Apriem Advisors — 13F Holdings & Portfolio
CIK 1425165 · latest 13F-HR filed 2026-08-14
Apriem Advisors manages $1.16B in 13F-reported U.S. long-equity assets across 182 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SCHX (13.81%), BND (6.12%), AAPL (5.97%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 13 new positions and exited 17; 91 existing positions rose in reported value and 44 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.16B
Long-equity book
Holdings
182
Distinct positions
Period
2026-06-30
Filed 2026-08-14
Q/Q Activity
+13 / −17 / ↑91 / ↓44
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26SCHX13.8% · -4%BND6.1% · +3%AAPL6.0% · +2%MGV4.9% · +11%MOAT4.3% · -13%BIL3.9% · +4%VEA3.6% · +1%VWO3.5% · +7%GOOGL3.5% · -1%SCHD3.4% · +10%QQQM2.9% · +4%MGK2.6% · +444%AMZN2.0% · +1%LRCX1.9% · -12%XOM1.7% · +2%SPY1.6% · -0%SCHF1.6% · -13%JPM1.3% · -0%VB1.2% · +10%GS1.1% · -7%GLDM1.1% · +202%SCHB1.0% · 0%MSFT0.9% · -5%SCHZ0.9% · -0%NVDA0.8% · -10%SCHE0.8% · -4%QQQ0.8% · +1%BTC0.7% · +15%AEM0.7% · 0%TSLA0.7% · +9%IWF0.7% · +300%AMD0.6% · -19%KLAC0.6% · +901%GDX0.6% · +1%AVAV0.6% · newBRK.B0.6% · -3%CF0.5% · newLMT0.5% · -4%VBR0.5% · +9%ADSK0.4% · -3%RSPT0.4% · +1%RMD0.4% · -20%CTAS0.4% · -7%CRWD0.4% · -14%BA0.4% · -12%MMM0.4% · 0%SCHV0.4% · 0%XLU0.4% · 0%AVGO0.3% · -8%ETN0.3% · 0%MELI0.3% · -3%GOOG0.3% · -22%ABBV0.3% · +2%SGOV0.3% · -78%MU0.3% · +20%VYM0.3% · +40%JNJ0.3% · +1%MA0.2% · +0%SMH0.2% · -1%SNA0.2% · -30%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 53%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Jul 10, 2026.
Assets Under Management
$1.48B
Discretionary
$1.46B
Employees
17
Accounts
2,878
Address
19200 VON KARMAN AVENUE
SUITE 1050
IRVINE, CA 92612
SUITE 1050
IRVINE, CA 92612
Phone
(949) 253-8888
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| DUCOTE FAMILY TRUST DATED 8/28/2001 Control | SHAREHOLDER since Jan 2010 | 10–25% | Domestic Entity |
| DUCOTE, RHONDA, LOUISE Control | PRESIDENT, CHIEF COMPLIANCE OFFICER, SENIOR WEALTH MANAGER, DIRECTOR, TRUSTEE OF DUCOTE FAMILY TRUST since Jan 2010 | 10–25% | Individual |
| KONG, HARMON, ANSON Control | SECRETARY, CFO, TREASURER, CHIEF WEALTH MANAGER, DIRECTOR, TRUSTEE OF KONG TRUST since Jan 1998 | 50–75% | Individual |
| LAU FAMILY TRUST DATED 8/2/13 Control | SHAREHOLDER since Jan 2010 | 10–25% | Domestic Entity |
| LAU, BENJAMIN, CHIU-FUNG Control | VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR, TRUSTEE OF LAU FAMILY TRUST since Jan 2010 | 10–25% | Individual |
| OLSON, JENNIFER, NECIR Control | CHIEF FINANCIAL OFFICER since Jan 2025 | Less than 5% | Individual |
| THE KONG TRUST DATED 8-17-1998 Control | SHAREHOLDER since Jan 1998 | 50–75% | Domestic Entity |
| WHITAKER, CHRISTOPHER, ALAN Control | CHIEF WEALTH MANAGER since Jan 2025 | Less than 5% | Individual |
| DUCOTE, JAMES, NOLAN | TRUSTEE OF DUCOTE FAMILY TRUST since Aug 2001 | 10–25% | Individual |
| KONG, LEA, THERESA | TRUSTEE OF KONG TRUST since Aug 1998 | 50–75% | Individual |
| LAU, WENDY, YOUME | TRUSTEE OF LAU FAMILY TRUST since Aug 2013 | 10–25% | Individual |
| YOSHIDA FAMILY TRUST | SHAREHOLDER since Jan 2017 | 5–10% | Domestic Entity |
| YOSHIDA, ERICA, MIYEKO | TRUSTEE OF YOSHIDA FAMILY TRUST since Jan 2017 | 5–10% | Individual |
| YOSHIDA, LANDON, MAKOTO | TRUSTEE OF YOSHIDA FAMILY TRUST since Jan 2017 | 5–10% | Individual |
Ownership & leadership changes · 12 filings with changes since Mar 30, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 31, 2026 filing
- No longer listedTRUC TRONG LE TRUST DATED 11/5/1998 · SHAREHOLDER · 5–10% · listed since Jan 2000
Mar 26, 2025 filing
- No longer listedLE, TRUC, TRONG · TRUSTEE OF TRUC TRONG LE TRUST · 5–10% · listed since Jan 2000
- AddedOLSON, JENNIFER, NECIR · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- AddedWHITAKER, CHRISTOPHER, ALAN · CHIEF WEALTH MANAGER · Less than 5% · control person
Mar 17, 2023 filing
- ChangedKONG, HARMON, ANSON · title SECRETARY, CFO, TREASURER, CHIEF WEALTH MANAGER, DIRECTOR, ASSISTANT COMPLIANCE OFFICER, TRUSTEE OF KONG TRUST → SECRETARY, CFO, TREASURER, CHIEF WEALTH MANAGER, DIRECTOR, TRUSTEE OF KONG TRUST
Mar 10, 2022 filing
- ChangedYOSHIDA FAMILY TRUST · ownership Less than 5% → 5–10%
- ChangedYOSHIDA, ERICA, MIYEKO · ownership Less than 5% → 5–10%
- ChangedYOSHIDA, LANDON, MAKOTO · ownership Less than 5% → 5–10%
Mar 12, 2020 filing
- ChangedDUCOTE, RHONDA, LOUISE · title PRESIDENT, SENIOR WEALTH MANAGER, DIRECTOR, TRUSTEE OF DUCOTE FAMILY TRUST → PRESIDENT, CHIEF COMPLIANCE OFFICER, SENIOR WEALTH MANAGER, DIRECTOR, TRUSTEE OF DUCOTE FAMILY TRUST
- ChangedKONG, HARMON, ANSON · title SECRETARY, CFO, TREASURER, CHIEF WEALTH MANAGER, DIRECTOR, CHIEF COMPLIANCE OFFICER, TRUSTEE OF KONG TRUST → SECRETARY, CFO, TREASURER, CHIEF WEALTH MANAGER, DIRECTOR, ASSISTANT COMPLIANCE OFFICER, TRUSTEE OF KONG TRUST
Mar 28, 2019 filing
- ChangedLAU FAMILY TRUST DATED 8/2/13 · now a control person
Mar 26, 2018 filing
- AddedYOSHIDA FAMILY TRUST · SHAREHOLDER · Less than 5%
- AddedYOSHIDA, ERICA, MIYEKO · TRUSTEE OF YOSHIDA FAMILY TRUST · Less than 5%
- AddedYOSHIDA, LANDON, MAKOTO · TRUSTEE OF YOSHIDA FAMILY TRUST · Less than 5%
Mar 10, 2017 filing
- No longer listedIWAMOTO, MARK, KEIZO · CO-CHIEF INVESTMENT OFFICER · Less than 5% · listed since Jan 1998
- ChangedDUCOTE FAMILY TRUST DATED 8/28/2001 · ownership 25–50% → 10–25%
- ChangedDUCOTE, JAMES, NOLAN · ownership 25–50% → 10–25%
- ChangedDUCOTE, RHONDA, LOUISE · ownership 25–50% → 10–25%
- ChangedLAU, BENJAMIN, CHIU-FUNG · title VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER, DIRECTOR, TRUSTEE OF LAU FAMILY TRUST → VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR, TRUSTEE OF LAU FAMILY TRUST
Jul 20, 2016 filing
- AddedDUCOTE FAMILY TRUST DATED 8/28/2001 · SHAREHOLDER · 25–50% · control person
- AddedDUCOTE, JAMES, NOLAN · TRUSTEE OF DUCOTE FAMILY TRUST · 25–50%
- AddedKONG, LEA, THERESA · TRUSTEE OF KONG TRUST · 50–75%
- AddedLAU FAMILY TRUST DATED 8/2/13 · SHAREHOLDER · 10–25%
- AddedLAU, WENDY, YOUME · TRUSTEE OF LAU FAMILY TRUST · 10–25%
- AddedTHE KONG TRUST DATED 8-17-1998 · SHAREHOLDER · 50–75% · control person
- AddedTRUC TRONG LE TRUST DATED 11/5/1998 · SHAREHOLDER · 5–10%
- ChangedDUCOTE, RHONDA, LOUISE · title PRESIDENT, SENIOR WEALTH MANAGER, DIRECTOR, SHAREHOLDER → PRESIDENT, SENIOR WEALTH MANAGER, DIRECTOR, TRUSTEE OF DUCOTE FAMILY TRUST; ownership 5–10% → 25–50%
- ChangedIWAMOTO, MARK, KEIZO · title CO-CHIEF INVESTMENT OFFICER, SHAREHOLDER → CO-CHIEF INVESTMENT OFFICER; ownership 25–50% → Less than 5%; no longer a control person
- ChangedKONG, HARMON, ANSON · title SECRETARY, CFO, TREASURER, CHIEF WEALTH MANAGER, DIRECTOR, CHIEF COMPLIANCE OFFICER, SHAREHOLDER → SECRETARY, CFO, TREASURER, CHIEF WEALTH MANAGER, DIRECTOR, CHIEF COMPLIANCE OFFICER, TRUSTEE OF KONG TRUST; ownership 25–50% → 50–75%
- ChangedLAU, BENJAMIN, CHIU-FUNG · title VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER, DIRECTOR, SHAREHOLDER → VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER, DIRECTOR, TRUSTEE OF LAU FAMILY TRUST; ownership Less than 5% → 10–25%
- ChangedLE, TRUC, TRONG · title SHAREHOLDER → TRUSTEE OF TRUC TRONG LE TRUST
May 29, 2015 filing
- ChangedDUCOTE, RHONDA, LOUISE · title CFO, TREASURER, SENIOR WEALTH MANAGER, DIRECTOR, SHAREHOLDER → PRESIDENT, SENIOR WEALTH MANAGER, DIRECTOR, SHAREHOLDER; now a control person
- ChangedIWAMOTO, MARK, KEIZO · title PRESIDENT, CEO, CHIEF INVESTMENT OFFICER, DIRECTOR, SHAREHOLDER → CO-CHIEF INVESTMENT OFFICER, SHAREHOLDER
- ChangedKONG, HARMON, ANSON · title SECRETARY, CHIEF WEALTH MANAGER, DIRECTOR, CHIEF COMPLIANCE OFFICER, SHAREHOLDER → SECRETARY, CFO, TREASURER, CHIEF WEALTH MANAGER, DIRECTOR, CHIEF COMPLIANCE OFFICER, SHAREHOLDER
- ChangedLAU, BENJAMIN, CHIU-FUNG · title VICE PRESIDENT, PORTFOLIO MANAGER, DIRECTOR, SHAREHOLDER → VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER, DIRECTOR, SHAREHOLDER; now a control person
Older changes (3 more filings)
Mar 23, 2015 filing
- ChangedDUCOTE, RHONDA, LOUISE · title CFO, TREASURER, SENIOR WEALTH MANAGER → CFO, TREASURER, SENIOR WEALTH MANAGER, DIRECTOR, SHAREHOLDER; ownership Less than 5% → 5–10%
- ChangedLAU, BENJAMIN, CHIU-FUNG · title VICE PRESIDENT, PORTFOLIO MANAGER → VICE PRESIDENT, PORTFOLIO MANAGER, DIRECTOR, SHAREHOLDER
Aug 6, 2014 filing
- ChangedDUCOTE, RHONDA, LOUISE · title SENIOR WEALTH MANAGER → CFO, TREASURER, SENIOR WEALTH MANAGER
- ChangedKONG, HARMON, ANSON · title TREASURER, CFO, SECRETARY, CHIEF WEALTH MANAGER, DIRECTOR, CHIEF COMPLIANCE OFFICER, SHAREHOLDER → SECRETARY, CHIEF WEALTH MANAGER, DIRECTOR, CHIEF COMPLIANCE OFFICER, SHAREHOLDER
- ChangedLAU, BENJAMIN, CHIU-FUNG · title PORTFOLIO MANAGER → VICE PRESIDENT, PORTFOLIO MANAGER
Mar 30, 2012 filing (earliest on record)
- ListedDUCOTE, RHONDA, LOUISE · SENIOR WEALTH MANAGER · Less than 5%
- ListedIWAMOTO, MARK, KEIZO · PRESIDENT, CEO, CHIEF INVESTMENT OFFICER, DIRECTOR, SHAREHOLDER · 25–50% · control person
- ListedKONG, HARMON, ANSON · TREASURER, CFO, SECRETARY, CHIEF WEALTH MANAGER, DIRECTOR, CHIEF COMPLIANCE OFFICER, SHAREHOLDER · 25–50% · control person
- ListedLAU, BENJAMIN, CHIU-FUNG · PORTFOLIO MANAGER · Less than 5%
- ListedLE, TRUC, TRONG · SHAREHOLDER · 5–10%
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- SCHWAB STRATEGIC TR$15.1M +10.4%
- VANGUARD WORLD FD$11.4M +25.0%
- APPLE INC$9.5M +16.0%
- LAM RESEARCH CORP$9.5M +79.4%
- INVESCO EXCH TRADED FD TR II$8.2M +32.0%
Top Trims
- ISHARES TR-$11.7M -78.4%
- REGENERON PHARMACEUTICALS-$6.0M -95.7%
- EXXON MOBIL CORP-$4.4M -18.0%
- VANECK ETF TRUST-$3.2M -6.1%
- AGNICO EAGLE MINES LTD-$2.6M -23.6%
New Positions
- AEROVIRONMENT INC$6.8M
- CF INDUSTRIES HOLD$5.9M
- BLACKSTONE INC$2.5M
- HONEYWELL INTL INC$620.4K
- HONEYWELL AEROSPACE INC$612.4K
Exited Positions
- INTUIT$4.2M
- HONEYWELL INTL INC$1.3M
- AT&T INC$1.2M
- ADOBE INC$1.1M
- AMERICAN TOWER CORP$891.4K
Apriem Advisors Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $159.5M | 13.81% | 5,419,045 | SH |
| 2 | VANGUARD BD INDEX FDS | BND | 921937835 | $70.7M | 6.12% | 963,506 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $69.0M | 5.97% | 238,452 | SH |
| 4 | VANGUARD WORLD FD | MGV | 921910840 | $57.1M | 4.95% | 349,628 | SH |
| 5 | VANECK ETF TRUST | MOAT | 92189F643 | $49.2M | 4.26% | 473,733 | SH |
| 6 | SPDR SERIES TRUST | BIL | 78468R663 | $44.6M | 3.86% | 486,811 | SH |
| 7 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $41.2M | 3.57% | 578,734 | SH |
| 8 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $40.7M | 3.53% | 682,576 | SH |
| 9 | ALPHABET INC | GOOGL | 02079K305 | $40.7M | 3.53% | 114,007 | SH |
| 10 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $39.0M | 3.38% | 1,230,371 | SH |
| 11 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $33.8M | 2.92% | 111,422 | SH |
| 12 | VANGUARD WORLD FD | MGK | 921910816 | $30.2M | 2.62% | 343,729 | SH |
| 13 | AMAZON COM INC | AMZN | 023135106 | $22.6M | 1.96% | 95,024 | SH |
| 14 | LAM RESEARCH CORP | LRCX | 512807306 | $21.5M | 1.86% | 49,571 | SH |
| 15 | EXXON MOBIL CORP | XOM | 30231G102 | $19.9M | 1.73% | 145,798 | SH |
| 16 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $18.7M | 1.62% | 25,086 | SH |
| 17 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $18.1M | 1.56% | 651,760 | SH |
| 18 | JPMORGAN CHASE & CO | JPM | 46625H100 | $14.6M | 1.26% | 44,544 | SH |
| 19 | VANGUARD INDEX FDS | VB | 922908751 | $13.7M | 1.19% | 45,306 | SH |
| 20 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $12.7M | 1.10% | 12,602 | SH |
| 21 | WORLD GOLD TR | GLDM | 98149E303 | $12.6M | 1.09% | 159,205 | SH |
| 22 | SCHWAB STRATEGIC TR | SCHB | 808524102 | $11.7M | 1.01% | 404,758 | SH |
| 23 | MICROSOFT CORP | MSFT | 594918104 | $10.5M | 0.91% | 28,101 | SH |
| 24 | SCHWAB STRATEGIC TR | SCHZ | 808524839 | $10.0M | 0.87% | 434,154 | SH |
| 25 | NVIDIA CORPORATION | NVDA | 67066G104 | $9.7M | 0.84% | 48,299 | SH |
| 26 | SCHWAB STRATEGIC TR | SCHE | 808524706 | $9.5M | 0.82% | 260,903 | SH |
| 27 | INVESCO QQQ TR | QQQ | 46090E103 | $9.4M | 0.81% | 12,774 | SH |
| 28 | GRAYSCALE BITCOIN MINI TR ET | BTC | 389930207 | $8.6M | 0.74% | 330,202 | SH |
| 29 | AGNICO EAGLE MINES LTD | AEM | 008474108 | $8.6M | 0.74% | 55,125 | SH |
| 30 | TESLA INC | TSLA | 88160R101 | $8.2M | 0.71% | 19,522 | SH |
| 31 | ISHARES TR | IWF | 464287614 | $7.8M | 0.67% | 62,418 | SH |
| 32 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $7.4M | 0.64% | 12,686 | SH |
| 33 | KLA CORP | KLAC | 482480100 | $7.2M | 0.62% | 23,912 | SH |
| 34 | VANECK ETF TRUST | GDX | 92189F106 | $7.0M | 0.61% | 93,070 | SH |
| 35 | AEROVIRONMENT INC | AVAV | 008073108 | $6.8M | 0.59% | 40,991 | SH |
| 36 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $6.6M | 0.57% | 13,256 | SH |
| 37 | CF INDUSTRIES HOLD | CF | 125269100 | $5.9M | 0.51% | 54,762 | SH |
| 38 | LOCKHEED MARTIN CORP | LMT | 539830109 | $5.9M | 0.51% | 11,541 | SH |
| 39 | VANGUARD INDEX FDS | VBR | 922908611 | $5.4M | 0.47% | 22,173 | SH |
| 40 | AUTODESK INC | ADSK | 052769106 | $5.0M | 0.43% | 25,837 | SH |
| 41 | INVESCO EXCHANGE TRADED FD T | RSPT | 46137V282 | $4.7M | 0.41% | 72,565 | SH |
| 42 | RESMED INC | RMD | 761152107 | $4.5M | 0.39% | 23,244 | SH |
| 43 | CINTAS CORP | CTAS | 172908105 | $4.4M | 0.38% | 25,756 | SH |
| 44 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $4.4M | 0.38% | 5,739 | SH |
| 45 | BOEING CO | BA | 097023105 | $4.3M | 0.37% | 19,832 | SH |
| 46 | 3M CO | MMM | 88579Y101 | $4.1M | 0.35% | 25,325 | SH |
| 47 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $4.1M | 0.35% | 116,855 | SH |
| 48 | SELECT SECTOR SPDR TR | XLU | 81369Y886 | $4.1M | 0.35% | 89,400 | SH |
| 49 | BROADCOM INC | AVGO | 11135F101 | $4.0M | 0.35% | 10,601 | SH |
| 50 | EATON CORP PLC | ETN | G29183103 | $3.7M | 0.32% | 8,610 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $1.16B | 182 | 0001172661-26-003521 |
| 2026-03-31 | 2026-05-15 | $1.05B | 186 | 0001172661-26-002007 |
| 2025-12-31 | 2026-02-13 | $1.09B | 191 | 0001172661-26-000785 |
| 2025-09-30 | 2025-11-10 | $1.06B | 194 | 0001172661-25-004676 |
Filer Information
Address
19200 VON KARMAN AVE#1050
IRVINE, CA 92612
Phone
(949) 253-8888
Filing Manager
Apriem Advisors
IRVINE, CA
Signatory
Benjamin C. Lau
CIO & Partner