Susan Garcia
CIK 2037148 · GC & Chief Compliance Officer · last filed 2026-08-19
Susan Garcia is a GC & Chief Compliance Officer who has filed 11 SEC Form 4 insider transactions across 1 company since 2024. The most recent filing shows the insider sold $28.6K of LAW on Aug 19, 2026. Across all open-market trades the lifetime net is −$158.1K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $564.8K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$564.8K
1
11
-$158.1K
Filer Profile
111 CONGRESS AVE., SUITE 900
AUSTIN, TX 78701
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| LAW | GC & Chief Compliance Officer | 139,109 | $4.06 | $564.8K | -$158.1K | 6 | 2026-08-19 |
Recent Filings
11 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-08-19 | LAW | Sell (S) | −6,840 | -$28.6K | EDGAR |
| 2026-08-17 | LAW | Notice (144) | −7,200 | -$28.8K | EDGAR |
| 2026-05-19 | LAW | Sell (S) | −6,972 | -$25.2K | EDGAR |
| 2026-05-15 | LAW | Notice (144) | −8,400 | -$25.2K | EDGAR |
| 2026-03-04 | LAW | Sell (S) | −5,956 | -$19.3K | EDGAR |
| 2026-02-27 | LAW | Notice (144) | −6,400 | -$19.2K | EDGAR |
| 2026-02-19 | LAW | Mixed | +80,897 | -$11.5K | EDGAR |
| 2026-02-13 | LAW | Notice (144) | −3,300 | -$11.6K | EDGAR |
| 2025-11-19 | LAW | Sell (S) | −11,162 | -$73.6K | EDGAR |
| 2025-11-14 | LAW | Notice (144) | −11,300 | -$73.5K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.