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CARL E BERG

CIK 901719 · CEO · last filed 2018-06-29

CARL E BERG is a CEO who has filed 64 SEC Form 4 insider transactions across 5 companies since 2007. Across all open-market trades the lifetime net is +$18.5M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $29.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$29.32M

Companies

5

Total Filings

64

Lifetime Open-Market Net

$18.47M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
STRS 10%+ Owner 1,350,348 $19.86 $26.82M -$24.14M 3 2016-09-08
VALENCE TECHNOLOGY INC (VLNC) Delisted Director 23,415,720 — — $37.54M 27 2012-01-18
Peraso Inc. (MOSY) Delisted Director 1,268,435 $4.50 $5.71M $5.07M 20 2011-07-22
MSW CEO 2,000,000 $1.25 $2.50M $0 6 2011-05-04
FOCUS ENHANCEMENTS INC (FCSE) Delisted Director 2,493,193 — — $0 4 2008-03-06

Recent Filings

64 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-06-29 — Grant (A) +195,000 $0
2018-03-23 — Exer (X) +5,720,000 $572.0K
2018-03-15 — Grant (A) +300,000 $0
2016-09-08 STRS Sell (S) −1,260,000 -$23.33M EDGAR
2016-07-21 STRS Other (J) +45,000 $810.0K EDGAR
2016-05-09 STRS Mixed −45,000 -$810.0K EDGAR
2012-01-18 VALENCE TECHNOLOGY INC (VLNC) Delisted Buy (P) +2,078,068 $2.02M EDGAR
2011-09-28 VALENCE TECHNOLOGY INC (VLNC) Delisted Grant (A) — $0 EDGAR
2011-07-22 Peraso Inc. (MOSY) Delisted Buy (P) — $0 EDGAR
2011-05-04 MSW Gift (G) — $0 EDGAR
Showing 1–10 of 64
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.