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EAGLE HARBOR ASSET MANAGEMENT INC /ADV — 13F Holdings & Portfolio

CIK 1088388 · latest 13F-HR filed 2026-10-21

Backtest portfolio

EAGLE HARBOR ASSET MANAGEMENT INC /ADV manages $133.4M in 13F-reported U.S. long-equity assets across 141 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AVGO (4.03%), PFF (3.78%), GOOGL (3.61%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 24 new positions and exited 18; 32 existing positions rose in reported value and 41 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$133.4M

Long-equity book

Holdings
141

Distinct positions

Period
2026-09-30

Filed 2026-10-21

Q/Q Activity
+24 / −18 / ↑32 / ↓41

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
AVGO4.0% · +1%PFF3.8% · +10%GOOGL3.6% · -0%AAPL3.5% · -0%PFFD3.5% · +5%VRP3.2% · newFLTR2.7% · +2%JPST2.3% · -2%AMAT2.2% · 0%SCHA2.2% · -0%BBAG2.2% · -2%SCHF2.1% · newMSFT2.0% · -0%HPE1.9% · -2%EPP1.3% · newSCHY1.2% · +0%IWM1.2% · 0%B1.2% · -0%EXPE1.2% · 0%BMY1.1% · -1%SCHD1.1% · +0%AMZN1.1% · +2%EXEL1.1% · -4%SCHC1.1% · -2%VTEB1.1% · newSCHV1.1% · +0%VBR1.0% · -2%VPL1.0% · 0%JPM0.9% · 0%NVDA0.9% · +5%SCHB0.9% · newEWW0.9% · 0%ENS0.8% · -3%VZ0.8% · -2%PSK0.8% · +10%PAX0.7% · -1%DOCU0.7% · -4%COF0.7% · 0%AES0.7% · -6%SYY0.7% · 0%DRI0.7% · -0%MDT0.6% · -4%EWS0.6% · newTRV0.6% · 0%VLO0.6% · -5%LMBS0.6% · +0%OC0.6% · -2%VEA0.6% · newCOST0.6% · -1%D0.6% · -1%VCSH0.6% · newJAZZ0.5% · -0%ABT0.5% · -15%DBX0.5% · -1%JNJ0.5% · 0%SYK0.5% · +94%ALLE0.5% · +16%RHP0.5% · -21%ERIC0.5% · newBAC0.5% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 31%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Feb 18, 2026.

Assets Under Management
$160.9M
Discretionary
$160.9M
Employees
3
Accounts
203
Phone
(206) 300-1423
Website
Mailing Address
701 FIFTH AVENUE #4200, SEATTLE, WA, 98104
Name Title / Status Ownership Type
LOECHL, ANDREW, PATRICK ControlPRESIDENT
since Jan 2009
75% or moreIndividual
MCAULEY, BRIAN, RICHARD ControlCHIEF COMPLIANCE OFFICER
since Nov 2023
Less than 5%Individual
Ownership & leadership changes · 4 filings with changes since Mar 9, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 12, 2025 filing
  • No longer listedRowe, Brian · PORTFOLIO MANAGER · Less than 5% · listed since Sep 2022
Nov 28, 2023 filing
  • AddedMCAULEY, BRIAN, RICHARD · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedRowe, Brian · title CHIEF COMPLIANCE OFFICER → PORTFOLIO MANAGER
Mar 10, 2023 filing
  • No longer listedINCE, UFUK · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2016
  • AddedRowe, Brian · CHIEF COMPLIANCE OFFICER · Less than 5%
Feb 19, 2016 filing
  • AddedINCE, UFUK · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedLOECHL, ANDREW, PATRICK · title CCO → PRESIDENT
Mar 9, 2012 filing (earliest on record)
  • ListedLOECHL, ANDREW, PATRICK · CCO · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

EAGLE HARBOR ASSET MANAGEMENT INC /ADV Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 BROADCOM INC AVGO 11135F101 $5.4M 4.03% 15,296 SH
2 ISHARES TR PFF 464288687 $5.0M 3.78% 170,731 SH
3 ALPHABET INC GOOGL 02079K305 $4.8M 3.61% 13,992 SH
4 APPLE INC AAPL 037833100 $4.7M 3.54% 14,191 SH
5 GLOBAL X FDS PFFD 37954Y657 $4.7M 3.54% 267,935 SH
6 INVESCO EXCH TRADED FD TR II VRP 46138G870 $4.2M 3.16% 177,834 SH
7 VANECK ETF TRUST FLTR 92189F486 $3.6M 2.67% 138,961 SH
8 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $3.0M 2.25% 59,699 SH
9 APPLIED MATLS INC AMAT 038222105 $3.0M 2.22% 5,787 SH
10 SCHWAB STRATEGIC TR SCHA 808524607 $2.9M 2.19% 89,711 SH
11 J P MORGAN EXCHANGE TRADED F BBAG 46641Q241 $2.9M 2.18% 66,487 SH
12 SCHWAB STRATEGIC TR SCHF 808524805 $2.8M 2.08% 101,079 SH
13 MICROSOFT CORP MSFT 594918104 $2.6M 1.98% 5,157 SH
14 HEWLETT PACKARD ENTERPRISE C HPE 42824C109 $2.5M 1.89% 39,387 SH
15 ISHARES INC EPP 464286665 $1.7M 1.26% 30,447 SH
16 SCHWAB STRATEGIC TR SCHY 808524672 $1.6M 1.23% 52,196 SH
17 ISHARES TR IWM 464287655 $1.6M 1.22% 5,836 SH
18 BARRICK MNG CORP B 06849F108 $1.6M 1.19% 39,088 SH
19 EXPEDIA GROUP INC EXPE 30212P303 $1.6M 1.19% 6,011 SH
20 BRISTOL-MYERS SQUIBB CO BMY 110122108 $1.5M 1.15% 24,539 SH
21 SCHWAB STRATEGIC TR SCHD 808524797 $1.5M 1.14% 46,739 SH
22 AMAZON COM INC AMZN 023135106 $1.5M 1.13% 6,073 SH
23 EXELIXIS INC EXEL 30161Q104 $1.4M 1.07% 24,504 SH
24 SCHWAB STRATEGIC TR SCHC 808524888 $1.4M 1.07% 28,703 SH
25 VANGUARD MUN BD FDS VTEB 922907746 $1.4M 1.06% 29,985 SH
26 SCHWAB STRATEGIC TR SCHV 808524409 $1.4M 1.06% 42,474 SH
27 VANGUARD INDEX FDS VBR 922908611 $1.3M 0.96% 5,534 SH
28 VANGUARD INTL EQUITY INDEX F VPL 922042866 $1.3M 0.95% 10,989 SH
29 JPMORGAN CHASE & CO JPM 46625H100 $1.3M 0.95% 3,816 SH
30 NVIDIA CORPORATION NVDA 67066G104 $1.2M 0.93% 5,410 SH
31 SCHWAB STRATEGIC TR SCHB 808524102 $1.2M 0.92% 41,884 SH
32 ISHARES INC EWW 464286822 $1.2M 0.87% 16,363 SH
33 ENERSYS ENS 29275Y102 $1.1M 0.80% 5,832 SH
34 VERIZON COMMUNICATIONS INC VZ 92343V104 $1.1M 0.79% 23,016 SH
35 SPDR SERIES TRUST PSK 78464A292 $1.0M 0.77% 36,325 SH
36 PATRIA INVESTMENTS LIMITED PAX G69451105 $970.5K 0.73% 95,619 SH
37 DOCUSIGN INC DOCU 256163106 $963.6K 0.72% 14,350 SH
38 CAPITAL ONE FINL CORP COF 14040H105 $926.7K 0.69% 4,800 SH
39 AES CORP AES 00130H105 $916.0K 0.69% 61,480 SH
40 SYSCO CORP SYY 871829107 $897.6K 0.67% 11,513 SH
41 DARDEN RESTAURANTS INC DRI 237194105 $888.0K 0.67% 4,595 SH
42 MEDTRONIC PLC MDT G5960L103 $865.7K 0.65% 10,033 SH
43 ISHARES INC EWS 46434G780 $861.7K 0.65% 25,909 SH
44 TRAVELERS COMPANIES INC TRV 89417E109 $838.8K 0.63% 2,353 SH
45 VALERO ENERGY CORP VLO 91913Y100 $801.6K 0.60% 2,068 SH
46 FIRST TR EXCHANGE-TRADED FD LMBS 33739Q200 $792.4K 0.59% 16,351 SH
47 OWENS CORNING NEW OC 690742101 $774.5K 0.58% 6,635 SH
48 VANGUARD TAX-MANAGED FDS VEA 921943858 $768.8K 0.58% 10,888 SH
49 COSTCO WHOLESALE CORPORATION COST 22160K105 $761.0K 0.57% 836 SH
50 DOMINION ENERGY INC D 25746U109 $757.7K 0.57% 12,520 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-21 $133.4M 141 0001754960-26-000926
2026-06-30 2026-08-11 $127.4M 135 0001754960-26-000753
2026-03-31 2026-08-11 $117.0M 130 0001754960-26-000752
Filer Information
Address
999 THIRD AVE STE 3800
SEATTLE, WA 98104
Phone
(206) 224-4101
Filing Manager
EAGLE HARBOR ASSET MANAGEMENT INC /ADV
SEATTLE, WA
Signatory
Aryn Sands
Agent