NEW YORK LIFE INVESTMENT MANAGEMENT LLC — 13F Holdings & Portfolio
CIK 1133639 · latest 13F-HR filed 2026-05-07
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$11.82B
Long-equity book
Holdings
781
Distinct positions
Period
2026-03-31
Filed 2026-05-07
Q/Q Activity
+56 / −41 / ↑375 / ↓199
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- NEW YORK LIFE INVESTMENTS ET$136.1M +208.0%
- NEW YORK LIFE INVESTMENTS ET$71.2M +35.6%
- NEW YORK LIFE INVESTMENTS ET$50.0M +24.8%
- EXXON MOBIL CORP$28.9M +41.6%
- VANGUARD SCOTTSDALE FDS$17.6M +5521.2%
Top Trims
- MICROSOFT CORP-$108.9M -20.8%
- NEW YORK LIFE INVTS ACTIVE E-$34.8M -25.9%
- VANGUARD SCOTTSDALE FDS-$30.0M -18.3%
- TESLA INC-$27.6M -15.0%
- META PLATFORMS INC-$17.4M -8.7%
New Positions
- CIENA CORP$7.6M
- COHERENT CORP$6.2M
- SEALED AIR CORP NEW$5.6M
- ONESTREAM INC$5.2M
- AMICUS THERAPEUTIC$4.4M
Exited Positions
- DAYFORCE INC$11.3M
- ANYWHERE REAL ESTATE INC$10.1M
- AIR LEASE CORP$8.5M
- TEGNA INC$7.2M
- SOHO HOUSE & CO INC$7.2M
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION | NVDA | 67066G104 | $618.8M | 5.24% | 3,548,266 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $573.9M | 4.86% | 2,261,351 | SH |
| 3 | MICROSOFT CORP | MSFT | 594918104 | $415.7M | 3.52% | 1,122,992 | SH |
| 4 | AMAZON COM INC | AMZN | 023135106 | $306.2M | 2.59% | 1,470,010 | SH |
| 5 | NEW YORK LIFE INVESTMENTS ET | IQSM | 45409B248 | $271.2M | 2.29% | 7,811,394 | SH |
| 6 | NEW YORK LIFE INVTS ACTIVE E | CPLB | 45409F785 | $270.3M | 2.29% | 12,885,219 | SH |
| 7 | ALPHABET INC | GOOGL | 02079K305 | $266.2M | 2.25% | 925,719 | SH |
| 8 | NEW YORK LIFE INVESTMENTS ET | IQSU | 45409B461 | $251.8M | 2.13% | 4,916,364 | SH |
| 9 | BROADCOM INC | AVGO | 11135F101 | $213.9M | 1.81% | 691,081 | SH |
| 10 | NEW YORK LIFE INVESTMENTS ET | LRND | 45409B263 | $201.5M | 1.70% | 5,419,401 | SH |
| 11 | ALPHABET INC | GOOG | 02079K107 | $199.8M | 1.69% | 696,524 | SH |
| 12 | META PLATFORMS INC | META | 30303M102 | $182.9M | 1.55% | 319,708 | SH |
| 13 | NEW YORK LIFE INVESTMENTS ET | IQSI | 45409B453 | $180.8M | 1.53% | 5,131,326 | SH |
| 14 | VANGUARD WORLD FD | MGC | 921910873 | $175.9M | 1.49% | 744,342 | SH |
| 15 | TESLA INC | TSLA | 88160R101 | $156.0M | 1.32% | 419,682 | SH |
| 16 | ISHARES TR | FLOT | 46429B655 | $155.2M | 1.31% | 3,045,792 | SH |
| 17 | VANGUARD SCOTTSDALE FDS | VGSH | 92206C102 | $133.7M | 1.13% | 2,283,713 | SH |
| 18 | NEW YORK LIFE INVTS ACTIVE E | SECR | 45409F686 | $122.6M | 1.04% | 4,779,403 | SH |
| 19 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $121.6M | 1.03% | 253,832 | SH |
| 20 | NEW YORK LIFE INVTS ACTIVE E | IQHI | 45409F736 | $111.0M | 0.94% | 4,326,415 | SH |
| 21 | ELI LILLY & CO | LLY | 532457108 | $110.4M | 0.93% | 120,075 | SH |
| 22 | JPMORGAN CHASE & CO | JPM | 46625H100 | $110.2M | 0.93% | 374,636 | SH |
| 23 | NEW YORK LIFE INVESTMENTS ET | HFXI | 45409B560 | $104.6M | 0.89% | 3,116,330 | SH |
| 24 | NEW YORK LIFE INVTS ACTIVE E | IWLG | 45409F769 | $99.8M | 0.84% | 2,090,380 | SH |
| 25 | EXXON MOBIL CORP | XOM | 30231G102 | $98.4M | 0.83% | 580,275 | SH |
| 26 | ISHARES TR | IEFA | 46432F842 | $93.3M | 0.79% | 1,030,827 | SH |
| 27 | JOHNSON & JOHNSON | JNJ | 478160104 | $81.8M | 0.69% | 334,621 | SH |
| 28 | WALMART INC | WMT | 931142103 | $75.7M | 0.64% | 609,027 | SH |
| 29 | VISA INC | V | 92826C839 | $75.6M | 0.64% | 250,113 | SH |
| 30 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $73.0M | 0.62% | 1,139,233 | SH |
| 31 | ISHARES TR | AGG | 464287226 | $70.7M | 0.60% | 712,423 | SH |
| 32 | FRANKLIN TEMPLETON ETF TR | FLBL | 35473P595 | $62.0M | 0.52% | 2,697,016 | SH |
| 33 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $61.5M | 0.52% | 61,672 | SH |
| 34 | MASTERCARD INCORPORATED | MA | 57636Q104 | $60.5M | 0.51% | 120,984 | SH |
| 35 | MICRON TECHNOLOGY INC | MU | 595112103 | $56.9M | 0.48% | 168,507 | SH |
| 36 | NETFLIX INC. | NFLX | 64110L106 | $56.4M | 0.48% | 586,541 | SH |
| 37 | CHEVRON CORPORATION | CVX | 166764100 | $53.9M | 0.46% | 260,422 | SH |
| 38 | ABBVIE INC | ABBV | 00287Y109 | $53.4M | 0.45% | 245,493 | SH |
| 39 | SCHWAB STRATEGIC TR | SCHA | 808524607 | $51.5M | 0.44% | 1,771,690 | SH |
| 40 | VANGUARD INDEX FDS | VO | 922908629 | $50.8M | 0.43% | 176,926 | SH |
| 41 | PROCTER & GAMBLE CO | PG | 742718109 | $50.0M | 0.42% | 346,425 | SH |
| 42 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $49.5M | 0.42% | 243,473 | SH |
| 43 | ISHARES TR | IJR | 464287804 | $49.1M | 0.42% | 395,312 | SH |
| 44 | CISCO SYS INC | CSCO | 17275R102 | $48.8M | 0.41% | 629,191 | SH |
| 45 | HOME DEPOT INC | HD | 437076102 | $48.7M | 0.41% | 148,142 | SH |
| 46 | BANK AMERICA CORP | BAC | 060505104 | $48.0M | 0.41% | 985,302 | SH |
| 47 | SPDR SERIES TRUST | FLRN | 78468R200 | $46.7M | 0.40% | 1,517,027 | SH |
| 48 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $46.4M | 0.39% | 317,329 | SH |
| 49 | CATERPILLAR INC | CAT | 149123101 | $45.8M | 0.39% | 64,619 | SH |
| 50 | ISHARES INC | EMXC | 46434G764 | $45.1M | 0.38% | 572,968 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-07 | $11.82B | 781 | 0001133639-26-000002 |
| 2025-12-31 | 2026-02-05 | $11.60B | 766 | 0001133639-26-000001 |