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JMP SECURITIES LLC

CIK 831726 · last filed 2018-04-30

JMP SECURITIES LLC is a corporate insider who has filed 11 SEC Form 4 insider transactions across 4 companies since 2014. The most recent filing shows the insider bought $50.0K of HCAPZ on Apr 30, 2018. Across all open-market trades the lifetime net is +$2.7M, making them a net buyer over the disclosed history. The firm reports its address in San Francisco, CA. 43 SEC filings were submitted jointly with JMP GROUP LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

4

Total Filings

11

Lifetime Open-Market Net

$2.68M

Filer Profile

Reported Address
101 CALIFORNIA STREET
STE 1700
SAN FRANCISCO, CA 94111
Phone
(203) 900-6912
State of Incorporation
DE
Formerly Known As
JMP SECURITIES LLC (2003–2023)
JOLSON MERCHANT PARTNERS /BD (2002–2002)
Related Filers
JMP GROUP LLC — 43 joint filings, latest 2019-03-21
JMP Group Inc. — 43 joint filings, latest 2019-03-21
JMP Holding LLC — 39 joint filings, latest 2019-03-21
JMP Investment Holdings LLC — 39 joint filings, latest 2019-03-21
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Harvest Capital Credit Corp (HCAPZ) Delisted 10%+ Owner 967,968 $25.15 $24.34M $1.57M 6 2018-04-30
Harvest Capital Credit Corp (HCAPL) Delisted 10%+ Owner 732,031 — — $555.9K 1 2016-11-03
Harvest Capital Credit Corp (HCAP) Delisted 10%+ Owner 718,783 $9.66 $6.94M $364.6K 2 2016-10-19
Harvest Capital Credit Corp (HCAP.L) Delisted 10%+ Owner 712,732 — — $192.1K 2 2015-08-24

Recent Filings

11 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-04-30 Harvest Capital Credit Corp (HCAPZ) Delisted Buy (P) +4,855 $50.0K EDGAR
2018-04-13 Harvest Capital Credit Corp (HCAPZ) Delisted Buy (P) +37,230 $388.9K EDGAR
2018-03-19 Harvest Capital Credit Corp (HCAPZ) Delisted Buy (P) +49,305 $536.6K EDGAR
2018-03-01 Harvest Capital Credit Corp (HCAPZ) Delisted Buy (P) +11,930 $130.3K EDGAR
2017-12-18 Harvest Capital Credit Corp (HCAPZ) Delisted Buy (P) +29,520 $322.9K EDGAR
2017-12-07 Harvest Capital Credit Corp (HCAPZ) Delisted Buy (P) +12,500 $137.5K EDGAR
2016-11-03 Harvest Capital Credit Corp (HCAPL) Delisted Buy (P) +46,130 $555.9K EDGAR
2016-10-19 Harvest Capital Credit Corp (HCAP) Delisted Buy (P) +30,255 $364.6K EDGAR
2015-08-24 Harvest Capital Credit Corp (HCAP.L) Delisted Buy (P) +15,825 $192.1K EDGAR
2015-03-16 Harvest Capital Credit Corp (HCAP.L) Delisted Other (J) −681,744 -$8.59M EDGAR
Showing 1–10 of 11
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.