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AMERIPRISE FINANCIAL INC

CIK 820027 · last filed 2010-06-14

AMERIPRISE FINANCIAL INC is a corporate insider who has filed 4 SEC Form 4 insider transactions across 0 companies. The firm reports its address in Minneapolis, MN. 134 SEC filings were submitted jointly with JAMES M CRACCHIOLO.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

0

Total Filings

4

Lifetime Open-Market Net

$0

Filer Profile

Reported Address
1099 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS, MN 55474
Phone
(612) 671-8001
State of Incorporation
DE
Formerly Known As
AMERICAN EXPRESS FINANCIAL CORP (2003–2005)
AMERICAN EXPRESS FINANCIAL ADVISORS (1995–2003)
IDS FINANCIAL CORP/MN/ (1994–1995)
Related Filers
JAMES M CRACCHIOLO — 134 joint filings, latest 2026-07-30
WILLIAM F TRUSCOTT — 112 joint filings, latest 2026-07-13
Walter Stanley Berman — 109 joint filings, latest 2026-07-30
Joseph Edward Sweeney — 101 joint filings, latest 2026-02-03
John Robert Woerner — 67 joint filings, latest 2022-02-15
Robert Francis Sharpe JR — 58 joint filings, latest 2026-05-12
Deirdre Davey McGraw — 57 joint filings, latest 2026-08-10
PETRUZILLO KELLI A. HUNTER — 52 joint filings, latest 2026-07-13
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
No companies on record.

Recent Filings

4 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2010-06-14 — Buy (P) +200 $450
2010-05-13 — Buy (P) +16,800 $54.6K
2010-05-12 — Buy (P) +151,400 $499.9K
2010-05-10 — Buy (P) +86,000 $284.5K
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.