FRANKLIN RESOURCES INC

CIK 38777 · last filed 2026-04-22

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

9

Total Filings

360

Lifetime Open-Market Net

-$616.23M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EMO 0 $50.29 $0 -$3.45M 11 2025-03-06
Saba Capital Income & Opportunities Fund II (GIM) Delisted 3,494,870 $3.79 $13.25M $44.67M 42 2023-11-14
ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted 73,014 $40.25 $2.94M $2.10M 9 2022-09-16
GOODRICH PETROLEUM CORP (GDP) Delisted 10%+ Owner 3,581,913 $23.02 $82.46M -$27.95M 62 2021-12-13
BATTALION OIL CORP (HK.WS) Delisted 10%+ Owner 14,530,157 -$135.29M 41 2018-01-29
Timber Pharmaceuticals, Inc. (BPMX) Delisted 10%+ Owner 9,749,615 $1.05M 4 2017-08-03
DYNEGY INC. (DYNpA) Delisted 10%+ Owner 8,927,023 -$311.62M 35 2015-06-03
DYNEGY INC. (DYN.WS) Delisted 10%+ Owner 25,867,023 -$116.01M 49 2014-03-24
TARO PHARMACEUTICAL INDUSTRIES LTD (TARO) Delisted 10%+ Owner 0 $42.97 $0 -$69.74M 64 2010-11-01

Recent Filings · Page 28 of 36

360 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2013-08-12 DYNEGY INC. (DYN.WS) Delisted Sell (S) −34,500 -$683.0K EDGAR
2013-08-09 DYNEGY INC. (DYN.WS) Delisted Sell (S) −72,000 -$1.42M EDGAR
2013-08-07 DYNEGY INC. (DYN.WS) Delisted Sell (S) −26,000 -$509.9K EDGAR
2013-04-17 Other (J) −43,546 $0
2013-04-17 DYNEGY INC. (DYN.WS) Delisted Other (J) $0 EDGAR
2013-03-07 DYNEGY INC. (DYN.WS) Delisted Sell (S) −461,504 -$9.20M EDGAR
2012-03-29 Sell (S) −167,039 -$225.5K
2012-03-16 Sell (S) −3,520 -$5.5K
2012-03-15 Sell (S) −107,100 -$166.5K
2012-03-14 Sell (S) −11,800 -$18.3K
Showing 271280 of 360
Page 28 of 36
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.