New York Life Investment Management LLC — 13F Holdings & Portfolio
CIK 1133639 · latest 13F-HR filed 2026-08-10
New York Life Investment Management LLC manages $14.32B in 13F-reported U.S. long-equity assets across 788 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are NVDA (5.09%), AAPL (4.69%), MSFT (3.03%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 57 new positions and exited 60; 422 existing positions rose in reported value and 168 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$14.32B
Long-equity book
Holdings
788
Distinct positions
Period
2026-06-30
Filed 2026-08-10
Q/Q Activity
+57 / −60 / ↑422 / ↓168
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26NVDA5.1% · +3%AAPL4.7% · +3%MSFT3.0% · +4%LRND2.6% · +59%AMZN2.5% · +2%GOOGL2.4% · +4%IQSM2.3% · +7%IQSU2.1% · -4%CPLB1.9% · +3%AVGO1.8% · +1%GOOG1.7% · +1%IQSI1.5% · +11%FLOT1.4% · +30%MGC1.4% · -2%MU1.4% · -0%META1.3% · +4%TSLA1.2% · +1%SECR1.2% · +46%LLY1.1% · +8%AMD1.0% · -0%BRK.B0.9% · +0%JPM0.9% · -0%IQHI0.8% · +6%HFXI0.8% · -4%IEFA0.7% · +5%VEA0.7% · +27%MMSD0.7% · newINTC0.7% · +1%FLBL0.7% · +58%AMAT0.7% · +3%IWFG0.7% · +100%IWLG0.6% · -24%LRCX0.6% · +3%VGSH0.6% · -33%JNJ0.6% · +0%V0.6% · -1%AGG0.6% · +16%XOM0.6% · -0%CSCO0.5% · +3%IJR0.5% · +24%MMCA0.5% · +575%WMT0.5% · +0%CAT0.5% · -1%EMXC0.4% · +8%MTUM0.4% · +17%ABBV0.4% · +0%MA0.4% · -1%SCHA0.4% · -4%FLRN0.4% · +30%KLAC0.4% · +899%GE0.4% · -1%COST0.4% · +0%VO0.4% · +289%BAC0.4% · -1%UNH0.4% · +1%HD0.4% · +0%PG0.4% · +0%MMMA0.4% · +100%GEV0.3% · -1%ICVT0.3% · +30%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 28.5%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 30, 2026.
Assets Under Management
$120.70B
Discretionary
$118.63B
Employees
364
Accounts
939
Address
51 MADISON AVENUE
NEW YORK, NY 10010
NEW YORK, NY 10010
Phone
(888) 474-7725
This firm reports 2 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| ABOU-JAOUDE, NAIM, (NMN) Control | CHIEF EXECUTIVE OFFICER since May 2023 | Less than 5% | Individual |
| BOPP, KEVIN, MICHAEL Control | CHIEF COMPLIANCE OFFICER since Jan 2016 | Less than 5% | Individual |
| CRONIN, MAUREEN, ANNE Control | SVP, DEPUTY GENERAL COUNSEL AND CHIEF INVESTMENTS COUNSEL since Jan 2023 | Less than 5% | Individual |
| HANLEY, DALE, ALEXANDER Control | ELECTED MANAGER since Oct 2015 | Less than 5% | Individual |
| HARTE, FRANCIS, MICHAEL Control | ELECTED MANAGER since Jun 2014 | Less than 5% | Individual |
| KARAOGLAN, ALAIN, MAURICE Control | ELECTED MANAGER since Oct 2022 | Less than 5% | Individual |
| Lehneis, Kirk, Christopher Control | CHIEF OPERATING OFFICER since Jan 2017 | Less than 5% | Individual |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC Control | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER since Dec 1999 | 75% or more | Domestic Entity |
| SABAL, CRAIG, ANDREW Control | ELECTED MANAGER since Jan 2026 | Less than 5% | Individual |
| NEW YORK LIFE INSURANCE COMPANY Control Indirect owner via NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | INDIRECT INTEREST HOLDER since Dec 1999 | 75% or more | Domestic Entity |
Ownership & leadership changes · 21 filings with changes since Mar 30, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 30, 2026 filing
- ChangedHANLEY, DALE, ALEXANDER · title CHIEF RISK OFFICER → ELECTED MANAGER
- ChangedHARTE, FRANCIS, MICHAEL · title CHIEF FINANCIAL OFFICER → ELECTED MANAGER
Jan 8, 2026 filing
- No longer listedMALLOY, ANTHONY, RAMSEY · ELECTED MANAGER · Less than 5% · control person · listed since Feb 2017
- AddedSABAL, CRAIG, ANDREW · ELECTED MANAGER · Less than 5% · control person
Jul 8, 2025 filing
- No longer listedYOON, JAE SUNG · CHIEF INVESTMENT OFFICER · Less than 5% · control person · listed since Aug 2016
Oct 26, 2023 filing
- Listed againKARAOGLAN, ALAIN, MAURICE · ELECTED MANAGER · Less than 5% · control person
May 8, 2023 filing
- No longer listedKARAOGLAN, ALAIN, MAURICE · INTERIM CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Oct 2022
- AddedABOU-JAOUDE, NAIM, (NMN) · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
Jan 31, 2023 filing
- No longer listedSMITH, ALLEN, THOMAS · MANAGING DIRECTOR/GENERAL COUNSEL · Less than 5% · control person · listed since Mar 2018
- AddedCRONIN, MAUREEN, ANNE · SVP, DEPUTY GENERAL COUNSEL AND CHIEF INVESTMENTS COUNSEL · Less than 5% · control person
Oct 14, 2022 filing
- No longer listedHUNG, YIE-HSIN, NMN · ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Jun 2015
- AddedKARAOGLAN, ALAIN, MAURICE · INTERIM CHIEF EXECUTIVE OFFICER · Less than 5% · control person
Mar 30, 2020 filing
- No longer listedSETER, ARTHUR, HARUTYUN · ELECTED MANAGER · Less than 5% · control person · listed since Jan 2015
Mar 28, 2019 filing
- No longer listedFLEURANT, JOHN, THOMAS · ELECTED MANAGER, CHAIRMAN OF AUDIT COMMITTEE · Less than 5% · control person · listed since Apr 2011
- Listed againMALLOY, ANTHONY, RAMSEY · ELECTED MANAGER · Less than 5% · control person
Mar 28, 2018 filing
- No longer listedBEDARD, DAVID, GERALD · ELECTED MANAGER, CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Oct 2013
- No longer listedBLUNT, CHRISTOPHER, OWSLEY · ELECTED MANAGER · Less than 5% · control person · listed since Jun 2015
- No longer listedDESIDERATO, DONALD, M · SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER · Less than 5% · control person · listed since May 2012
- No longer listedDOWIAK, ALLAN · SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES · Less than 5% · control person · listed since Jul 2005
- No longer listedFISHER, STEPHEN, PAUL · ELECTED MANAGER AND PRESIDENT · Less than 5% · control person · listed since Jun 2015
- No longer listedSHIVELY, GEORGE, SYDNEY · SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY · Less than 5% · control person · listed since Jan 2008
- AddedHARTE, FRANCIS, MICHAEL · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- AddedLehneis, Kirk, Christopher · CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedSMITH, ALLEN, THOMAS · MANAGING DIRECTOR/GENERAL COUNSEL · Less than 5% · control person
Older changes (12 more filings)
Aug 18, 2016 filing
- No longer listedSCANLON, SWATI, S · CHIEF RISK OFFICER · Less than 5% · control person · listed since Jun 2015
- AddedHANLEY, DALE, ALEXANDER · CHIEF RISK OFFICER · Less than 5% · control person
- AddedYOON, JAE SUNG · CHIEF INVESTMENT OFFICER · Less than 5% · control person
Jan 6, 2016 filing
- No longer listedBADLER, SARA, LOUISE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2015
- AddedBOPP, KEVIN, MICHAEL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Dec 7, 2015 filing
- No longer listedPALLITTO, DAWN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2014
- Listed againBADLER, SARA, LOUISE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jun 19, 2015 filing
- No longer listedKIM, JOHN, YONG · ELECTED MANAGER, CHAIRMAN OF BOARD AND COMPENSATION COMMITTEE · Less than 5% · control person · listed since Jan 2014
- No longer listedLAWTON, DREW, EDWARD · ELECTED MANAGER, CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Jan 2014
- No longer listedMURPHY, PATRICK, MICHAEL · SENIOR MANAGING DIRECTOR, RETIREMENT PLAN SERVICES · Less than 5% · control person · listed since Oct 2013
- No longer listedPELL, GIDEON, ANTHONY · CHIEF RISK OFFICER · Less than 5% · control person · listed since Sep 2012
- AddedBLUNT, CHRISTOPHER, OWSLEY · ELECTED MANAGER · Less than 5% · control person
- AddedSCANLON, SWATI, S · CHIEF RISK OFFICER · Less than 5% · control person
- ChangedFISHER, STEPHEN, PAUL · title ELECTED MANAGER AND CO-PRESIDENT → ELECTED MANAGER AND PRESIDENT
- ChangedHUNG, YIE-HSIN, NMN · title ELECTED MANAGER AND CO-PRESIDENT → ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER
Mar 20, 2015 filing
- No longer listedLEBER, RICHARD, B · MANAGER · Less than 5% · control person · listed since Dec 2000
- No longer listedSCHUB, BARRY, A · MANAGER · Less than 5% · control person · listed since Jan 2011
- AddedSETER, ARTHUR, HARUTYUN · ELECTED MANAGER · Less than 5% · control person
- ChangedBEDARD, DAVID, GERALD · title MANAGER, CHIEF FINANCIAL OFFICER → ELECTED MANAGER, CHIEF FINANCIAL OFFICER
- ChangedFISHER, STEPHEN, PAUL · title MANAGER AND CO-PRESIDENT → ELECTED MANAGER AND CO-PRESIDENT
- ChangedFLEURANT, JOHN, THOMAS · title MANAGER, CHAIRMAN OF AUDIT COMMITTEE → ELECTED MANAGER, CHAIRMAN OF AUDIT COMMITTEE
- ChangedHUNG, YIE-HSIN, NMN · title MANAGER AND CO-PRESIDENT → ELECTED MANAGER AND CO-PRESIDENT
- ChangedKIM, JOHN, YONG · title CHAIRMAN OF BOARD AND COMPENSATION COMMITTEE → ELECTED MANAGER, CHAIRMAN OF BOARD AND COMPENSATION COMMITTEE
- ChangedLAWTON, DREW, EDWARD · title CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR, MANAGER → ELECTED MANAGER, CHIEF EXECUTIVE OFFICER
Mar 25, 2014 filing
- No longer listedMATHAS, THEODORE, A · MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE · Less than 5% · control person · listed since Jun 2007
- ChangedBEDARD, DAVID, GERALD · title SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER → MANAGER, CHIEF FINANCIAL OFFICER
- ChangedFISHER, STEPHEN, PAUL · title SENIOR MANAGING DIRECTOR, CO-PRESIDENT → MANAGER AND CO-PRESIDENT
- ChangedHUNG, YIE-HSIN, NMN · title SENIOR MANAGING DIRECTOR, CO-PRESIDENT → MANAGER AND CO-PRESIDENT
- ChangedKIM, JOHN, YONG · title CHAIRMAN → CHAIRMAN OF BOARD AND COMPENSATION COMMITTEE
- ChangedLAWTON, DREW, EDWARD · title CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR → CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR, MANAGER
Feb 11, 2014 filing
- No longer listedBADLER, SARA, LOUISE · SENIOR MANAGING DIRECTOR, HEAD OF LEGAL AND COMPLIANCE · Less than 5% · control person · listed since Nov 2009
- No longer listedMALLOY, ANTHONY, RAMSEY · EXECUTIVE VICE PRESIDENT, GENERAL ACCOUNT ASSET MANAGEMENT · Less than 5% · control person · listed since Jul 2011
- No longer listedMCALEER, TARA, M · CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR · Less than 5% · control person · listed since Nov 2009
- No longer listedMICUCCI, ALISON, HIERS · SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER · Less than 5% · control person · listed since Mar 2012
- AddedPALLITTO, DAWN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedFISHER, STEPHEN, PAUL · title SENIOR MANAGING DIRECTOR, CHIEF MARKETING OFFICER → SENIOR MANAGING DIRECTOR, CO-PRESIDENT
- ChangedHUNG, YIE-HSIN, NMN · title EXECUTIVE VICE PRESIDENT, HEAD OF INSTITUTIONAL INVESTMENTS → SENIOR MANAGING DIRECTOR, CO-PRESIDENT
- ChangedKIM, JOHN, YONG · title CHAIRMAN AND CHIEF EXECUTIVE OFFICER → CHAIRMAN
- ChangedLAWTON, DREW, EDWARD · title EXECUTIVE VICE PRESIDENT, RETIREMENT SOLUTIONS → CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR
- ChangedMURPHY, PATRICK, MICHAEL · title MANAGING DIRECTOR → SENIOR MANAGING DIRECTOR, RETIREMENT PLAN SERVICES
- ChangedSHIVELY, GEORGE, SYDNEY · title SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY → SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY
Oct 17, 2013 filing
- No longer listedASHE, CHRISTOPHER, THOMAS · VICE PRESIDENT, ACTING CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jul 2012
- No longer listedCASTELLANI, DAVID, JOHN · SENIOR MANAGING DIRECTOR · Less than 5% · control person · listed since Nov 2010
- No longer listedSPROULE, MICHAEL, EDWARD · MANAGER · Less than 5% · control person · listed since Jun 2003
- AddedBEDARD, DAVID, GERALD · SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER · Less than 5% · control person
- AddedMURPHY, PATRICK, MICHAEL · MANAGING DIRECTOR · Less than 5% · control person
Apr 1, 2013 filing
- ChangedASHE, CHRISTOPHER, THOMAS · title VICE PRESIDENT, DEPUTY CHIEF FINANCIAL OFFICER → VICE PRESIDENT, ACTING CHIEF FINANCIAL OFFICER
- ChangedFLEURANT, JOHN, THOMAS · title MANAGER → MANAGER, CHAIRMAN OF AUDIT COMMITTEE
- ChangedSPROULE, MICHAEL, EDWARD · title MANAGER, CHAIRMAN OF AUDIT COMMITTEE → MANAGER
Oct 17, 2012 filing
- AddedPELL, GIDEON, ANTHONY · CHIEF RISK OFFICER · Less than 5% · control person
- ChangedASHE, CHRISTOPHER, THOMAS · title VICE PRESIDENT, CHIEF FINANCIAL OFFICER → VICE PRESIDENT, DEPUTY CHIEF FINANCIAL OFFICER
Jul 13, 2012 filing
- No longer listedGRADY, JOHN, MICHAEL · CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR · Less than 5% · control person · listed since Nov 2010
- AddedASHE, CHRISTOPHER, THOMAS · VICE PRESIDENT, CHIEF FINANCIAL OFFICER · Less than 5% · control person
- AddedDESIDERATO, DONALD, M · SENIOR MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER · Less than 5% · control person
- ChangedBADLER, SARA, LOUISE · title SENIOR MANAGING DIRECTOR → SENIOR MANAGING DIRECTOR, HEAD OF LEGAL AND COMPLIANCE
- ChangedDOWIAK, ALLAN · title SENIOR MANAGING DIRECTOR → SENIOR MANAGING DIRECTOR, HEAD OF HUMAN RESOURCES
- ChangedFISHER, STEPHEN, PAUL · title SENIOR MANAGING DIRECTOR → SENIOR MANAGING DIRECTOR, CHIEF MARKETING OFFICER
- ChangedHUNG, YIE-HSIN, NMN · title EXECUTIVE VICE PRESIDENT → EXECUTIVE VICE PRESIDENT, HEAD OF INSTITUTIONAL INVESTMENTS
- ChangedLAWTON, DREW, EDWARD · title EXECUTIVE VICE PRESIDENT → EXECUTIVE VICE PRESIDENT, RETIREMENT SOLUTIONS
- ChangedMALLOY, ANTHONY, RAMSEY · title EXECUTIVE VICE PRESIDENT → EXECUTIVE VICE PRESIDENT, GENERAL ACCOUNT ASSET MANAGEMENT
- ChangedMICUCCI, ALISON, HIERS · title SENIOR MANAGING DIRECTOR → SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER
Mar 30, 2012 filing (earliest on record)
- ListedBADLER, SARA, LOUISE · SENIOR MANAGING DIRECTOR · Less than 5% · control person
- ListedCASTELLANI, DAVID, JOHN · SENIOR MANAGING DIRECTOR · Less than 5% · control person
- ListedDOWIAK, ALLAN · SENIOR MANAGING DIRECTOR · Less than 5% · control person
- ListedFISHER, STEPHEN, PAUL · SENIOR MANAGING DIRECTOR · Less than 5% · control person
- ListedFLEURANT, JOHN, THOMAS · MANAGER · Less than 5% · control person
- ListedGRADY, JOHN, MICHAEL · CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR · Less than 5% · control person
- ListedHUNG, YIE-HSIN, NMN · EXECUTIVE VICE PRESIDENT · Less than 5% · control person
- ListedKIM, JOHN, YONG · CHAIRMAN AND CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- ListedLAWTON, DREW, EDWARD · EXECUTIVE VICE PRESIDENT · Less than 5% · control person
- ListedLEBER, RICHARD, B · MANAGER · Less than 5% · control person
- ListedMALLOY, ANTHONY, RAMSEY · EXECUTIVE VICE PRESIDENT · Less than 5% · control person
- ListedMATHAS, THEODORE, A · MANAGER, CHAIRMAN OF COMPENSATION COMMITTEE · Less than 5% · control person
- ListedMCALEER, TARA, M · CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR · Less than 5% · control person
- ListedMICUCCI, ALISON, HIERS · SENIOR MANAGING DIRECTOR · Less than 5% · control person
- ListedNEW YORK LIFE INSURANCE COMPANY · INDIRECT INTEREST HOLDER · 75% or more · indirect via NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC · control person
- ListedNEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC · SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER · 75% or more · control person
- ListedSCHUB, BARRY, A · MANAGER · Less than 5% · control person
- ListedSHIVELY, GEORGE, SYDNEY · SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY · Less than 5% · control person
- ListedSPROULE, MICHAEL, EDWARD · MANAGER, CHAIRMAN OF AUDIT COMMITTEE · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- NEW YORK LIFE INVESTMENTS ET$177.8M +88.2%
- MICRON TECHNOLOGY INC$137.5M +241.5%
- NVIDIA CORPORATION$109.6M +17.7%
- APPLE INC$97.3M +17.0%
- ADVANCED MICRO DEVICES INC$91.3M +184.4%
Top Trims
- VANGUARD SCOTTSDALE FDS-$44.9M -33.6%
- J P MORGAN EXCHANGE TRADED F-$23.6M -91.2%
- EXXON MOBIL CORP-$19.5M -19.8%
- NETFLIX INC.-$14.5M -25.7%
- VANGUARD SCOTTSDALE FDS-$12.4M -69.5%
New Positions
- NEW YORK LIFE INVTS ACTIVE E$100.2M
- NEW YORK LIFE INVTS ACTIVE E$40.1M
- NEW YORK LIFE INVTS ACTIVE E$24.4M
- SPDR SERIES TRUST$16.8M
- VANECK ETF TRUST$8.1M
Exited Positions
- HONEYWELL INTL INC$19.9M
- INVESCO ACTVELY MNGD ETC FD$15.0M
- TXNM ENERGY INC$8.8M
- HOLOGIC INC$8.5M
- ISHARES TR$7.4M
New York Life Investment Management LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION | NVDA | 67066G104 | $728.4M | 5.09% | 3,640,286 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $671.2M | 4.69% | 2,319,660 | SH |
| 3 | MICROSOFT CORP | MSFT | 594918104 | $433.8M | 3.03% | 1,162,926 | SH |
| 4 | NEW YORK LIFE INVESTMENTS ET | LRND | 45409B263 | $370.9M | 2.59% | 8,409,898 | SH |
| 5 | AMAZON COM INC | AMZN | 023135106 | $355.7M | 2.48% | 1,492,511 | SH |
| 6 | ALPHABET INC | GOOGL | 02079K305 | $344.8M | 2.41% | 964,737 | SH |
| 7 | NEW YORK LIFE INVESTMENTS ET | IQSM | 45409B248 | $331.5M | 2.32% | 8,329,582 | SH |
| 8 | NEW YORK LIFE INVESTMENTS ET | IQSU | 45409B461 | $295.7M | 2.07% | 4,724,616 | SH |
| 9 | NEW YORK LIFE INVTS ACTIVE E | CPLB | 45409F785 | $277.2M | 1.94% | 13,263,659 | SH |
| 10 | BROADCOM INC | AVGO | 11135F101 | $264.1M | 1.84% | 699,053 | SH |
| 11 | ALPHABET INC | GOOG | 02079K107 | $248.0M | 1.73% | 701,829 | SH |
| 12 | NEW YORK LIFE INVESTMENTS ET | IQSI | 45409B453 | $218.1M | 1.52% | 5,695,211 | SH |
| 13 | ISHARES TR | FLOT | 46429B655 | $201.9M | 1.41% | 3,955,418 | SH |
| 14 | VANGUARD WORLD FD | MGC | 921910873 | $199.9M | 1.40% | 730,563 | SH |
| 15 | MICRON TECHNOLOGY INC | MU | 595112103 | $194.4M | 1.36% | 168,423 | SH |
| 16 | META PLATFORMS INC | META | 30303M102 | $186.4M | 1.30% | 330,926 | SH |
| 17 | TESLA INC | TSLA | 88160R101 | $178.3M | 1.25% | 423,945 | SH |
| 18 | ELI LILLY & CO | LLY | 532457108 | $155.6M | 1.09% | 129,708 | SH |
| 19 | NEW YORK LIFE INVTS ACTIVE E | SECR | 45409F686 | $151.9M | 1.06% | 5,984,891 | SH |
| 20 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $140.8M | 0.98% | 242,459 | SH |
| 21 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $127.3M | 0.89% | 254,496 | SH |
| 22 | JPMORGAN CHASE & CO | JPM | 46625H100 | $122.2M | 0.85% | 373,305 | SH |
| 23 | NEW YORK LIFE INVESTMENTS ET | HFXI | 45409B560 | $114.4M | 0.80% | 3,003,229 | SH |
| 24 | NEW YORK LIFE INVTS ACTIVE E | IQHI | 45409F736 | $114.1M | 0.80% | 4,417,584 | SH |
| 25 | ISHARES TR | IEFA | 46432F842 | $104.2M | 0.73% | 1,078,383 | SH |
| 26 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $103.1M | 0.72% | 1,446,949 | SH |
| 27 | INTEL CORP | INTC | 458140100 | $98.3M | 0.69% | 704,143 | SH |
| 28 | FRANKLIN TEMPLETON ETF TR | FLBL | 35473P595 | $97.8M | 0.68% | 4,268,479 | SH |
| 29 | APPLIED MATLS INC | AMAT | 038222105 | $94.5M | 0.66% | 130,731 | SH |
| 30 | NEW YORK LIFE INVTS ACTIVE E | IWLG | 45409F769 | $89.4M | 0.62% | 1,580,116 | SH |
| 31 | LAM RESEARCH CORP | LRCX | 512807306 | $89.1M | 0.62% | 205,583 | SH |
| 32 | VANGUARD SCOTTSDALE FDS | VGSH | 92206C102 | $88.8M | 0.62% | 1,526,211 | SH |
| 33 | JOHNSON & JOHNSON | JNJ | 478160104 | $85.2M | 0.59% | 335,320 | SH |
| 34 | VISA INC | V | 92826C839 | $85.0M | 0.59% | 247,610 | SH |
| 35 | ISHARES TR | AGG | 464287226 | $81.5M | 0.57% | 823,286 | SH |
| 36 | EXXON MOBIL CORP | XOM | 30231G102 | $78.9M | 0.55% | 577,369 | SH |
| 37 | CISCO SYS INC | CSCO | 17275R102 | $75.9M | 0.53% | 646,204 | SH |
| 38 | ISHARES TR | IJR | 464287804 | $72.6M | 0.51% | 489,674 | SH |
| 39 | WALMART INC | WMT | 931142103 | $69.2M | 0.48% | 610,654 | SH |
| 40 | CATERPILLAR INC | CAT | 149123101 | $68.3M | 0.48% | 64,152 | SH |
| 41 | ISHARES INC | EMXC | 46434G764 | $63.2M | 0.44% | 618,086 | SH |
| 42 | ISHARES TR | MTUM | 46432F396 | $62.4M | 0.44% | 181,964 | SH |
| 43 | ABBVIE INC | ABBV | 00287Y109 | $62.0M | 0.43% | 246,242 | SH |
| 44 | MASTERCARD INCORPORATED | MA | 57636Q104 | $61.7M | 0.43% | 120,113 | SH |
| 45 | SCHWAB STRATEGIC TR | SCHA | 808524607 | $61.2M | 0.43% | 1,694,799 | SH |
| 46 | SPDR SERIES TRUST | FLRN | 78468R200 | $60.7M | 0.42% | 1,967,252 | SH |
| 47 | KLA CORP | KLAC | 482480100 | $59.2M | 0.41% | 196,164 | SH |
| 48 | GE AEROSPACE | GE | 369604301 | $58.0M | 0.41% | 155,224 | SH |
| 49 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $57.8M | 0.40% | 61,800 | SH |
| 50 | VANGUARD INDEX FDS | VO | 922908629 | $55.5M | 0.39% | 688,447 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-10 | $14.32B | 788 | 0001133639-26-000005 |
| 2026-03-31 | 2026-05-07 | $11.82B | 781 | 0001133639-26-000002 |
| 2025-12-31 | 2026-02-05 | $11.60B | 766 | 0001133639-26-000001 |
Filer Information
Address
51 MADISON AVENEW YORK, NY 10010
Phone
(212) 576-7000
Filing Manager
New York Life Investment Management LLC
New York, NY
Signatory
Kevin Bopp
Chief Compliance Officer