CARL E BERG

CIK 901719 · CEO · last filed 2018-06-29

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

5

Total Filings

64

Lifetime Open-Market Net

$18.47M

Filer Profile

Reported Address
C/O BERG & BERG DEVELOPERS
10050 BANDLEY DR
CUPERTINO, CA 95014
State of Incorporation
CA
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
STRATUS PROPERTIES INC (STRS) Delisted 10%+ Owner 1,350,348 $19.32 $26.09M -$24.14M 3 2016-09-08
VALENCE TECHNOLOGY INC (VLNC) Delisted Director 23,415,720 $37.54M 27 2012-01-18
Peraso Inc. (MOSY) Delisted Director 1,268,435 $4.50 $5.71M $5.07M 20 2011-07-22
MISSION WEST PROPERTIES INC (MSW) Delisted CEO 2,000,000 $1.25 $2.50M $0 6 2011-05-04
FOCUS ENHANCEMENTS INC (FCSE) Delisted Director 2,493,193 $0 4 2008-03-06

Recent Filings · Page 5 of 7

64 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2008-02-28 VALENCE TECHNOLOGY INC (VLNC) Delisted Buy (P) +280,112 $1000.0K EDGAR
2008-02-26 Peraso Inc. (MOSY) Delisted Buy (P) +17,554 $76.2K EDGAR
2008-02-25 VALENCE TECHNOLOGY INC (VLNC) Delisted Buy (P) $0 EDGAR
2008-02-21 Peraso Inc. (MOSY) Delisted Buy (P) +4,000 $15.2K EDGAR
2008-02-19 Peraso Inc. (MOSY) Delisted Buy (P) +36,200 $128.3K EDGAR
2008-02-11 VALENCE TECHNOLOGY INC (VLNC) Delisted Buy (P) +492,611 $1.00M EDGAR
2008-02-06 FOCUS ENHANCEMENTS INC (FCSE) Delisted Grant (A) +30,000 $0 EDGAR
2008-01-04 VALENCE TECHNOLOGY INC (VLNC) Delisted Gift (G) −507,180 $0 EDGAR
2007-12-14 MISSION WEST PROPERTIES INC (MSW) Delisted Other (J) $0 EDGAR
2007-09-21 VALENCE TECHNOLOGY INC (VLNC) Delisted Buy (P) +729,927 $1000.0K EDGAR
Showing 4150 of 64
Page 5 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.