BOURGEON CAPITAL MANAGEMENT LLC — 13F Holdings & Portfolio
CIK 1088731 · latest 13F-HR filed 2026-07-22
BOURGEON CAPITAL MANAGEMENT LLC manages $679.2M in 13F-reported U.S. long-equity assets across 104 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are GOOGL (5.29%), LLY (4.31%), JPM (4.28%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 15 new positions and exited 19; 41 existing positions rose in reported value and 27 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$679.2M
Long-equity book
Holdings
104
Distinct positions
Period
2026-06-30
Filed 2026-07-22
Q/Q Activity
+15 / −19 / ↑41 / ↓27
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26GOOGL5.4% · -8%LLY4.4% · +5%JPM4.3% · -6%MRVL3.7% · -53%HUBB3.4% · +8%MRK3.1% · +1%ECL3.1% · newETN3.1% · +3%OKTA3.1% · +1%MSFT2.8% · -2%ENPH2.8% · +67%C2.7% · -3%BAC2.6% · +2%RTX2.6% · +4%AMZN2.5% · -4%UNP2.5% · +1%XYZ2.4% · -2%AAPL2.2% · -6%VST2.1% · +1%MDLZ2.1% · -5%BSX2.1% · newQCOM2.0% · +10%DHR1.9% · +3%PPG1.7% · +10%FCX1.7% · -3%CNS1.7% · -7%PRIM1.6% · newEOG1.6% · +3%V1.5% · newBAPA1.5% · -2%NXPI1.5% · -43%PANW1.5% · -60%XAR1.4% · -4%TEVA1.4% · -6%PFE1.3% · +5%CW1.2% · -6%COP1.2% · +4%PWR1.1% · -37%MDB1.0% · -53%ADI0.8% · +17%BLK0.6% · -10%BRK.B0.5% · -0%ILMN0.5% · -75%XOM0.5% · +0%CVX0.5% · +25%TPL0.4% · -34%JNJ0.4% · -3%MP0.4% · +222%AVAV0.4% · +169%COR0.3% · 0%BIV0.3% · -17%GOOG0.3% · -54%GBIL0.2% · -3%GEV0.2% · +0%ROK0.2% · +43%AMGN0.2% · 0%IEV0.2% · newIESC0.2% · 0%FLNC0.2% · newSPY0.2% · -71%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 36.3%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Jul 16, 2026.
Assets Under Management
$1.28B
Discretionary
$1.23B
Employees
7
Accounts
315
Address
320 POST ROAD
SUITE 220
DARIEN, CT 06820
SUITE 220
DARIEN, CT 06820
Phone
(203) 280-1170
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| MALLOZZI, JOHN, SPENCER Control | MEMBER since Sep 2024 | Less than 5% | Individual |
| PETER STALKER III REVOCABLE TRUST Control | MEMBER since Jun 1999 | 10–25% | Domestic Entity |
| Pollack, Laura, S Control | MEMBER since Sep 2024 | Less than 5% | Individual |
| ZARO, JOHN, ANIBLO Control | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER since Feb 1999 | 50–75% | Individual |
| Zaro, Reilyn, Bethany Control | MEMBER since Sep 2024 | Less than 5% | Individual |
| STALKER, PETER Control Indirect owner via PETER STALKER III REVOCABLE TRUST | TRUSTEE since Mar 2007 | 75% or more | Individual |
Ownership & leadership changes · 9 filings with changes since Mar 30, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jul 16, 2026 filing
- No longer listedDRYNAN, LAURA, KIM · MEMBER · 10–25% · control person · listed since May 2011
Mar 26, 2026 filing
- No longer listedEMMONS, ROBERT · TRUSTEE · 75% or more · indirect via ROBERT & CHRISTINE EMMONS CHARITABLE TRUST · control person · listed since Jan 1989
- No longer listedROBERT & CHRISTINE EMMONS CHARITABLE TRUST · MEMBER · Less than 5% · control person · listed since Jun 1999
Mar 24, 2025 filing
- No longer listedEMMONS, ROBERT · TRUSTEE · 75% or more · indirect via ROBERT AND CHRISTINE EMMONS FAMILY TRUST · control person · listed since Jan 1989
- AddedEMMONS, ROBERT · TRUSTEE · 75% or more · indirect via ROBERT & CHRISTINE EMMONS CHARITABLE TRUST · control person
- AddedMALLOZZI, JOHN, SPENCER · MEMBER · Less than 5% · control person
- AddedPollack, Laura, S · MEMBER · Less than 5% · control person
- AddedZaro, Reilyn, Bethany · MEMBER · Less than 5% · control person
- ChangedROBERT & CHRISTINE EMMONS CHARITABLE TRUST · ownership 5–10% → Less than 5%
Mar 31, 2022 filing
- ChangedDRYNAN, LAURA, KIM · ownership 5–10% → 10–25%
Mar 31, 2021 filing
- No longer listedKRAMER, CLAIRE · MEMBER · Less than 5% · listed since Jan 2011
- No longer listedKRAMER, MICHAEL, P · MEMBER · Less than 5% · listed since Jan 2011
- No longer listedMOFFITT, PHILLIP, W · TRUSTEE · 75% or more · indirect via PHILLIP MOFFITT REVOCABLE TRUST · control person · listed since Feb 1993
- No longer listedPHILLIP MOFFITT REVOCABLE TRUST · MEMBER · Less than 5% · control person · listed since Jun 1999
Mar 20, 2017 filing
- No longer listedLEWIS, THOMAS, BAYARD · DIRECTOR OF BUSINESS DEVELOPMENT & CCO · Less than 5% · control person · listed since Jan 2014
- ChangedZARO, JOHN, ANIBLO · title MANAGING MEMBER → MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
Mar 28, 2014 filing
- AddedLEWIS, THOMAS, BAYARD · DIRECTOR OF BUSINESS DEVELOPMENT & CCO · Less than 5% · control person
- ChangedZARO, JOHN, ANIBLO · title MANAGING MEMBER & CHIEF COMPLIANCE OFFICER → MANAGING MEMBER
Jan 11, 2013 filing
- Listed againKRAMER, MICHAEL, P · MEMBER · Less than 5%
Oct 16, 2012 filing
- No longer listedKRAMER, MICHAEL, P · MEMBER · Less than 5% · listed since Jan 2011
- No longer listedMOFFITT, PHILLIP · MEMBER · 25–50% · indirect via PHILLIP MOFFITT REVOCABLE TRUST · control person · listed since Jun 1999
- No longer listedPHILLIP MOFFITT REVOCABLE TRUST · MEMBER · 25–50% · indirect via PHILLIP MOFFITT REVOCABLE TRUST · control person · listed since Jun 1999
- No longer listedROBERT & CHRISTINE EMMONS CHARITABLE TRUST · MEMBER · 25–50% · indirect via ROBERT & CHRISTINE EMMONS CHARITABLE TRUST · control person · listed since Jun 1999
- No longer listedSTALKER, PETER · MEMBER · 10–25% · control person · listed since Jun 1999
- AddedEMMONS, ROBERT · TRUSTEE · 75% or more · indirect via ROBERT AND CHRISTINE EMMONS FAMILY TRUST · control person
- AddedMOFFITT, PHILLIP, W · TRUSTEE · 75% or more · indirect via PHILLIP MOFFITT REVOCABLE TRUST · control person
- AddedPETER STALKER III REVOCABLE TRUST · MEMBER · 10–25% · control person
- AddedSTALKER, PETER · TRUSTEE · 75% or more · indirect via PETER STALKER III REVOCABLE TRUST · control person
Mar 30, 2012 filing (earliest on record)
- ListedDRYNAN, LAURA, KIM · MEMBER · 5–10% · control person
- ListedKRAMER, CLAIRE · MEMBER · Less than 5%
- ListedKRAMER, MICHAEL, P · MEMBER · Less than 5%
- ListedMOFFITT, PHILLIP · MEMBER · 25–50% · indirect via PHILLIP MOFFITT REVOCABLE TRUST · control person
- ListedPHILLIP MOFFITT REVOCABLE TRUST · MEMBER · Less than 5% · control person
- ListedPHILLIP MOFFITT REVOCABLE TRUST · MEMBER · 25–50% · indirect via PHILLIP MOFFITT REVOCABLE TRUST · control person
- ListedROBERT & CHRISTINE EMMONS CHARITABLE TRUST · MEMBER · 5–10% · control person
- ListedROBERT & CHRISTINE EMMONS CHARITABLE TRUST · MEMBER · 25–50% · indirect via ROBERT & CHRISTINE EMMONS CHARITABLE TRUST · control person
- ListedSTALKER, PETER · MEMBER · 10–25% · control person
- ListedZARO, JOHN, ANIBLO · MANAGING MEMBER & CHIEF COMPLIANCE OFFICER · 50–75% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ENPHASE ENERGY INC$10.0M +117.6%
- OKTA INC$8.8M +74.8%
- ELI LILLY & CO$7.9M +36.7%
- MARVELL TECHNOLOGY INC$7.3M +41.8%
- QUALCOMM INC$5.0M +58.5%
Top Trims
- ILLUMINA INC-$6.4M -64.9%
- NVIDIA CORPORATION-$4.1M -85.9%
- MONGODB INC-$3.7M -35.2%
- NXP SEMICONDUCTORS N V-$2.3M -18.7%
- STATE STR SPDR S&P 500 ETF T-$2.2M -66.2%
New Positions
- ECOLAB INC$20.7M
- BOSTON SCIENTIFIC CORP$13.7M
- PRIMORIS SVCS CORP$11.0M
- VISA INC$10.3M
- ISHARES TR$1.2M
Exited Positions
- PROLOGIS INC.$6.0M
- VANGUARD INDEX FDS$1.7M
- MICROCHIP TECHNOLOGY INC.$854.5K
- VANGUARD INDEX FDS$802.7K
- SPDR SERIES TRUST$593.1K
BOURGEON CAPITAL MANAGEMENT LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ALPHABET INC | GOOGL | 02079K305 | $36.0M | 5.29% | 100,601 | SH |
| 2 | ELI LILLY & CO | LLY | 532457108 | $29.3M | 4.31% | 24,426 | SH |
| 3 | JPMORGAN CHASE & CO | JPM | 46625H100 | $29.0M | 4.28% | 88,712 | SH |
| 4 | MARVELL TECHNOLOGY INC | MRVL | 573874104 | $24.7M | 3.64% | 83,069 | SH |
| 5 | HUBBELL INC | HUBB | 443510607 | $22.5M | 3.31% | 42,939 | SH |
| 6 | MERCK & CO INC | MRK | 58933Y105 | $21.1M | 3.10% | 163,890 | SH |
| 7 | ECOLAB INC | ECL | 278865100 | $20.7M | 3.05% | 74,388 | SH |
| 8 | EATON CORP PLC | ETN | G29183103 | $20.7M | 3.04% | 48,507 | SH |
| 9 | OKTA INC | OKTA | 679295105 | $20.5M | 3.03% | 150,598 | SH |
| 10 | MICROSOFT CORP | MSFT | 594918104 | $18.6M | 2.74% | 49,944 | SH |
| 11 | ENPHASE ENERGY INC | ENPH | 29355A107 | $18.6M | 2.73% | 376,929 | SH |
| 12 | CITIGROUP INC | C | 172967424 | $18.1M | 2.66% | 129,197 | SH |
| 13 | BANK OF AMER CORP | BAC | 060505104 | $17.3M | 2.54% | 302,936 | SH |
| 14 | RTX CORPORATION | RTX | 75513E101 | $17.1M | 2.52% | 90,089 | SH |
| 15 | AMAZON COM INC | AMZN | 023135106 | $16.6M | 2.44% | 69,565 | SH |
| 16 | UNION PAC CORP | UNP | 907818108 | $16.6M | 2.44% | 60,935 | SH |
| 17 | BLOCK INC | XYZ | 852234103 | $16.3M | 2.40% | 214,413 | SH |
| 18 | APPLE INC | AAPL | 037833100 | $14.5M | 2.13% | 50,069 | SH |
| 19 | VISTRA CORP | VST | 92840M102 | $14.4M | 2.12% | 90,628 | SH |
| 20 | MONDELEZ INTL INC | MDLZ | 609207105 | $14.1M | 2.08% | 244,600 | SH |
| 21 | BOSTON SCIENTIFIC CORP | BSX | 101137107 | $13.7M | 2.02% | 322,069 | SH |
| 22 | QUALCOMM INC | QCOM | 747525103 | $13.7M | 2.01% | 74,009 | SH |
| 23 | DANAHER CORP DEL | DHR | 235851102 | $12.6M | 1.86% | 66,332 | SH |
| 24 | PPG INDS INC | PPG | 693506107 | $11.5M | 1.69% | 94,505 | SH |
| 25 | FREEPORT MCMORAN INC | FCX | 35671D857 | $11.4M | 1.68% | 180,941 | SH |
| 26 | COHEN & STEERS INC | CNS | 19247A100 | $11.1M | 1.63% | 145,375 | SH |
| 27 | PRIMORIS SVCS CORP | PRIM | 74164F103 | $11.0M | 1.61% | 110,490 | SH |
| 28 | EOG RES INC | EOG | 26875P101 | $10.6M | 1.57% | 81,935 | SH |
| 29 | VISA INC | V | 92826C839 | $10.3M | 1.52% | 30,024 | SH |
| 30 | BOEING CO | BAPA | 097023204 | $10.2M | 1.50% | 151,254 | SH |
| 31 | NXP SEMICONDUCTORS N V | NXPI | N6596X109 | $10.0M | 1.48% | 35,731 | SH |
| 32 | PALO ALTO NETWORKS INC | PANW | 697435105 | $9.8M | 1.44% | 28,776 | SH |
| 33 | SPDR SERIES TRUST | XAR | 78464A631 | $9.3M | 1.37% | 32,764 | SH |
| 34 | TEVA PHARMACEUTICAL INDS LTD | TEVA | 881624209 | $9.1M | 1.34% | 268,970 | SH |
| 35 | PFIZER INC | PFE | 717081103 | $9.0M | 1.32% | 372,849 | SH |
| 36 | CURTISS WRIGHT CORP | CW | 231561101 | $8.2M | 1.21% | 10,854 | SH |
| 37 | CONOCOPHILLIPS | COP | 20825C104 | $7.9M | 1.16% | 75,927 | SH |
| 38 | QUANTA SVCS INC | PWR | 74762E102 | $7.6M | 1.12% | 10,544 | SH |
| 39 | MONGODB INC | MDB | 60937P106 | $6.9M | 1.01% | 20,402 | SH |
| 40 | ANALOG DEVICES INC | ADI | 032654105 | $5.3M | 0.78% | 13,313 | SH |
| 41 | STATE STR SPDR S&P 500 ETF T Put | SPY | 78462F103 | $4.9M | 0.71% | 6,500 | SH |
| 42 | INVESCO QQQ TR Put | QQQ | 46090E103 | $4.8M | 0.70% | 6,500 | SH |
| 43 | BLACKROCK INC | BLK | 09290D101 | $4.0M | 0.58% | 4,127 | SH |
| 44 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $3.6M | 0.52% | 7,103 | SH |
| 45 | ILLUMINA INC | ILMN | 452327109 | $3.4M | 0.51% | 19,613 | SH |
| 46 | EXXON MOBIL CORP | XOM | 30231G102 | $3.4M | 0.49% | 24,558 | SH |
| 47 | CHEVRON CORPORATION | CVX | 166764100 | $3.2M | 0.47% | 19,416 | SH |
| 48 | TEXAS PACIFIC LAND CORPORATI | TPL | 88262P102 | $2.9M | 0.42% | 6,553 | SH |
| 49 | JOHNSON & JOHNSON | JNJ | 478160104 | $2.5M | 0.37% | 9,856 | SH |
| 50 | MP MATERIALS CORP | MP | 553368101 | $2.4M | 0.35% | 42,800 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-22 | $679.2M | 104 | 0001019056-26-000113 |
| 2026-03-31 | 2026-04-13 | $577.9M | 108 | 0001019056-26-000074 |
| 2025-12-31 | 2026-01-15 | $618.2M | 124 | 0001019056-26-000006 |
Filer Information
Address
320 POST ROADDARIEN, CT 06820
Phone
(203) 280-1170
Filing Manager
BOURGEON CAPITAL MANAGEMENT LLC
Darien, CT
Signatory
John A. Zaro, III
President