JOHN R MALLIN

CIK 1797770 · last filed 2022-12-01

JOHN R MALLIN is a corporate insider who has filed 5 SEC Form 4 insider transactions across 3 companies since 2020. The most recent filing shows the insider bought $10.4K of EDF on Dec 1, 2022. Across all open-market trades the lifetime net is +$135.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $107.8K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$107.8K

Companies

3

Total Filings

5

Lifetime Open-Market Net

$135.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
EDF	Director	2,515	$5.19	$13.1K	$10.4K	1	2022-12-01
Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) Delisted	Director	2,140	$5.02	$10.7K	$10.3K	1	2022-12-01
ZTR	Director	13,914	$6.81	$94.8K	$115.2K	3	2022-09-23

Recent Filings

5 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2022-12-01	EDF	Buy (P)	+2,515	$10.4K	EDGAR
2022-12-01	Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) Delisted	Buy (P)	+2,140	$10.3K	EDGAR
2022-09-23	ZTR	Buy (P)	+3,479	$24.2K	EDGAR
2020-03-24	ZTR	Buy (P)	+9,425	$90.9K	EDGAR
2020-03-11	ZTR	Grant (A)	+9,425	$90.9K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.