ASSETMARK, INC — 13F Holdings & Portfolio
CIK 1344551 · latest 13F-HR filed 2026-10-21
ASSETMARK, INC manages $59.48B in 13F-reported U.S. long-equity assets across 3,773 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are MGK (6.81%), VOO (4.92%), MGV (4.26%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 404 new positions and exited 189; 1,399 existing positions rose in reported value and 1,193 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$59.48B
Long-equity book
Holdings
3,773
Distinct positions
Period
2026-09-30
Filed 2026-10-21
Q/Q Activity
+404 / −189 / ↑1399 / ↓1193
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26MGK6.8% · +3%VOO4.9% · +3%MGV4.3% · -1%NVDA2.4% · +1%MINT2.0% · +13%MSFT1.8% · +1%AAPL1.8% · +2%VBR1.7% · -8%GOOGL1.6% · +4%IEFA1.6% · +2%VOE1.3% · -8%IEMG1.3% · +2%SPTM1.2% · +45%META1.2% · -0%VOT1.0% · -1%IVV1.0% · +4%AMZN1.0% · +17%SHYG1.0% · +6%GOVT1.0% · -4%AVGO1.0% · +5%USIG0.9% · +10%IEI0.9% · +23%BND0.9% · +6%VBK0.9% · -3%VTI0.8% · -1%IGIB0.8% · +19%SHY0.8% · +21%MU0.7% · +12%VEA0.7% · +1%BIL0.7% · -4%VTV0.7% · -6%VMBS0.7% · +3%JNK0.6% · -35%SSO0.6% · +10709%SHV0.6% · +344%MUB0.6% · +4%NEM0.6% · -1%BNDX0.6% · -3%VUG0.5% · +3%UTHR0.5% · -4%SYF0.5% · +4%VXF0.5% · -2%JPM0.5% · +5%TSM0.5% · +1%TLH0.4% · +8%MTUM0.4% · -33%FOXA0.4% · -14%AMAT0.4% · +22%SPYM0.4% · -17%PG0.3% · -0%EXEL0.3% · -1%UAL0.3% · +12%GOOG0.3% · -0%SCHX0.3% · -5%KLAC0.3% · -17%EIX0.3% · +114%IEUR0.3% · -2%MO0.3% · -1%WDC0.3% · +6%IGSB0.3% · +96%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 28.9%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Sep 14, 2026.
Assets Under Management
$91.76B
Discretionary
$90.92B
Employees
859
Accounts
456,453
Address
1655 GRANT STREET
10TH FLOOR
CONCORD, CA 94520-2445
10TH FLOOR
CONCORD, CA 94520-2445
Phone
(800) 664-5345
This firm reports 4 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| ANGUS, TED, FYKE Control | GENERAL COUNSEL since Dec 2010 | Less than 5% | Individual |
| ASSETMARK FINANCIAL HOLDINGS, INC. Control | OWNER since Jan 2022 | 75% or more | Domestic Entity |
| AUDITYA, GAURAV Control | EVP, HEAD OF CLIENT OPERATIONS since May 2026 | Less than 5% | Individual |
| HANSEN, CARRIE, ELLEN Control | CHIEF OPERATING OFFICER & DIRECTOR since Jul 2008 | Less than 5% | Individual |
| KIM, HYUN, MICHAEL Control | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF CLIENT OFFICER & DIRECTOR since Sep 2023 | Less than 5% | Individual |
| KOVAL, JOHN, HENRY Control | CHIEF COMPLIANCE OFFICER since May 2025 | Less than 5% | Individual |
| MAIURI, LOU Control | CHAIRPERSON OF THE BOARD & DIRECTOR since Sep 2024 | Less than 5% | Individual |
| MCNATT, JOEL, DAVID Control | CHIEF WEALTH SOLUTIONS OFFICER since May 2021 | Less than 5% | Individual |
| ZYLA, GARY, G. Control | CHIEF FINANCIAL OFFICER & DIRECTOR since Dec 2010 | Less than 5% | Individual |
| GTCR EVEREST BORROWER, LLC Control Indirect owner via ASSETMARK FINANCIAL HOLDINGS, INC. | SHAREHOLDER since Sep 2024 | 75% or more | Domestic Entity |
| GTCR EVEREST HOLDINGS, LLC Control Indirect owner via GTCR EVEREST TOPCO, INC. | SHAREHOLDER since Sep 2024 | 75% or more | Domestic Entity |
| GTCR EVEREST INTERMEDIATE, INC. Control Indirect owner via GTCR EVEREST BORROWER, LLC | MANAGING MEMBER since Sep 2024 | 75% or more | Domestic Entity |
| GTCR EVEREST TOPCO, INC. Control Indirect owner via GTCR EVEREST INTERMEDIATE, INC. | SHAREHOLDER since Sep 2024 | 75% or more | Domestic Entity |
| GTCR FUND XIV/A LP Control Indirect owner via GTCR EVEREST HOLDINGS, LLC | MEMBER since Sep 2024 | 25–50% | Domestic Entity |
| GTCR INVESTMENT XIV LLC Control Indirect owner via GTCR PARTNERS XIV/A&C LP | GENERAL PARTNER since Sep 2024 | General partner, trustee or manager | Domestic Entity |
| GTCR PARTNERS XIV/A&C LP Control Indirect owner via GTCR FUND XIV/A LP | GENERAL PARTNER since Sep 2024 | General partner, trustee or manager | Domestic Entity |
| GTCR PARTNERS XIV/A&C LP Control Indirect owner via VIOLET INVESTORS LP | GENERAL PARTNER since Sep 2024 | General partner, trustee or manager | Domestic Entity |
| VIOLET INVESTORS LP Control Indirect owner via GTCR EVEREST HOLDINGS, LLC | MEMBER since Sep 2024 | 25–50% | Domestic Entity |
Ownership & leadership changes · 30 filings with changes since Jan 6, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
May 18, 2026 filing
- AddedAUDITYA, GAURAV · EVP, HEAD OF CLIENT OPERATIONS · Less than 5% · control person
Mar 27, 2026 filing
- ChangedMAIURI, LOU · title CHAIRMAN OF THE BOARD & DIRECTOR → CHAIRPERSON OF THE BOARD & DIRECTOR
- ChangedMCNATT, JOEL, DAVID · title HEAD OF INVESTMENT SOLUTIONS → CHIEF WEALTH SOLUTIONS OFFICER
Nov 17, 2025 filing
- No longer listedMEHTA, MUKESH, KANTILAL · CHIEF INFORMATION OFFICER · Less than 5% · control person · listed since Mar 2017
May 20, 2025 filing
- No longer listedBLUE, CLAIRE, GOLVEO · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Apr 2014
- AddedKOVAL, JOHN, HENRY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Dec 4, 2024 filing
- AddedMAIURI, LOU · CHAIRMAN OF THE BOARD & DIRECTOR · Less than 5% · control person
- ChangedANGUS, TED, FYKE · title GENERAL COUNSEL & DIRECTOR → GENERAL COUNSEL
- ChangedKIM, HYUN, MICHAEL · title CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR & CHIEF CLIENT OFFICER → CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF CLIENT OFFICER & DIRECTOR
- ChangedMCNATT, JOEL, DAVID · title EVP, INVESTMENT SOLUTIONS → HEAD OF INVESTMENT SOLUTIONS
Sep 25, 2024 filing
- No longer listedHUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED · SHAREHOLDER - INDIRECT OWNER · 50–75% · indirect via ASSETMARK FINANCIAL HOLDINGS, INC. · control person · listed since Oct 2016
- AddedGTCR EVEREST BORROWER, LLC · SHAREHOLDER · 75% or more · indirect via ASSETMARK FINANCIAL HOLDINGS, INC. · control person
- AddedGTCR EVEREST HOLDINGS, LLC · SHAREHOLDER · 75% or more · indirect via GTCR EVEREST TOPCO, INC. · control person
- AddedGTCR EVEREST INTERMEDIATE, INC. · MANAGING MEMBER · 75% or more · indirect via GTCR EVEREST BORROWER, LLC · control person
- AddedGTCR EVEREST TOPCO, INC. · SHAREHOLDER · 75% or more · indirect via GTCR EVEREST INTERMEDIATE, INC. · control person
- AddedGTCR FUND XIV/A LP · MEMBER · 25–50% · indirect via GTCR EVEREST HOLDINGS, LLC · control person
- AddedGTCR INVESTMENT XIV LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via GTCR PARTNERS XIV/A&C LP · control person
- AddedGTCR PARTNERS XIV/A&C LP · GENERAL PARTNER · General partner, trustee or manager · indirect via GTCR FUND XIV/A LP · control person
- AddedGTCR PARTNERS XIV/A&C LP · GENERAL PARTNER · General partner, trustee or manager · indirect via VIOLET INVESTORS LP · control person
- AddedVIOLET INVESTORS LP · MEMBER · 25–50% · indirect via GTCR EVEREST HOLDINGS, LLC · control person
- ChangedASSETMARK FINANCIAL HOLDINGS, INC. · title SOLE SHAREHOLDER - DIRECT OWNER → OWNER
Sep 14, 2023 filing
- No longer listedWOLFSEN, NATALIE, GRACE · CHIEF EXECUTIVE OFFICER & DIRECTOR · Less than 5% · control person · listed since May 2014
- ChangedKIM, HYUN, MICHAEL · title PRESIDENT & CHIEF CLIENT OFFICER → CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR & CHIEF CLIENT OFFICER
Mar 24, 2023 filing
- Listed againHUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED · SHAREHOLDER - INDIRECT OWNER · 50–75% · indirect via ASSETMARK FINANCIAL HOLDINGS, INC. · control person
- ChangedMCNATT, JOEL, DAVID · title HEAD OF INVESTMENTS → EVP, INVESTMENT SOLUTIONS
Mar 29, 2022 filing
- No longer listedASSETMARK FINANCIAL HOLDINGS, INC. · SOLE SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via ASSETMARK FINANCIAL, INC. · control person · listed since Aug 2013
- No longer listedASSETMARK FINANCIAL, INC. · SOLE SHAREHOLDER - DIRECT OWNER · 75% or more · control person · listed since Jul 2008
- No longer listedHUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED · SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via ASSETMARK FINANCIAL HOLDINGS, INC. · control person · listed since Oct 2016
- AddedASSETMARK FINANCIAL HOLDINGS, INC. · SOLE SHAREHOLDER - DIRECT OWNER · 75% or more · control person
Sep 7, 2021 filing
- No longer listedCHAFKIN, JEREMIAH, HARRISON · CHIEF INVESTMENT OFFICER · Less than 5% · control person · listed since Aug 2014
- AddedMCNATT, JOEL, DAVID · HEAD OF INVESTMENTS · Less than 5% · control person
Older changes (21 more filings)
Mar 25, 2021 filing
- No longer listedGOLDMAN, CHARLES, GEORGE · PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR · Less than 5% · control person · listed since Jan 2014
- ChangedKIM, HYUN, MICHAEL · title CHIEF CLIENT OFFICER → PRESIDENT & CHIEF CLIENT OFFICER
- ChangedWOLFSEN, NATALIE, GRACE · title CHIEF COMMERCIALIZATION OFFICER → CHIEF EXECUTIVE OFFICER & DIRECTOR
Aug 23, 2019 filing
- No longer listedASSETMARK HOLDINGS LLC · MEMBER - INDIRECT OWNER · 75% or more · indirect via ASSETMARK FINANCIAL HOLDINGS, INC. · control person · listed since Oct 2016
- No longer listedHUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED · MEMBER - INDIRECT OWNER · 75% or more · indirect via ASSETMARK HOLDINGS LLC · control person · listed since Oct 2016
- AddedHUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED · SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via ASSETMARK FINANCIAL HOLDINGS, INC. · control person
Mar 28, 2019 filing
- AddedHUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED · MEMBER - INDIRECT OWNER · 75% or more · indirect via ASSETMARK HOLDINGS LLC · control person
- ChangedASSETMARK HOLDINGS LLC · indirect via ASSETMARK FINANCIAL HOLDINGS, INC.: title SHAREHOLDER - INDIRECT OWNER → MEMBER - INDIRECT OWNER
Jan 25, 2019 filing
- ChangedKIM, HYUN, MICHAEL · title NATIONAL SALES AND CONSULTING LEADER → CHIEF CLIENT OFFICER
Mar 28, 2018 filing
- AddedMEHTA, MUKESH, KANTILAL · CHIEF INFORMATION OFFICER · Less than 5% · control person
Nov 10, 2016 filing
- No longer listedAQGEN LIBERTY HOLDINGS LLC · SOLE SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via ASSETMARK FINANCIAL HOLDINGS, INC. · control person · listed since Aug 2013
- No longer listedAQUILINE LIBERTY HOLDINGS, LLC · SHAREHOLDER - INDIRECT OWNER · 25–50% · indirect via AQGEN LIBERTY HOLDINGS, LLC · control person · listed since Aug 2013
- No longer listedGENSTAR CAPITAL PARTNERS VI, L.P. · SHAREHOLDER - INDIRECT OWNER · 25–50% · indirect via AQGEN LIBERTY HOLDINGS, LLC · control person · listed since Aug 2013
- No longer listedGENSTAR CAPITAL V, L.P. · SHAREHOLDER - INDIRECT OWNER · 25–50% · indirect via AQGEN LIBERTY HOLDINGS LLC · control person · listed since Aug 2013
- AddedASSETMARK HOLDINGS LLC · SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via ASSETMARK FINANCIAL HOLDINGS, INC. · control person
Sep 27, 2016 filing
- No longer listedBATTAGLIA, JOHN, SALVATORE · PRESIDENT OF ARIS · Less than 5% · listed since Oct 2015
Mar 29, 2016 filing
- AddedBATTAGLIA, JOHN, SALVATORE · PRESIDENT OF ARIS · Less than 5%
Oct 1, 2015 filing
- ChangedHANSEN, CARRIE, ELLEN · title CHIEF OPERATIONS OFFICER & DIRECTOR → CHIEF OPERATING OFFICER & DIRECTOR
Mar 30, 2015 filing
- No longer listedABELSON, MICHAEL, JOEL · SENIOR VICE PRESIDENT - INVESTMENTS AND PRODUCT MANAGEMENT · Less than 5% · control person · listed since Oct 2006
- No longer listedCORDES, RONALD, DENNIS · SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN · Less than 5% · control person · listed since Oct 2006
- No longer listedSTEINY, RICHARD, EDWARD · SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN · Less than 5% · control person · listed since Oct 2006
- AddedCHAFKIN, JEREMIAH, HARRISON · CHIEF INVESTMENT OFFICER · Less than 5% · control person
- AddedKIM, HYUN, MICHAEL · NATIONAL SALES AND CONSULTING LEADER · Less than 5% · control person
- AddedWOLFSEN, NATALIE, GRACE · CHIEF COMMERCIALIZATION OFFICER · Less than 5% · control person
- ChangedANGUS, TED, FYKE · now a control person
- ChangedBLUE, CLAIRE, GOLVEO · now a control person
Jan 16, 2015 filing
- No longer listedAQUILINE FINANCIAL SERVICES FUND II L.P. · SHAREHOLDER - INDIRECT OWNER · 50–75% · indirect via AQGEN LIBERTY HOLDINGS, LLC · control person · listed since Aug 2013
- AddedAQUILINE LIBERTY HOLDINGS, LLC · SHAREHOLDER - INDIRECT OWNER · 25–50% · indirect via AQGEN LIBERTY HOLDINGS, LLC · control person
Apr 25, 2014 filing
- ChangedBLUE, CLAIRE, GOLVEO · title INTERIM CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER
Mar 31, 2014 filing
- No longer listedAQGEN LIBERTY HOLDINGS LLC · SOLE SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via AQGEN LIBERTY MANAGEMENT II, INC. · control person · listed since Aug 2013
- No longer listedAQGEN LIBERTY MANAGEMENT II, INC. · SOLE SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via ASSETMARK FINANCIAL, INC. · control person · listed since Aug 2013
- No longer listedCATAUDELLA, JESSICA, RAE · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jan 2009
- AddedAQGEN LIBERTY HOLDINGS LLC · SOLE SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via ASSETMARK FINANCIAL HOLDINGS, INC. · control person
- AddedASSETMARK FINANCIAL HOLDINGS, INC. · SOLE SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via ASSETMARK FINANCIAL, INC. · control person
- AddedBLUE, CLAIRE, GOLVEO · INTERIM CHIEF COMPLIANCE OFFICER · Less than 5%
Jan 21, 2014 filing
- No longer listedAHLUWALIA, GURINDER, SINGH · PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR · Less than 5% · control person · listed since Oct 2006
- No longer listedAQGEN LIBERTY MANAGEMENT II, INC. · SOLE SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via CENTURION CAPITAL GROUP INC. · control person · listed since Aug 2013
- No longer listedCENTURION CAPITAL GROUP, INC. · SOLE SHAREHOLDER - DIRECT OWNER · 75% or more · control person · listed since Jul 2008
- AddedAQGEN LIBERTY MANAGEMENT II, INC. · SOLE SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via ASSETMARK FINANCIAL, INC. · control person
- AddedASSETMARK FINANCIAL, INC. · SOLE SHAREHOLDER - DIRECT OWNER · 75% or more · control person
- AddedGOLDMAN, CHARLES, GEORGE · PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR · Less than 5% · control person
Nov 6, 2013 filing
- No longer listedGENSTAR CAPITAL PARTNERS VI, L.P. · SHAREHOLDER - INDIRECT OWNER · 25–50% · indirect via AQGEN LIBERTY MANAGEMENT II, INC. · control person · listed since Aug 2013
- AddedGENSTAR CAPITAL PARTNERS VI, L.P. · SHAREHOLDER - INDIRECT OWNER · 25–50% · indirect via AQGEN LIBERTY HOLDINGS, LLC · control person
Sep 7, 2013 filing
- No longer listedASSETMARK HOLDINGS, INC. · SOLE SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via CENTURION CAPITAL GROUP INC. · control person · listed since Oct 2012
- No longer listedCORBIN, AMY, RENEE · DIRECTOR · Less than 5% · control person · listed since Jan 2012
- No longer listedGENWORTH FINANCIAL, INC. · SOLE SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via GENWORTH HOLDINGS, INC. · control person · listed since Jul 2008
- No longer listedGENWORTH HOLDINGS, INC. · SOLE SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via ASSETMARK HOLDINGS, INC. · control person · listed since Apr 2013
- AddedAQGEN LIBERTY HOLDINGS LLC · SOLE SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via AQGEN LIBERTY MANAGEMENT II, INC. · control person
- AddedAQGEN LIBERTY MANAGEMENT II, INC. · SOLE SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via CENTURION CAPITAL GROUP INC. · control person
- AddedAQUILINE FINANCIAL SERVICES FUND II L.P. · SHAREHOLDER - INDIRECT OWNER · 50–75% · indirect via AQGEN LIBERTY HOLDINGS, LLC · control person
- AddedGENSTAR CAPITAL PARTNERS VI, L.P. · SHAREHOLDER - INDIRECT OWNER · 25–50% · indirect via AQGEN LIBERTY MANAGEMENT II, INC. · control person
- AddedGENSTAR CAPITAL V, L.P. · SHAREHOLDER - INDIRECT OWNER · 25–50% · indirect via AQGEN LIBERTY HOLDINGS LLC · control person
- ChangedANGUS, TED, FYKE · title GENERAL COUNSEL → GENERAL COUNSEL & DIRECTOR
- ChangedCORDES, RONALD, DENNIS · title CO-CHAIRMAN & DIRECTOR → SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN
- ChangedHANSEN, CARRIE, ELLEN · title CHIEF OPERATIONS OFFICER → CHIEF OPERATIONS OFFICER & DIRECTOR
- ChangedSTEINY, RICHARD, EDWARD · title CO-CHAIRMAN & DIRECTOR → SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN
Apr 16, 2013 filing
- No longer listedGENWORTH FINANCIAL, INC. · SOLE SHAREHOLDER-INDIRECT OWNER · 75% or more · indirect via ASSETMARK HOLDINGS, INC. · control person · listed since Jul 2008
- AddedGENWORTH FINANCIAL, INC. · SOLE SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via GENWORTH HOLDINGS, INC. · control person
- AddedGENWORTH HOLDINGS, INC. · SOLE SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via ASSETMARK HOLDINGS, INC. · control person
Mar 28, 2013 filing
- No longer listedGENWORTH FINANCIAL, INC. · SOLE SHAREHOLDER · 75% or more · indirect via CENTURION CAPITAL GROUP, INC. · control person · listed since Jul 2008
- AddedASSETMARK HOLDINGS, INC. · SOLE SHAREHOLDER - INDIRECT OWNER · 75% or more · indirect via CENTURION CAPITAL GROUP INC. · control person
- AddedGENWORTH FINANCIAL, INC. · SOLE SHAREHOLDER-INDIRECT OWNER · 75% or more · indirect via ASSETMARK HOLDINGS, INC. · control person
Jul 13, 2012 filing
- ChangedABELSON, MICHAEL, JOEL · now a control person
- ChangedZYLA, GARY, G. · now a control person
Mar 29, 2012 filing
- No longer listedVASQUEZ, ENRIQUE, MARTIN · DIRECTOR · Less than 5% · control person · listed since Oct 2006
- No longer listedWALKER, KEVIN, EDUARD · DIRECTOR · Less than 5% · control person · listed since Jan 2011
- AddedCORBIN, AMY, RENEE · DIRECTOR · Less than 5% · control person
- ChangedABELSON, MICHAEL, JOEL · title SENIOR VICE PRESIDENT - BUSINESS DEVELOPMENT → SENIOR VICE PRESIDENT - INVESTMENTS AND PRODUCT MANAGEMENT
- ChangedZYLA, GARY, G. · title CHIEF FINANCIAL OFFICER → CHIEF FINANCIAL OFFICER & DIRECTOR
Jan 6, 2012 filing (earliest on record)
- ListedABELSON, MICHAEL, JOEL · SENIOR VICE PRESIDENT - BUSINESS DEVELOPMENT · Less than 5%
- ListedAHLUWALIA, GURINDER, SINGH · PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR · Less than 5% · control person
- ListedANGUS, TED, FYKE · GENERAL COUNSEL · Less than 5%
- ListedCATAUDELLA, JESSICA, RAE · CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedCENTURION CAPITAL GROUP, INC. · SOLE SHAREHOLDER - DIRECT OWNER · 75% or more · control person
- ListedCORDES, RONALD, DENNIS · CO-CHAIRMAN & DIRECTOR · Less than 5% · control person
- ListedGENWORTH FINANCIAL, INC. · SOLE SHAREHOLDER · 75% or more · indirect via CENTURION CAPITAL GROUP, INC. · control person
- ListedHANSEN, CARRIE, ELLEN · CHIEF OPERATIONS OFFICER · Less than 5% · control person
- ListedSTEINY, RICHARD, EDWARD · CO-CHAIRMAN & DIRECTOR · Less than 5% · control person
- ListedVASQUEZ, ENRIQUE, MARTIN · DIRECTOR · Less than 5% · control person
- ListedWALKER, KEVIN, EDUARD · DIRECTOR · Less than 5% · control person
- ListedZYLA, GARY, G. · CHIEF FINANCIAL OFFICER · Less than 5%
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- PROSHARES TR$362.1M +11021.9%
- VANGUARD WORLD FD$323.3M +8.7%
- MICROSOFT CORP$302.5M +38.7%
- ISHARES TR$279.2M +343.3%
- SPDR SERIES TRUST$232.8M +46.6%
Top Trims
- ISHARES TR-$436.1M -78.9%
- SPDR SERIES TRUST-$223.8M -37.2%
- KLA CORP-$161.8M -46.3%
- VANGUARD INDEX FDS-$154.1M -13.0%
- ISHARES TR-$149.0M -38.1%
New Positions
- DFA INVT DIMENSIONS GROUP IN$133.3M
- INVESCO EXCH TRADED FD TR II$101.1M
- EXXONMOBIL HOLDINGS CORP$79.8M
- SK HYNIX INC$62.1M
- PGIM ETF TR$13.5M
Exited Positions
- DIMENSIONAL ETF TRUST$128.5M
- EXXON MOBIL CORP$74.8M
- TAYLOR MORRISON HOME CORP$11.9M
- TOPBUILD COR$5.7M
- DIMENSIONAL ETF TRUST$4.5M
ASSETMARK, INC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD WORLD FD | MGK | 921910816 | $4.05B | 6.81% | 43,707,780 | SH |
| 2 | VANGUARD INDEX FDS | VOO | 922908363 | $2.93B | 4.92% | 4,176,253 | SH |
| 3 | VANGUARD WORLD FD | MGV | 921910840 | $2.53B | 4.26% | 15,718,874 | SH |
| 4 | NVIDIA CORPORATION | NVDA | 67066G104 | $1.42B | 2.38% | 6,198,057 | SH |
| 5 | PIMCO ETF TR | MINT | 72201R833 | $1.18B | 1.98% | 11,717,988 | SH |
| 6 | MICROSOFT CORP | MSFT | 594918104 | $1.08B | 1.82% | 2,114,965 | SH |
| 7 | APPLE INC | AAPL | 037833100 | $1.04B | 1.76% | 3,136,607 | SH |
| 8 | VANGUARD INDEX FDS | VBR | 922908611 | $1.03B | 1.73% | 4,458,082 | SH |
| 9 | ALPHABET INC | GOOGL | 02079K305 | $979.0M | 1.65% | 2,845,297 | SH |
| 10 | ISHARES TR | IEFA | 46432F842 | $946.2M | 1.59% | 9,766,603 | SH |
| 11 | VANGUARD INDEX FDS | VOE | 922908512 | $796.8M | 1.34% | 4,074,853 | SH |
| 12 | ISHARES INC | IEMG | 46434G103 | $787.1M | 1.32% | 9,697,562 | SH |
| 13 | SPDR SERIES TRUST | SPTM | 78464A805 | $732.9M | 1.23% | 7,961,928 | SH |
| 14 | META PLATFORMS INC | META | 30303M102 | $709.7M | 1.19% | 978,625 | SH |
| 15 | VANGUARD INDEX FDS | VOT | 922908538 | $622.3M | 1.05% | 2,130,331 | SH |
| 16 | ISHARES TR | IVV | 464287200 | $597.7M | 1.00% | 780,407 | SH |
| 17 | AMAZON COM INC | AMZN | 023135106 | $579.7M | 0.97% | 2,326,667 | SH |
| 18 | ISHARES TR | SHYG | 46434V407 | $577.9M | 0.97% | 14,009,554 | SH |
| 19 | ISHARES TR | GOVT | 46429B267 | $575.2M | 0.97% | 26,299,371 | SH |
| 20 | BROADCOM INC | AVGO | 11135F101 | $575.0M | 0.97% | 1,637,230 | SH |
| 21 | ISHARES TR | USIG | 464288620 | $552.5M | 0.93% | 11,343,566 | SH |
| 22 | ISHARES TR | IEI | 464288661 | $550.9M | 0.93% | 4,856,733 | SH |
| 23 | VANGUARD BD INDEX FDS | BND | 921937835 | $539.9M | 0.91% | 7,696,957 | SH |
| 24 | VANGUARD INDEX FDS | VBK | 922908595 | $527.2M | 0.89% | 1,560,484 | SH |
| 25 | VANGUARD INDEX FDS | VTI | 922908769 | $482.6M | 0.81% | 1,289,658 | SH |
| 26 | ISHARES TR | IGIB | 464288638 | $473.1M | 0.80% | 9,396,425 | SH |
| 27 | ISHARES TR | SHY | 464287457 | $450.4M | 0.76% | 5,547,328 | SH |
| 28 | MICRON TECHNOLOGY INC | MU | 595112103 | $415.3M | 0.70% | 389,924 | SH |
| 29 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $411.7M | 0.69% | 5,830,734 | SH |
| 30 | SPDR SERIES TRUST | BIL | 78468R663 | $407.0M | 0.68% | 4,440,758 | SH |
| 31 | VANGUARD INDEX FDS | VTV | 922908744 | $405.3M | 0.68% | 1,875,803 | SH |
| 32 | VANGUARD SCOTTSDALE FDS | VMBS | 92206C771 | $401.4M | 0.67% | 9,037,819 | SH |
| 33 | SPDR SERIES TRUST | JNK | 78468R622 | $377.4M | 0.63% | 4,068,681 | SH |
| 34 | PROSHARES TR | SSO | 74347R107 | $365.4M | 0.61% | 5,270,036 | SH |
| 35 | ISHARES TR | SHV | 464288679 | $360.5M | 0.61% | 3,267,462 | SH |
| 36 | ISHARES TR | MUB | 464288414 | $350.8M | 0.59% | 3,469,360 | SH |
| 37 | NEWMONT CORP | NEM | 651639106 | $343.5M | 0.58% | 2,978,254 | SH |
| 38 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $341.3M | 0.57% | 7,281,839 | SH |
| 39 | VANGUARD INDEX FDS | VUG | 922908736 | $325.3M | 0.55% | 3,610,074 | SH |
| 40 | UNITED THERAPEUTICS CORP DEL | UTHR | 91307C102 | $325.2M | 0.55% | 600,171 | SH |
| 41 | SYNCHRONY FINANCIAL | SYF | 87165B103 | $325.1M | 0.55% | 4,580,878 | SH |
| 42 | VANGUARD INDEX FDS | VXF | 922908652 | $301.6M | 0.51% | 1,302,142 | SH |
| 43 | JPMORGAN CHASE & CO | JPM | 46625H100 | $297.1M | 0.50% | 898,024 | SH |
| 44 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $274.1M | 0.46% | 600,806 | SH |
| 45 | ISHARES TR | TLH | 464288653 | $243.9M | 0.41% | 2,646,560 | SH |
| 46 | ISHARES TR | MTUM | 46432F396 | $242.1M | 0.41% | 762,847 | SH |
| 47 | FOX CORP | FOXA | 35137L105 | $241.4M | 0.41% | 3,853,234 | SH |
| 48 | APPLIED MATLS INC | AMAT | 038222105 | $238.5M | 0.40% | 466,464 | SH |
| 49 | SPDR SERIES TRUST | SPYM | 78464A854 | $236.3M | 0.40% | 2,632,951 | SH |
| 50 | PROCTER & GAMBLE CO | PG | 742718109 | $203.0M | 0.34% | 1,397,151 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-21 | $59.48B | 3,773 | 0001344551-26-000010 |
| 2026-06-30 | 2026-07-30 | $58.17B | 3,558 | 0001344551-26-000008 |
| 2026-03-31 | 2026-05-06 | $49.04B | 3,443 | 0001344551-26-000005 |
| 2025-12-31 | 2026-01-23 | $49.04B | 3,370 | 0001344551-26-000003 |
Filer Information
Address
1655 GRANT STREET10TH FLOOR
CONCORD, CA 94520
Phone
(800) 664-5345
Filing Manager
ASSETMARK, INC
CONCORD, CA
Signatory
John Koval
Chief Compliance Officer