WAYNE W WHALEN
CIK 906048 · last filed 2015-02-25
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$113.3K
Companies
14
Total Filings
37
Lifetime Open-Market Net
$10.2K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| VVR | Director | 1,000 | $2.95 | $3.0K | $2.2K | 19 | 2015-02-25 |
| VBF | Director | 558 | $14.73 | $8.2K | $0 | 1 | 2015-02-25 |
| VLT | Director | 2,806 | $10.02 | $28.1K | $3.3K | 2 | 2015-02-25 |
| Invesco Dynamic Credit Opportunities Fund (VTA) Delisted | Director | 1,000 | $11.45 | $11.4K | $4.6K | 2 | 2015-02-25 |
| VPV | 0 | $10.82 | $0 | $0 | 1 | 2015-02-25 | |
| IQI | Director | 0 | $9.97 | $0 | $0 | 1 | 2015-02-25 |
| VCV | 0 | $10.59 | $0 | $0 | 1 | 2015-02-25 | |
| VGM | Director | 1,563 | $10.18 | $15.9K | $0 | 1 | 2015-02-25 |
| IIM | Director | 0 | $12.52 | $0 | $0 | 1 | 2015-02-25 |
| VKI | Director | 1,122 | $8.96 | $10.1K | $0 | 1 | 2015-02-25 |
| OIA | Director | 0 | $6.11 | $0 | $0 | 1 | 2015-02-25 |
| VKQ | 1,539 | $9.78 | $15.1K | $0 | 1 | 2015-02-25 | |
| VMO | Director | 3,405 | $9.68 | $33.0K | $0 | 2 | 2015-02-25 |
| VTN | 0 | $11.01 | $0 | $0 | 1 | 2015-02-25 |
Recent Filings · Page 4 of 4
37 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-09-04 | — | Buy (P) | +500 | $8.9K | |
| 2007-09-04 | VVR | Buy (P) | — | $0 | EDGAR |
| 2007-08-31 | — | Sell (S) | −513 | -$3.3K | |
| 2007-06-01 | VVR | Buy (P) | — | $0 | EDGAR |
| 2007-05-01 | VVR | Buy (P) | — | $0 | EDGAR |
| 2007-04-02 | VVR | Buy (P) | — | $0 | EDGAR |
| 2007-01-03 | VVR | Buy (P) | — | $0 | EDGAR |
Showing 31–37 of 37
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Page 4 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.