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PRINCIPAL SECURITIES, INC. — 13F Holdings & Portfolio

CIK 12600 · latest 13F-HR filed 2026-08-04

Backtest portfolio

PRINCIPAL SECURITIES, INC. manages $8.31B in 13F-reported U.S. long-equity assets across 1,539 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are PIEQ (4.77%), USMC (4.31%), IVV (3.35%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 185 new positions, exited 57, added to 878, and trimmed 258.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
711 HIGH STREET
DES MOINES, IA 50392
Phone
(516) 501-2046
Filing Manager
PRINCIPAL SECURITIES, INC.
DES MOINES, IA
Signatory
Thomas Drogan
Chief Compliance Officer
Loading holdings…
AUM

$8.31B

Long-equity book

Holdings

1,539

Distinct positions

Period

2026-06-30

Filed 2026-08-04

Q/Q Activity

+185 / −57 / ↑878 / ↓258

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • PRINCIPAL EXCHANGE TRADED FD$255.6M +181.7%
  • ISHARES TR$76.3M +37.7%
  • PRINCIPAL EXCHANGE TRADED FD$52.9M +17.4%
  • PRINCIPAL EXCHANGE TRADED FD$52.6M +37.7%
  • PRINCIPAL EXCHANGE TRADED FD$32.9M +32.8%
Show all 878 →

Top Trims

  • ISHARES TR-$46.3M -34.4%
  • ISHARES TR-$19.7M -40.0%
  • PACER FDS TR-$15.0M -84.7%
  • VANGUARD SCOTTSDALE FDS-$14.1M -93.6%
  • LEGG MASON ETF INVT-$12.3M -61.6%
Show all 258 →

New Positions

  • GOLDMAN SACHS ETF TR$55.8M
  • ISHARES INC$17.2M
  • GOLDMAN SACHS ETF TR$15.6M
  • INNOVATOR ETFS TRUST$13.7M
  • GOLDMAN SACHS ETF TR$7.7M
Show all 185 →

Exited Positions

  • HONEYWELL INTL INC$3.6M
  • GOLDMAN SACHS ETF TR$2.8M
  • ISHARES TR$2.3M
  • INVESCO EXCH TRADED FD TR II$2.0M
  • CARNIVAL CORP$1.1M
Show all 57 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 PRINCIPAL EXCHANGE TRADED FD PIEQ 74255Y698 $396.3M 4.77% 11,041,875 SH
2 PRINCIPAL EXCHANGE TRADED FD USMC 74255Y870 $357.6M 4.31% 4,823,521 SH
3 ISHARES TR IVV 464287200 $278.5M 3.35% 371,938 SH
4 PRINCIPAL EXCHANGE TRADED FD LCAP 74255Y680 $192.3M 2.32% 5,804,126 SH
5 PRINCIPAL EXCHANGE TRADED FD PSC 74255Y607 $172.3M 2.07% 2,457,408 SH
6 PRINCIPAL EXCHANGE TRADED FD BCHP 74255Y714 $154.1M 1.86% 4,261,372 SH
7 PRINCIPAL EXCHANGE TRADED FD IG 74255Y821 $133.0M 1.60% 6,438,151 SH
8 GOLDMAN SACHS ETF TR GSUS 381430123 $124.7M 1.50% 1,209,324 SH
9 NVIDIA CORPORATION NVDA 67066G104 $102.5M 1.23% 512,188 SH
10 APPLE INC AAPL 037833100 $97.4M 1.17% 336,456 SH
11 PRINCIPAL EXCHANGE TRADED FD YLD 74255Y102 $91.7M 1.10% 4,807,872 SH
12 ISHARES TR AGG 464287226 $88.4M 1.06% 893,305 SH
13 PRINCIPAL EXCHANGE TRADED FD PY 74255Y300 $87.2M 1.05% 1,617,997 SH
14 MICROSOFT CORP MSFT 594918104 $87.2M 1.05% 233,753 SH
15 AMAZON COM INC AMZN 023135106 $82.9M 1.00% 347,640 SH
16 ISHARES TR IUSV 464287663 $73.9M 0.89% 671,256 SH
17 SPDR SERIES TRUST SPYM 78464A854 $73.7M 0.89% 838,885 SH
18 ALPHABET INC GOOGL 02079K305 $69.4M 0.84% 194,208 SH
19 TRUST FOR PROFESSIONAL MANAG APUE 89834G729 $68.6M 0.83% 1,483,929 SH
20 VANGUARD INDEX FDS VTI 922908769 $62.4M 0.75% 168,597 SH
21 GOLDMAN SACHS ETF TR GCOR 38149W101 $62.1M 0.75% 1,507,766 SH
22 ISHARES TR IWB 464287622 $60.3M 0.73% 147,167 SH
23 ISHARES TR IVW 464287309 $58.9M 0.71% 428,592 SH
24 GOLDMAN SACHS ETF TR GSIE 381430107 $57.9M 0.70% 1,266,757 SH
25 FIDELITY COVINGTON TRUST FTEC 316092808 $56.8M 0.68% 198,769 SH
26 GOLDMAN SACHS ETF TR GBND 38149W473 $55.8M 0.67% 1,104,041 SH
27 ISHARES TR IEFA 46432F842 $55.6M 0.67% 575,931 SH
28 SCHWAB STRATEGIC TR SCHP 808524870 $52.4M 0.63% 1,978,213 SH
29 GOLDMAN SACHS ETF TR GSLC 381430503 $50.4M 0.61% 355,063 SH
30 BROADCOM INC AVGO 11135F101 $48.5M 0.58% 128,290 SH
31 ISHARES INC IEMG 46434G103 $48.2M 0.58% 582,315 SH
32 SCHWAB STRATEGIC TR SCHG 808524300 $48.0M 0.58% 1,417,627 SH
33 ISHARES TR IDEV 46435G326 $47.8M 0.58% 536,680 SH
34 ALPHABET INC GOOG 02079K107 $47.5M 0.57% 134,297 SH
35 ISHARES TR IUSG 464287671 $43.6M 0.53% 231,839 SH
36 META PLATFORMS INC META 30303M102 $43.0M 0.52% 76,424 SH
37 ISHARES TR MBB 464288588 $42.5M 0.51% 449,653 SH
38 INVESCO QQQ TR QQQ 46090E103 $41.1M 0.50% 55,842 SH
39 ISHARES TR IXUS 46432F834 $38.6M 0.46% 404,333 SH
40 ISHARES TR GOVT 46429B267 $37.8M 0.45% 1,657,284 SH
41 VANGUARD TAX-MANAGED FDS VEA 921943858 $35.3M 0.43% 495,560 SH
42 ISHARES TR IUSB 46434V613 $35.1M 0.42% 760,235 SH
43 JPMORGAN CHASE &CO JPM 46625H100 $34.9M 0.42% 106,584 SH
44 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $34.7M 0.42% 72,621 SH
45 VANGUARD BD INDEX FDS BND 921937835 $34.2M 0.41% 465,841 SH
46 VANGUARD INDEX FDS VTV 922908744 $33.9M 0.41% 155,650 SH
47 BLACKROCK ETF TRUST DYNF 09290C103 $32.8M 0.39% 481,587 SH
48 GOLDMAN SACHS ETF TR GEM 381430206 $31.0M 0.37% 596,572 SH
49 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $30.4M 0.37% 40,728 SH
50 SIMPLIFY EXCHANGE TRADED FUN SBAR 82889N335 $30.1M 0.36% 1,174,200 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-04 $8.31B 1,539 0000012600-26-000012
2026-03-31 2026-05-13 $6.82B 1,411 0000012600-26-000009
2025-12-31 2026-02-12 $6.48B 1,345 0000012600-26-000001
2025-09-30 2025-11-12 $6.07B 3,731 0000012600-25-000011