Steven L Richie

CIK 1831653 · General Counsel & Secretary · last filed 2024-07-08

Steven L Richie is a General Counsel & Secretary who has filed 12 SEC Form 4 insider transactions across 2 companies since 2020. The most recent filing shows the insider exercised options covering $57.9K of LSF on Jul 8, 2024. Current disclosed insider exposure totals $1.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.07M

Companies

2

Total Filings

12

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LSF General Counsel & Secretary 100,555 $3.70 $372.1K $0 6 2024-07-08
CNXC EVP, Legal 26,619 $26.20 $697.4K $0 6 2021-10-13

Recent Filings

12 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2024-07-08 LSF Exer (M) +37,500 $57.9K EDGAR
2024-07-03 LSF Tax (F) −4,323 -$24.3K EDGAR
2024-04-05 LSF Tax (F) −4,258 -$10.3K EDGAR
2023-06-30 LSF Tax (F) −3,364 -$2.7K EDGAR
2023-04-05 LSF Grant (A) +50,000 $0 EDGAR
2022-07-01 LSF Grant (A) +50,000 $0 EDGAR
2021-10-13 CNXC Tax (F) −164 -$29.5K EDGAR
2021-10-12 CNXC Tax (F) −1,812 -$328.9K EDGAR
2021-10-05 CNXC Tax (F) −343 -$60.0K EDGAR
2021-06-03 CNXC Mixed +8,095 -$905.7K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.