STEVEN G. BRODIE

CIK 1640522 · VP - Pharma Operations · last filed 2018-10-24

STEVEN G. BRODIE is a VP - Pharma Operations who has filed 11 SEC Form 4 insider transactions across 1 company since 2015. The most recent filing shows the insider exercised options covering $46.0K of NEO on Oct 24, 2018. Across all open-market trades the lifetime net is −$264.3K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $512.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$512.4K

Companies

1

Total Filings

11

Lifetime Open-Market Net

-$264.3K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NEO VP - Pharma Operations 45,953 $11.15 $512.4K -$264.3K 11 2018-10-24

Recent Filings

11 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2018-10-24 NEO Exer (M) +13,334 $46.0K EDGAR
2018-02-28 NEO Grant (A) $0 EDGAR
2017-07-06 NEO Mixed +6,666 $23.0K EDGAR
2017-05-02 NEO Grant (A) $0 EDGAR
2017-03-28 NEO Exer (X) +10,000 $37.6K EDGAR
2017-03-22 NEO Sell (S) −50,000 -$396.7K EDGAR
2017-03-17 NEO Sell (S) +16,550 $132.4K EDGAR
2016-12-07 NEO Mixed +10,000 $16.9K EDGAR
2016-05-03 NEO Grant (A) $0 EDGAR
2016-03-14 NEO Mixed +50,000 $74.0K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.