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LIGHTHOUSE FINANCIAL SERVICES INC /ADV — 13F Holdings & Portfolio

CIK 1068979 · latest 13F-HR filed 2026-07-16

Backtest portfolio

LIGHTHOUSE FINANCIAL SERVICES INC /ADV manages $475.9M in 13F-reported U.S. long-equity assets across 102 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are XLK (14.87%), XLF (5.88%), BSV (4.90%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 5 new positions and exited 2; 45 existing positions rose in reported value and 20 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$475.9M

Long-equity book

Holdings
102

Distinct positions

Period
2026-06-30

Filed 2026-07-16

Q/Q Activity
+5 / −2 / ↑45 / ↓20

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
XLK14.9% · -1%XLF5.9% · +2%BSV4.9% · +0%XLV4.9% · +1%VOX4.5% · +1%XLI4.5% · -1%TOTL4.2% · -0%XLY3.3% · +1%AGG2.5% · +0%SPTS2.4% · -1%XLG2.3% · +2%AAPL2.2% · -0%SPYM1.9% · +2%SPSB1.9% · -0%VDC1.7% · +1%XLE1.7% · -1%GOOGL1.5% · +0%DELL1.5% · -38%PANW1.3% · +1%V1.3% · +15%CSCO1.2% · -21%NFLX1.2% · +31%AVGO1.2% · -1%VAW1.1% · +0%MSFT1.1% · +1%XLU1.0% · +2%AMZN1.0% · -1%MS1.0% · -1%LRCX0.9% · -19%UBER0.8% · +0%BAC0.8% · +0%LLY0.8% · +3%RTX0.8% · +1%BLK0.7% · +11%NDAQ0.7% · +29%TRV0.7% · +1%PEP0.6% · +4%NVDA0.6% · +2%PG0.6% · +1%META0.6% · +1%CVX0.6% · +1%ELV0.5% · +0%ABBV0.5% · +0%HD0.5% · +1%EOG0.5% · 0%URI0.5% · +10%MU0.5% · -0%ANET0.4% · +0%CAT0.4% · -25%SPXX0.4% · -1%ISRG0.4% · +26%MDT0.4% · +1%MCD0.4% · +0%SPGI0.4% · +13%GLW0.4% · -13%LNG0.4% · +0%WFC0.3% · +74%DHR0.3% · +0%VRTX0.3% · newICE0.3% · +21%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 51.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jan 22, 2026.

Assets Under Management
$472.5M
Discretionary
$472.5M
Employees
6
Accounts
461
Address
3070 SATURN STREET
SUITE 101
BREA, CA 92821
Phone
(714) 572-8900
Website
Name Title / Status Ownership Type
MCDANIEL, ROBERT, GEORGE ControlPRESIDENT, COO, & CCO
since Feb 2000
50–75%Individual
VERITY, MICHAEL, ROBERT ControlVICE PRESIDENT & CHIEF INVESTMENT OFFICER
since Jul 2013
25–50%Individual
Herman, Muey, KoiPARTNER
since Jul 2025
10–25%Individual
LOWE, JAYCE, ALANPARTNER
since Jul 2025
10–25%Individual
Ownership & leadership changes · 8 filings with changes since Apr 4, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jul 7, 2025 filing
  • AddedHerman, Muey, Koi · PARTNER · 10–25%
  • AddedLOWE, JAYCE, ALAN · PARTNER · 10–25%
  • ChangedMCDANIEL, ROBERT, GEORGE · ownership 75% or more → 50–75%
Feb 28, 2022 filing
  • ChangedMCDANIEL, ROBERT, GEORGE · now a control person
Jul 23, 2021 filing
  • ChangedMCDANIEL, ROBERT, GEORGE · title PRESIDENT → PRESIDENT, COO, & CCO
  • ChangedVERITY, MICHAEL, ROBERT · title VICE PRESIDENT & CHIEF COMPLIANCE OFFICER → VICE PRESIDENT & CHIEF INVESTMENT OFFICER
Sep 17, 2020 filing
  • No longer listedMCDANIEL, GEORGE, DALE · CHIEF EXECUTIVE OFFICER AND CCO · 50–75% · control person · listed since Oct 1998
  • ChangedMCDANIEL, ROBERT, GEORGE · ownership 10–25% → 75% or more
  • ChangedVERITY, MICHAEL, ROBERT · title VICE PRESIDENT AND CIO → VICE PRESIDENT & CHIEF COMPLIANCE OFFICER; ownership 5–10% → 25–50%; now a control person
Mar 11, 2020 filing
  • ChangedMCDANIEL, GEORGE, DALE · ownership 75% or more → 50–75%
Mar 29, 2018 filing
  • ChangedMCDANIEL, GEORGE, DALE · title CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER AND CCO
  • ChangedVERITY, MICHAEL, ROBERT · title VICE PRESIDENT, SENIOR PORTFOLIO MANAGER, AND CCO → VICE PRESIDENT AND CIO
Feb 13, 2015 filing
  • ChangedMCDANIEL, GEORGE, DALE · title PRESIDENT/ CHIEF COMPLIANCE OFFICER → CHIEF EXECUTIVE OFFICER
  • ChangedMCDANIEL, ROBERT, GEORGE · title VICE PRESIDENT → PRESIDENT
  • ChangedVERITY, MICHAEL, ROBERT · title EQUITY OWNER → VICE PRESIDENT, SENIOR PORTFOLIO MANAGER, AND CCO
Jul 3, 2013 filing
  • AddedVERITY, MICHAEL, ROBERT · EQUITY OWNER · 5–10%
Apr 4, 2012 filing (earliest on record)
  • ListedMCDANIEL, GEORGE, DALE · PRESIDENT/ CHIEF COMPLIANCE OFFICER · 75% or more · control person
  • ListedMCDANIEL, ROBERT, GEORGE · VICE PRESIDENT · 10–25%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

LIGHTHOUSE FINANCIAL SERVICES INC /ADV Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SELECT SECTOR SPDR TR XLK 81369Y803 $70.8M 14.87% 381,176 SH
2 SELECT SECTOR SPDR TR XLF 81369Y605 $28.0M 5.88% 510,470 SH
3 VANGUARD BD INDEX FDS BSV 921937827 $23.3M 4.90% 300,301 SH
4 SELECT SECTOR SPDR TR XLV 81369Y209 $23.2M 4.87% 145,176 SH
5 VANGUARD WORLD FD VOX 92204A884 $21.5M 4.51% 113,728 SH
6 SELECT SECTOR SPDR TR XLI 81369Y704 $21.4M 4.49% 116,480 SH
7 SSGA ACTIVE ETF TR TOTL 78467V848 $19.8M 4.16% 504,610 SH
8 SELECT SECTOR SPDR TR XLY 81369Y407 $15.6M 3.27% 131,700 SH
9 ISHARES TR AGG 464287226 $12.1M 2.54% 122,587 SH
10 SPDR SERIES TRUST SPTS 78468R101 $11.6M 2.43% 399,816 SH
11 INVESCO EXCHANGE TRADED FD T XLG 46137V233 $10.8M 2.27% 176,958 SH
12 APPLE INC AAPL 037833100 $10.3M 2.16% 34,966 SH
13 SPDR SERIES TRUST SPYM 78464A854 $9.2M 1.93% 104,481 SH
14 SPDR SERIES TRUST SPSB 78464A474 $9.0M 1.89% 300,726 SH
15 VANGUARD WORLD FD VDC 92204A207 $8.2M 1.73% 36,451 SH
16 SELECT SECTOR SPDR TR XLE 81369Y506 $7.9M 1.66% 149,552 SH
17 ALPHABET INC GOOGL 02079K305 $7.3M 1.54% 20,322 SH
18 DELL TECHNOLOGIES INC DELL 24703L202 $7.2M 1.50% 16,828 SH
19 PALO ALTO NETWORKS INC PANW 697435105 $6.3M 1.33% 18,032 SH
20 VISA INC V 92826C839 $6.2M 1.30% 17,640 SH
21 CISCO SYS INC CSCO 17275R102 $5.7M 1.19% 48,296 SH
22 NETFLIX INC. NFLX 64110L106 $5.6M 1.18% 75,961 SH
23 BROADCOM INC AVGO 11135F101 $5.5M 1.16% 14,999 SH
24 VANGUARD WORLD FD VAW 92204A801 $5.4M 1.13% 23,442 SH
25 MICROSOFT CORP MSFT 594918104 $5.2M 1.09% 13,520 SH
26 SELECT SECTOR SPDR TR XLU 81369Y886 $5.0M 1.05% 111,554 SH
27 AMAZON COM INC AMZN 023135106 $5.0M 1.04% 20,557 SH
28 MORGAN STANLEY MS 617446448 $4.7M 1.00% 22,369 SH
29 LAM RESEARCH CORP LRCX 512807306 $4.2M 0.89% 10,768 SH
30 UBER TECHNOLOGIES INC UBER 90353T100 $4.0M 0.83% 54,556 SH
31 BANK OF AMER CORP BAC 060505104 $3.8M 0.79% 64,614 SH
32 ELI LILLY & CO LLY 532457108 $3.8M 0.79% 3,155 SH
33 RTX CORPORATION RTX 75513E101 $3.7M 0.79% 19,528 SH
34 BLACKROCK INC BLK 09290D101 $3.3M 0.70% 3,401 SH
35 NASDAQ INC NDAQ 631103108 $3.3M 0.69% 39,647 SH
36 TRAVELERS COMPANIES INC TRV 89417E109 $3.1M 0.66% 9,382 SH
37 PEPSICO INC PEP 713448108 $3.0M 0.64% 21,445 SH
38 NVIDIA CORPORATION NVDA 67066G104 $3.0M 0.63% 15,154 SH
39 PROCTER & GAMBLE CO PG 742718109 $3.0M 0.63% 20,233 SH
40 META PLATFORMS INC META 30303M102 $2.8M 0.59% 4,580 SH
41 CHEVRON CORPORATION CVX 166764100 $2.7M 0.56% 16,135 SH
42 ELEVANCE HEALTH INC FORMERLY ELV 036752103 $2.5M 0.52% 5,992 SH
43 ABBVIE INC ABBV 00287Y109 $2.4M 0.50% 9,523 SH
44 HOME DEPOT INC HD 437076102 $2.4M 0.49% 6,700 SH
45 EOG RES INC EOG 26875P101 $2.2M 0.46% 17,183 SH
46 UNITED RENTALS INC URI 911363109 $2.2M 0.46% 1,981 SH
47 MICRON TECHNOLOGY INC MU 595112103 $2.1M 0.45% 2,078 SH
48 ARISTA NETWORKS INC ANET 040413205 $2.1M 0.44% 12,621 SH
49 CATERPILLAR INC CAT 149123101 $2.1M 0.44% 2,100 SH
50 NUVEEN S&P 500 DYNAMIC OVERW SPXX 6706EW100 $2.0M 0.43% 108,498 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-16 $475.9M 102 0001068979-26-000004
2026-03-31 2026-04-15 $443.4M 99 0001068979-26-000003
2025-12-31 2026-02-03 $434.9M 95 0001068979-26-000002
Filer Information
Address
3070 SATURN STREET
STE 101
BREA, CA
Phone
(714) 572-8900
Filing Manager
LIGHTHOUSE FINANCIAL SERVICES INC /ADV
BREA, CA
Signatory
Jayce Lowe
Wealth Manager - Partner