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BroadOak Fund IV, LLC

CIK 1753412 · last filed 2023-06-07

BroadOak Fund IV, LLC is a corporate insider who has filed 2 SEC Form 4 insider transactions across 2 companies since 2021. The most recent filing, for TBIO, was dated Jun 7, 2023. The firm reports its address in Bethesda, MD.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

2

Lifetime Open-Market Net

$0

Filer Profile

Reported Address
4800 MONTGOMERY LANE
SUITE 230
BETHESDA, MD 20814
Phone
(410) 832-2040
State of Incorporation
DE
Related Filers
Alset Inc. — same reported address
Hapi Metaverse Inc. — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Telesis Bio Inc. (TBIO) Delisted 10%+ Owner — $0.00 — $0 1 2023-06-07
Telesis Bio Inc. (DNAY) Delisted 10%+ Owner 2,319,045 $1.30 $3.01M $0 1 2021-06-23

Recent Filings

2 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-06-07 Telesis Bio Inc. (TBIO) Delisted Grant (A) — $0 EDGAR
2021-06-23 Telesis Bio Inc. (DNAY) Delisted Conv (C) +1,319,045 $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.