Nathan Caffo

CIK 1816992 · Chief Business Officer · last filed 2021-08-02

Nathan Caffo is a Chief Business Officer who has filed 3 SEC Form 4 insider transactions across 2 companies since 2020. The most recent filing shows the insider bought $48.0K of CADL on Aug 2, 2021. Across all open-market trades the lifetime net is +$48.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $69.1K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$69.1K

Companies

2

Total Filings

3

Lifetime Open-Market Net

$48.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
CADL	Chief Business Officer	6,000	$8.56	$51.4K	$48.0K	1	2021-08-02
ALXO	Chief Business Officer	11,254	$1.58	$17.8K	$0	2	2020-07-21

Recent Filings

3 filings

Form 4 transactions across all companies, newest first.

Filed	Symbol	Action	Net Shares	Net $	Link
2021-08-02	CADL	Buy (P)	+6,000	$48.0K	EDGAR
2020-07-21	ALXO	Conv (C)	+10,529	$0	EDGAR
2020-07-17	ALXO	Grant (A)	—	$0	EDGAR

Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.