Wayne W Whalen
CIK 906048 · last filed 2015-02-25
Wayne W Whalen is a corporate insider who has filed 37 SEC Form 4 insider transactions across 14 companies since 2007. The most recent filing, for VVR, was dated Feb 25, 2015. Across all open-market trades the lifetime net is +$10.2K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $103.2K across reported positions. 7 SEC filings were submitted jointly with Paula Wolff.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
VTA price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
CHICAGO, IL 60615
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| VVR | Director | 1,000 | $2.83 | $2.8K | $2.2K | 19 | 2015-02-25 |
| VBF | Director | 558 | $14.45 | $8.1K | $0 | 1 | 2015-02-25 |
| VLT | Director | 2,806 | $8.78 | $24.6K | $3.3K | 2 | 2015-02-25 |
| Invesco Dynamic Credit Opportunities Fund (VTA) Delisted | Director | 1,000 | $11.45 | $11.4K | $4.6K | 2 | 2015-02-25 |
| VPV | 0 | $10.45 | $0 | $0 | 1 | 2015-02-25 | |
| IQI | Director | 0 | $9.00 | $0 | $0 | 1 | 2015-02-25 |
| VCV | 0 | $8.96 | $0 | $0 | 1 | 2015-02-25 | |
| VGM | Director | 1,563 | $9.26 | $14.5K | $0 | 1 | 2015-02-25 |
| IIM | Director | 0 | $11.23 | $0 | $0 | 1 | 2015-02-25 |
| VKI | Director | 1,122 | $8.18 | $9.2K | $0 | 1 | 2015-02-25 |
| OIA | Director | 0 | $5.79 | $0 | $0 | 1 | 2015-02-25 |
| VKQ | 1,539 | $8.96 | $13.8K | $0 | 1 | 2015-02-25 | |
| VMO | Director | 3,405 | $8.89 | $30.3K | $0 | 2 | 2015-02-25 |
| VTN | 0 | $9.83 | $0 | $0 | 1 | 2015-02-25 |
Recent Filings
37 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-02-25 | VVR | — | — | $0 | EDGAR |
| 2015-02-25 | VBF | — | — | $0 | EDGAR |
| 2015-02-25 | VLT | — | — | $0 | EDGAR |
| 2015-02-25 | Invesco Dynamic Credit Opportunities Fund (VTA) Delisted | — | — | $0 | EDGAR |
| 2015-02-25 | VPV | — | — | $0 | EDGAR |
| 2015-02-25 | IQI | — | — | $0 | EDGAR |
| 2015-02-25 | VCV | — | — | $0 | EDGAR |
| 2015-02-25 | VGM | — | — | $0 | EDGAR |
| 2015-02-25 | IIM | — | — | $0 | EDGAR |
| 2015-02-25 | VKI | — | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.