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PRINCIPAL SECURITIES, INC. — 13F Holdings & Portfolio

CIK 12600 · latest 13F-HR filed 2026-05-13

Backtest portfolio

PRINCIPAL SECURITIES, INC. manages $6.82B in 13F-reported U.S. long-equity assets across 1,411 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are USMC (4.47%), IVV (2.97%), PY (2.13%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 141 new positions, exited 75, added to 585, and trimmed 371.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$6.82B

Long-equity book

Holdings

1,411

Distinct positions

Period

2026-03-31

Filed 2026-05-13

Q/Q Activity

+141 / −75 / ↑585 / ↓371

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • PRINCIPAL EXCHANGE TRADED FD$52.9M +60.9%
  • PRINCIPAL EXCHANGE TRADED FD$17.9M +14.6%
  • PRINCIPAL EXCHANGE TRADED FD$13.3M +15.3%
  • PRINCIPAL EXCHANGE TRADED FD$13.1M +21.7%
  • ISHARES TR$12.5M +466.7%
Show all 585 →

Top Trims

  • SPDR SERIES TRUST-$26.3M -92.4%
  • MICROSOFT CORP-$15.0M -15.3%
  • ISHARES TR-$13.6M -89.2%
  • ISHARES TR-$12.1M -23.5%
  • VANGUARD WORLD FD-$10.7M -88.0%
Show all 371 →

New Positions

  • GOLDMAN SACHS ETF TR$13.1M
  • BLACKROCK ETF TRUST$11.4M
  • FRANKLIN TEMPLETON ETF TR$10.2M
  • BLACKROCK ETF TRUST$9.3M
  • BLACKROCK ETF TRUST$6.4M
Show all 141 →

Exited Positions

  • BLACKROCK ETF TRUST$7.7M
  • ASTRAZENECA PLC$5.5M
  • INNOVATOR ETFS TRUST$3.3M
  • INNOVATOR ETFS TRUST$2.9M
  • J P MORGAN EXCHANGE TRADED F$2.1M
Show all 75 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 PRINCIPAL EXCHANGE TRADED FD USMC 74255Y870 $304.6M 4.47% 4,736,954 SH
2 ISHARES TR IVV 464287200 $202.2M 2.97% 309,596 SH
3 PRINCIPAL EXCHANGE TRADED FD PY 74255Y607 $145.4M 2.13% 2,536,322 SH
4 PRINCIPAL EXCHANGE TRADED FD PIEQ 74255Y698 $140.7M 2.06% 4,141,800 SH
5 PRINCIPAL EXCHANGE TRADED FD LCAP 74255Y680 $139.7M 2.05% 4,819,169 SH
6 PRINCIPAL EXCHANGE TRADED FD BCHP 74255Y714 $139.2M 2.04% 4,254,860 SH
7 ISHARES TR AGG 464287226 $134.8M 1.98% 1,357,568 SH
8 GOLDMAN SACHS ETF TR GSUS 381430123 $103.7M 1.52% 1,157,612 SH
9 PRINCIPAL EXCHANGE TRADED FD IG 74255Y821 $100.2M 1.47% 4,852,973 SH
10 NVIDIA CORPORATION NVDA 67066G104 $83.8M 1.23% 480,360 SH
11 MICROSOFT CORP MSFT 594918104 $82.9M 1.22% 223,933 SH
12 APPLE INC AAPL 037833100 $79.9M 1.17% 314,960 SH
13 PRINCIPAL EXCHANGE TRADED FD PY 74255Y300 $73.5M 1.08% 1,428,413 SH
14 ISHARES TR IUSV 464287663 $71.8M 1.05% 702,083 SH
15 AMAZON COM INC AMZN 023135106 $70.6M 1.04% 338,859 SH
16 SPDR SERIES TRUST SPYM 78464A854 $66.3M 0.97% 866,610 SH
17 ISHARES TR IWB 464287622 $65.0M 0.95% 182,403 SH
18 PRINCIPAL EXCHANGE TRADED FD YLD 74255Y102 $63.3M 0.93% 3,336,359 SH
19 GOLDMAN SACHS ETF TR GCOR 38149W101 $59.7M 0.88% 1,445,620 SH
20 ISHARES TR IEFA 46432F842 $57.8M 0.85% 638,337 SH
21 ISHARES INC IEMG 46434G103 $56.0M 0.82% 803,495 SH
22 ALPHABET INC GOOGL 02079K305 $56.0M 0.82% 194,773 SH
23 TRUST FOR PROFESSIONAL MANAG APUE 89834G729 $54.9M 0.80% 1,368,975 SH
24 VANGUARD INDEX FDS VTI 922908769 $54.6M 0.80% 170,307 SH
25 SCHWAB STRATEGIC TR SCHP 808524870 $51.9M 0.76% 1,949,070 SH
26 ISHARES TR IJR 464287804 $49.3M 0.72% 396,724 SH
27 ISHARES TR IVW 464287309 $47.7M 0.70% 422,113 SH
28 FIDELITY COVINGTON TRUST FTEC 316092808 $44.3M 0.65% 212,930 SH
29 GOLDMAN SACHS ETF TR GSIE 381430107 $43.4M 0.64% 1,006,889 SH
30 SCHWAB STRATEGIC TR SCHG 808524300 $43.0M 0.63% 1,474,680 SH
31 ISHARES TR IDEV 46435G326 $41.5M 0.61% 496,389 SH
32 META PLATFORMS INC META 30303M102 $41.2M 0.60% 71,947 SH
33 ISHARES TR IUSG 464287671 $39.4M 0.58% 254,203 SH
34 BROADCOM INC AVGO 11135F101 $39.1M 0.57% 126,181 SH
35 ALPHABET INC GOOG 02079K107 $37.4M 0.55% 130,477 SH
36 ISHARES TR IXUS 46432F834 $36.9M 0.54% 425,599 SH
37 ISHARES TR MBB 464288588 $35.2M 0.52% 370,956 SH
38 GOLDMAN SACHS ETF TR GSLC 381430503 $34.9M 0.51% 278,631 SH
39 VANGUARD TAX-MANAGED FDS VEA 921943858 $32.0M 0.47% 498,917 SH
40 JPMORGAN CHASE &CO JPM 46625H100 $30.2M 0.44% 102,594 SH
41 VANGUARD BD INDEX FDS BND 921937835 $30.0M 0.44% 407,882 SH
42 ISHARES TR GOVT 46429B267 $29.9M 0.44% 1,303,146 SH
43 VANGUARD INDEX FDS VTV 922908744 $29.0M 0.42% 147,560 SH
44 ISHARES TR IUSB 46434V613 $28.4M 0.42% 614,297 SH
45 ISHARES TR IVE 464287408 $27.0M 0.40% 127,933 SH
46 INVESCO QQQ TR QQQ 46090E103 $27.0M 0.40% 46,772 SH
47 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $25.7M 0.38% 53,557 SH
48 BLACKROCK ETF TRUST DYNF 09290C103 $24.9M 0.37% 427,852 SH
49 TRUST FOR PROFESSIONAL MANAG APIE 89834G737 $24.5M 0.36% 694,896 SH
50 VISA INC V 92826C839 $24.3M 0.36% 80,335 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-13 $6.82B 1,411 0000012600-26-000009
2025-12-31 2026-02-12 $6.48B 1,345 0000012600-26-000001
2025-09-30 2025-11-12 $6.07B 3,731 0000012600-25-000011