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Maxine Lum Mauricio

CIK 1663011 · CAO, EVP & General Counsel · last filed 2026-05-01

Maxine Lum Mauricio is a CAO, EVP & General Counsel who has filed 93 SEC Form 4 insider transactions across 3 companies since 2016. The most recent filing, for EME, was dated May 1, 2026. Across all open-market trades the lifetime net is −$6.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $16.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$16.60M

Companies

3

Total Filings

93

Lifetime Open-Market Net

-$6.25M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EME CAO, EVP & General Counsel 22,480 $705.82 $15.87M -$6.25M 79 2026-05-01
NOVTU Director 4,548 $60.27 $274.1K $0 1 2026-01-06
NOVT Director 3,223 $141.62 $456.4K $0 10 2025-01-06

Recent Filings

93 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-05-01 EME Grant (A) +4 $0 EDGAR
2026-03-18 EME Gift (G) −1,377 $0 EDGAR
2026-03-03 EME Sell (S) −3,357 -$2.47M EDGAR
2026-03-02 EME Notice (144) −3,357 -$2.47M EDGAR
2026-03-02 EME Tax (F) −1,709 -$1.24M EDGAR
2026-02-02 EME Grant (A) +6 $0 EDGAR
2026-01-06 NOVTU Mixed +1,325 $0 EDGAR
2026-01-05 EME Grant (A) +1,507 $0 EDGAR
2025-10-31 EME Grant (A) +3 $0 EDGAR
2025-08-01 EME Grant (A) +3 $0 EDGAR
Showing 1–10 of 93
Page 1 of 10
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.