BROWN, LISLE/CUMMINGS, INC. — 13F Holdings & Portfolio
CIK 14745 · latest 13F-HR filed 2026-04-20
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$400.4M
Long-equity book
Holdings
1,021
Distinct positions
Period
2026-03-31
Filed 2026-04-20
Q/Q Activity
+289 / −10 / ↑310 / ↓226
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SPDR SERIES TRUST$2.2M +49.7%
- VERTIV HOLDINGS CO$2.2M +56.3%
- EXXON MOBIL CORP$1.3M +33.6%
- L3HARRIS TECHNOLOGIES INC$722.2K +16.1%
- DEERE &CO$695.7K +22.7%
Top Trims
- MICROSOFT CORP-$3.2M -22.3%
- BOSTON SCIENTIFIC CORP-$2.3M -33.0%
- ACCENTURE PLC IRELAND-$1.8M -27.9%
- ALPHABET INC-$1.5M -9.1%
- STATE STR SPDR S&P 500 ETF T-$1.3M -7.2%
New Positions
- ASTRAZENECA PLC$121.6K
- SSGA ACTIVE TR$88.7K
- SPDR INDEX SHS FDS$82.5K
- SSGA ACTIVE TR$75.1K
- ISHARES TR$74.5K
Exited Positions
- ASTRAZENECA PLC$84.8K
- CYBERARK SOFTWARE LTD$66.9K
- DXC TECHNOLOGY CO$32.2K
- SPDR S&P MIDCAP 400 ETF TR$29.0K
- AMCOR PLC$28.8K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $16.3M | 4.06% | 25,002 | SH |
| 2 | ALPHABET INC | GOOGL | 02079K305 | $15.1M | 3.78% | 52,670 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $12.7M | 3.17% | 50,016 | SH |
| 4 | AMAZON COM INC | AMZN | 023135106 | $11.5M | 2.86% | 55,063 | SH |
| 5 | MICROSOFT CORP | MSFT | 594918104 | $11.2M | 2.79% | 30,211 | SH |
| 6 | INTERCONTINENTAL EXCHANGE IN | ICE | 45866F104 | $10.7M | 2.66% | 67,744 | SH |
| 7 | ALPHABET INC | GOOG | 02079K107 | $9.0M | 2.24% | 31,267 | SH |
| 8 | AMGEN INC | AMGN | 031162100 | $8.5M | 2.11% | 24,041 | SH |
| 9 | JPMORGAN CHASE &CO | JPM | 46625H100 | $7.3M | 1.82% | 24,766 | SH |
| 10 | SPDR SERIES TRUST | BIL | 78468R663 | $6.7M | 1.68% | 73,276 | SH |
| 11 | ABBVIE INC | ABBV | 00287Y109 | $6.3M | 1.57% | 28,857 | SH |
| 12 | VERTIV HOLDINGS CO | VRT | 92537N108 | $6.1M | 1.53% | 24,449 | SH |
| 13 | CANADIAN NATL RY CO | CNI | 136375102 | $5.6M | 1.41% | 54,928 | SH |
| 14 | META PLATFORMS INC | META | 30303M102 | $5.6M | 1.41% | 9,843 | SH |
| 15 | CUMMINS INC | CMI | 231021106 | $5.6M | 1.39% | 10,317 | SH |
| 16 | NVIDIA CORPORATION | NVDA | 67066G104 | $5.2M | 1.31% | 30,082 | SH |
| 17 | L3HARRIS TECHNOLOGIES INC | LHX | 502431109 | $5.2M | 1.30% | 15,101 | SH |
| 18 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $5.1M | 1.26% | 10,539 | SH |
| 19 | EXXON MOBIL CORP | XOM | 30231G102 | $5.0M | 1.26% | 29,665 | SH |
| 20 | BOSTON SCIENTIFIC CORP | BSX | 101137107 | $4.8M | 1.19% | 75,763 | SH |
| 21 | ACCENTURE PLC IRELAND | ACN | G1151C101 | $4.7M | 1.17% | 23,636 | SH |
| 22 | THERMO FISHER SCIENTIFIC INC | TMO | 883556102 | $4.4M | 1.10% | 8,953 | SH |
| 23 | NETFLIX INC. | NFLX | 64110L106 | $4.2M | 1.05% | 43,669 | SH |
| 24 | MERCK &CO INC | MRK | 58933Y105 | $4.0M | 0.99% | 33,073 | SH |
| 25 | ARES CAPITAL CORP | ARCC | 04010L103 | $4.0M | 0.99% | 219,475 | SH |
| 26 | ECOLAB INC | ECL | 278865100 | $3.9M | 0.96% | 14,482 | SH |
| 27 | WP CAREY INC | WPC | 92936U109 | $3.8M | 0.96% | 56,314 | SH |
| 28 | DEERE &CO | DE | 244199105 | $3.8M | 0.94% | 6,680 | SH |
| 29 | HONEYWELL INTL INC | HON | 438516106 | $3.6M | 0.91% | 16,098 | SH |
| 30 | MARSH &MCLENNAN COS INC | MRSH | 571748102 | $3.5M | 0.88% | 20,394 | SH |
| 31 | BLACKSTONE INC | BX | 09260D107 | $3.5M | 0.87% | 30,386 | SH |
| 32 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $3.4M | 0.84% | 3,378 | SH |
| 33 | JOHNSON &JOHNSON | JNJ | 478160104 | $3.4M | 0.84% | 13,752 | SH |
| 34 | TEXAS INSTRS INC | TXN | 882508104 | $3.2M | 0.79% | 16,260 | SH |
| 35 | CHEVRON CORPORATION | CVX | 166764100 | $3.1M | 0.78% | 15,070 | SH |
| 36 | ELI LILLY &CO | LLY | 532457108 | $3.1M | 0.77% | 3,353 | SH |
| 37 | VEEVA SYS INC | VEEV | 922475108 | $3.1M | 0.76% | 17,413 | SH |
| 38 | ISHARES TR | SUB | 464288158 | $3.0M | 0.74% | 27,927 | SH |
| 39 | RTX CORPORATION | RTX | 75513E101 | $2.9M | 0.74% | 15,283 | SH |
| 40 | VISA INC | V | 92826C839 | $2.7M | 0.69% | 9,097 | SH |
| 41 | SELECT SECTOR SPDR TR | XLI | 81369Y704 | $2.5M | 0.62% | 15,264 | SH |
| 42 | TESLA INC | TSLA | 88160R101 | $2.4M | 0.59% | 6,342 | SH |
| 43 | STRYKER CORPORATION | SYK | 863667101 | $2.3M | 0.58% | 7,110 | SH |
| 44 | NOVO-NORDISK A S | NVO | 670100205 | $2.2M | 0.54% | 59,204 | SH |
| 45 | PALO ALTO NETWORKS INC | PANW | 697435105 | $2.0M | 0.51% | 12,637 | SH |
| 46 | COLGATE PALMOLIVE CO | CL | 194162103 | $2.0M | 0.50% | 23,440 | SH |
| 47 | NEOS ETF TRUST | SPYI | 78433H303 | $2.0M | 0.50% | 40,450 | SH |
| 48 | NORTHROP GRUMMAN CORP | NOC | 666807102 | $2.0M | 0.49% | 2,905 | SH |
| 49 | PEPSICO INC | PEP | 713448108 | $1.9M | 0.48% | 12,465 | SH |
| 50 | BANK AMERICA CORP | BAC | 060505104 | $1.9M | 0.48% | 39,179 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-20 | $400.4M | 1,021 | 0000014745-26-000003 |
| 2025-12-31 | 2026-01-23 | $405.9M | 742 | 0000014745-26-000001 |