Home

Dean Garfield

CIK 1947228 · last filed 2024-01-04

Dean Garfield is a corporate insider who has filed 9 SEC Form 4 insider transactions across 9 companies since 2024. The most recent filing shows the insider bought $15.7K of HPF on Jan 4, 2024. Across all open-market trades the lifetime net is +$143.4K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $143.7K across reported positions. 11 SEC filings were submitted jointly with Noni Ellison McKee.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$143.7K

Companies

9

Total Filings

9

Lifetime Open-Market Net

$143.4K

Filer Profile

Reported Address
C/O JOHN HANCOCK
200 BERKELEY STREET
BOSTON, MA 02116
Related Filers
Noni Ellison McKee — 11 joint filings, latest 2022-09-28
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HPF Director 1,020 $14.79 $15.1K $15.7K 1 2024-01-04
JHS Director 1,370 $10.60 $14.5K $16.5K 1 2024-01-04
PDT Director 1,336 $12.13 $16.2K $16.1K 1 2024-01-04
HPI Director 1,020 $15.10 $15.4K $15.7K 1 2024-01-04
BTO Director 512 $38.78 $19.9K $15.7K 1 2024-01-04
HTD Director 700 $24.74 $17.3K $15.1K 1 2024-01-04
JHI Director 1,131 $12.61 $14.3K $16.3K 1 2024-01-04
HPS Director 1,169 $13.10 $15.3K $16.2K 1 2024-01-04
HEQ Director 1,381 $11.31 $15.6K $16.1K 1 2024-01-04

Recent Filings

9 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-01-04 HPF Buy (P) +1,020 $15.7K EDGAR
2024-01-04 JHS Buy (P) +1,370 $16.5K EDGAR
2024-01-04 PDT Buy (P) +1,336 $16.1K EDGAR
2024-01-04 HPI Buy (P) +1,020 $15.7K EDGAR
2024-01-04 BTO Buy (P) +512 $15.7K EDGAR
2024-01-04 HTD Buy (P) +700 $15.1K EDGAR
2024-01-04 JHI Buy (P) +1,131 $16.3K EDGAR
2024-01-04 HPS Buy (P) +1,169 $16.2K EDGAR
2024-01-04 HEQ Buy (P) +1,381 $16.1K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.