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PRELUDE CAPITAL MANAGEMENT, LLC — 13F Holdings & Portfolio

CIK 1387508 · latest 13F-HR filed 2026-08-14

Backtest portfolio

PRELUDE CAPITAL MANAGEMENT, LLC manages $1.37B in 13F-reported U.S. long-equity assets across 1,213 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are WBD (1.45%), GTLS (1.41%), BHF (1.41%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 412 new positions and exited 407; 402 existing positions rose in reported value and 276 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.37B

Long-equity book

Holdings
1,213

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+412 / −407 / ↑402 / ↓276

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
WBD1.5% · +41%GTLS1.4% · +59%BHF1.4% · -0%GLD1.3% · +8%NSC1.1% · -4%JHG1.1% · +295%MU1.0% · -73%NVDA0.9% · -35%PEN0.8% · -24%ROKU0.8% · +655%FLR0.8% · +7%WDC0.8% · +4%TSM0.7% · -3%AMZN0.7% · -37%TALK0.7% · +106%MSFT0.7% · +85%AES0.7% · +75%CNR0.7% · +21%UNF0.7% · +221%STEL0.7% · +345%NUVL0.6% · newTWO0.6% · +64%TXNM0.6% · -26%VOO0.6% · newEA0.6% · +4%APGE0.6% · +876%DBRG0.6% · +39%GOOG0.5% · -25%KVUE0.5% · +18%ORCL0.5% · +588%CNC0.5% · -29%WBS0.5% · -19%SGOV0.5% · +40%FBIN0.5% · +1009%TECH0.5% · newACHC0.5% · -11%GPK0.5% · +30%SNX0.4% · -12%INTU0.4% · +504%PCG0.4% · -2%CZR0.4% · +396%CROX0.4% · -20%AAUC0.4% · -9%QRVO0.4% · -3%TPB0.4% · +11%COMP0.4% · -10%UTI0.4% · +16%TEVA0.4% · 0%UPS0.4% · -2%ADBE0.4% · +96%NWL0.4% · +64%CBZ0.4% · newPGEN0.4% · -30%BLZE0.4% · -33%ETON0.4% · -27%VGNT0.4% · newHOOD0.4% · +450%LINC0.4% · -10%PRTH0.4% · -9%CPRI0.4% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 11.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 31, 2026.

Assets Under Management
$2.39B
Discretionary
$2.39B
Employees
32
Accounts
18
Address
600 LEXINGTON AVE
20TH FLOOR
NEW YORK, NY 10022
Phone
(212) 546-1180
Website
Name Title / Status Ownership Type
DEL VALLE, CISCO, J ControlMANAGING MEMBER
since Mar 2004
25–50%Individual
KATTAN, ERIC, S ControlCHIEF OPERATING OFFICER
since Jan 2023
Less than 5%Individual
SAITOWITZ, GAVIN ControlMANAGING MEMBER
since Mar 2004
75% or moreIndividual
SOSA, JACLYN, S ControlCHIEF FINANCIAL OFFICER
since Jan 2018
Less than 5%Individual
TOMASETTI, NICHOLAS, ROY ControlCHIEF COMPLIANCE OFFICER
since Jul 2010
Less than 5%Individual
Ownership & leadership changes · 5 filings with changes since Feb 14, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jun 1, 2023 filing
  • AddedKATTAN, ERIC, S · CHIEF OPERATING OFFICER · Less than 5% · control person
Apr 3, 2023 filing
  • No longer listedSULLIVAN, BRENDAN, WALTER · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Jan 2018
Mar 30, 2018 filing
  • AddedSOSA, JACLYN, S · CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • ChangedSULLIVAN, BRENDAN, WALTER · title CHIEF FINANCIAL OFFICER → CHIEF OPERATING OFFICER
Mar 31, 2017 filing
  • ChangedSAITOWITZ, GAVIN · ownership 50–75% → 75% or more
Mar 27, 2013 filing
  • ChangedSAITOWITZ, GAVIN · ownership 75% or more → 50–75%
Feb 14, 2012 filing (earliest on record)
  • ListedDEL VALLE, CISCO, J · MANAGING MEMBER · 25–50% · control person
  • ListedSAITOWITZ, GAVIN · MANAGING MEMBER · 75% or more · control person
  • ListedSULLIVAN, BRENDAN, WALTER · CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • ListedTOMASETTI, NICHOLAS, ROY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

PRELUDE CAPITAL MANAGEMENT, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 WARNER BROS DISCOVERY INC WBD 934423104 $19.8M 1.45% 743,882 SH
2 CHART INDS INC GTLS 16115Q308 $19.3M 1.41% 92,448 SH
3 BRIGHTHOUSE FINL INC BHF 10922N103 $19.3M 1.41% 304,880 SH
4 SPDR GOLD TR GLD 78463V107 $17.7M 1.29% 47,951 SH
5 NORFOLK SOUTHN CORP NSC 655844108 $15.5M 1.13% 49,277 SH
6 JANUS HENDERSON GROUP PLC JHG G4474Y214 $15.4M 1.12% 295,575 SH
7 MICRON TECHNOLOGY INC MU 595112103 $14.3M 1.04% 12,377 SH
8 NVIDIA CORPORATION NVDA 67066G104 $12.5M 0.91% 62,560 SH
9 PENUMBRA INC PEN 70975L107 $11.5M 0.84% 36,381 SH
10 ROKU INC ROKU 77543R102 $11.4M 0.83% 82,394 SH
11 FLUOR CORP FLR 343412102 $11.1M 0.81% 212,780 SH
12 WESTERN DIGITAL CORP WDC 958102105 $10.9M 0.79% 17,023 SH
13 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $10.1M 0.74% 21,091 SH
14 AMAZON COM INC AMZN 023135106 $10.0M 0.73% 41,797 SH
15 TALKSPACE INC TALK 87427V103 $9.9M 0.72% 1,900,016 SH
16 MICROSOFT CORP MSFT 594918104 $9.8M 0.72% 26,345 SH
17 AES CORP AES 00130H105 $9.7M 0.71% 660,853 SH
18 CORE NATURAL RESOURCES INC CNR 218937100 $9.5M 0.70% 119,078 SH
19 UNIFIRST CORP MASS UNF 904708104 $9.5M 0.69% 35,767 SH
20 STELLAR BANCORP INC STEL 858927106 $9.0M 0.66% 229,638 SH
21 NUVALENT INC NUVL 670703107 $8.7M 0.64% 70,535 SH
22 TWO HARBORS INVENTMENT CORPO TWO 90187B804 $8.6M 0.63% 694,657 SH
23 TXNM ENERGY INC TXNM 69349H107 $8.5M 0.62% 149,080 SH
24 VANGUARD INDEX FDS VOO 922908363 $8.4M 0.62% 12,295 SH
25 ELECTRONIC ARTS INC EA 285512109 $7.8M 0.57% 38,094 SH
26 APOGEE THERAPEUTICS INC APGE 03770N101 $7.8M 0.57% 58,590 SH
27 DIGITALBRIDGE GROUP INC DBRG 25401T603 $7.6M 0.55% 481,620 SH
28 ALPHABET INC GOOG 02079K107 $7.4M 0.54% 21,040 SH
29 KENVUE INC KVUE 49177J102 $7.3M 0.54% 384,035 SH
30 ORACLE CORP ORCL 68389X105 $7.2M 0.53% 49,325 SH
31 CENTENE CORP DEL CNC 15135B101 $7.2M 0.53% 112,160 SH
32 WEBSTER FINL CORP WBS 947890109 $7.1M 0.52% 92,896 SH
33 ISHARES TR SGOV 46436E718 $7.0M 0.51% 69,700 SH
34 FORTUNE BRANDS INNOVATIONS I FBIN 34964C106 $6.5M 0.48% 119,120 SH
35 BIO-TECHNE CORP TECH 09073M104 $6.5M 0.47% 91,696 SH
36 ACADIA HEALTHCARE COMPANY IN ACHC 00404A109 $6.3M 0.46% 214,380 SH
37 GRAPHIC PACKAGING HLDG CO GPK 388689101 $6.3M 0.46% 596,049 SH
38 TD SYNNEX CORPORATION SNX 87162W100 $5.7M 0.42% 21,440 SH
39 INTUIT INTU 461202103 $5.7M 0.42% 21,934 SH
40 PG&E CORP PCG 69331C108 $5.6M 0.41% 330,856 SH
41 CAESARS ENTERTAINMENT INC NE CZR 12769G100 $5.5M 0.40% 183,298 SH
42 CROCS INC CROX 227046109 $5.5M 0.40% 45,538 SH
43 ALLIED GOLD CORP AAUC 01921D204 $5.5M 0.40% 230,853 SH
44 QORVO INC QRVO 74736K101 $5.3M 0.39% 57,257 SH
45 TURNING PT BRANDS INC TPB 90041L105 $5.3M 0.39% 62,835 SH
46 COMPASS INC COMP 20464U100 $5.3M 0.39% 432,042 SH
47 UNIVERSAL TECHNICAL INST INC UTI 913915104 $5.3M 0.38% 123,017 SH
48 TEVA PHARMACEUTICAL INDS LTD TEVA 881624209 $5.3M 0.38% 154,970 SH
49 UNITED PARCEL SVCS INC UPS 911312106 $5.2M 0.38% 48,254 SH
50 ADOBE INC ADBE 00724F101 $5.2M 0.38% 25,158 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $1.37B 1,213 0000945621-26-001059
2026-03-31 2026-05-15 $1.31B 1,176 0000945621-26-000717
2025-12-31 2026-02-17 $1.36B 1,260 0000945621-26-000327
2025-09-30 2025-11-14 $1.28B 1,119 0000945621-25-001135
Filer Information
Address
600 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK, NY 10022
Phone
(212) 546-1180
Filing Manager
PRELUDE CAPITAL MANAGEMENT, LLC
NEW YORK, NY
Signatory
Cisco J. del Valle
Managing Member