Home

Mona Sutphen

CIK 1646432 · last filed 2026-05-29

Mona Sutphen is a corporate insider who has filed 23 SEC Form 4 insider transactions across 7 companies since 2015. The most recent filing, for SPOT, was dated May 29, 2026. Across all open-market trades the lifetime net is +$4.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $3.6K across reported positions. 7 SEC filings were submitted jointly with NATURAL RESOURCES CO PIONEER.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$3.6K

Companies

7

Total Filings

23

Lifetime Open-Market Net

$4.0K

Filer Profile

Reported Address
C/O SPOTIFY TECHNOLOGY S.A.
150 GREENWICH STREET, 63RD FLOOR
NEW YORK, NY 10007
Related Filers
NATURAL RESOURCES CO PIONEER — 7 joint filings, latest 2020-05-26
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SPOT Director — $525.75 — $0 1 2026-05-29
PPT Director 268 $3.31 $887 $997 1 2022-12-02
PMM Director 149 $5.94 $885 $994 1 2022-12-02
PMO Director 89 $9.76 $869 $1.0K 1 2022-12-02
PIM Director 298 $3.08 $918 $998 1 2022-12-02
PIONEER NATURAL RESOURCES CO (PXD) Delisted Director 10,353 $269.62 $2.79M $0 6 2020-05-26
Pattern Energy Group Inc. (PEGI) Delisted Director 0 — — $0 7 2020-03-16

Recent Filings

23 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-05-29 SPOT Grant (A) — $0 EDGAR
2025-06-05 SPOT Notice (144) −2,758 -$1.94M EDGAR
2025-03-14 SPOT Notice (144) −2,500 -$1.42M EDGAR
2025-02-05 SPOT Notice (144) −3,031 -$1.89M EDGAR
2024-11-14 SPOT Notice (144) −6,696 -$3.13M EDGAR
2024-08-09 SPOT Notice (144) −6,106 -$2.07M EDGAR
2022-12-02 PPT Buy (P) +268 $997 EDGAR
2022-12-02 PMO Buy (P) +89 $1.0K EDGAR
2022-12-02 PIM Buy (P) +298 $998 EDGAR
2022-12-02 PMM Buy (P) +149 $994 EDGAR
Showing 1–10 of 23
Page 1 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.