDGAR
2020-01-06 SFpB Mixed +548 -$33.8K EDGAR
2019-02-06 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) $0 EDGAR
2019-01-04 STIFEL FINANCIAL CORP (SFpA) Delisted Mixed +921 -$17.9K EDGAR
2018-12-18 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) $0 EDGAR
2018-09-19 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) $0 EDGAR
Showing 2130 of 41
Page 3 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.