Lesa Sroufe & Co — 13F Holdings & Portfolio
CIK 1492162 · latest 13F-HR filed 2026-10-29
Lesa Sroufe & Co manages $144.7M in 13F-reported U.S. long-equity assets across 68 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are MSFT (8.33%), NEM (6.42%), AU (5.62%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 4 new positions and exited 4; 17 existing positions rose in reported value and 27 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-10-29
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 47.3%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Mar 26, 2026.
SUITE 304
SEATTLE, WA 98104
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| CORRY, SHAUN, ELIZABETH Control | CHIEF COMPLIANCE OFFICER since May 2006 | 5–10% | Individual |
| SROUFE, LESA, ANNE Control | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER since Jan 2004 | 75% or more | Individual |
Ownership & leadership changes · 4 filings with changes since Mar 29, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedGEURKINK, JONATHAN, SAMUEL · RESEARCH DIRECTOR · 10–25% · control person · listed since Apr 2012
- No longer listedVO, KASSIRA, THI · DIRECTOR OF SALES & MARKETING · 5–10% · listed since Aug 2008
- AddedGEURKINK, JONATHAN, SAMUEL · RESEARCH DIRECTOR · 10–25% · control person
- ChangedCORRY, SHAUN, ELIZABETH · ownership Less than 5% → 5–10%
- ChangedVO, KASSIRA, THI · title OPERATIONS MANAGER → DIRECTOR OF SALES & MARKETING
- ListedCORRY, SHAUN, ELIZABETH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedSROUFE, LESA, ANNE · PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER · 75% or more · control person
- ListedVO, KASSIRA, THI · OPERATIONS MANAGER · 5–10%
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- MICROSOFT CORP COM$3.3M +37.0%
- INTERNATIONAL SEAWAYS INC COM$2.0M +43.0%
- NEWMONT CORP COM$1.4M +18.3%
- PETROLEO BRASILEIRO S A SPONSORED ADR$1.4M +28.6%
- ANGLOGOLD ASHANTI PLC COM SHS$1.1M +15.6%
Top Trims
- GRUPO CIBEST SA FSPONSORED ADR 1 ADR REPS 4 ORD SHS-$2.4M -44.6%
- TUTOR PERINI CORP COM-$1.5M -45.7%
- ALASKA AIR GROUP INC-$1.2M -25.9%
- CEMEX SAB DE CV SPON ADR NEW-$989.0K -21.0%
- HAWAIIAN ELEC INDS INC MTN BE COM-$919.0K -33.9%
New Positions
Show all 4 →Exited Positions
- SPDR BLOOMBERG BARCLAYS 1-3 MO T-BILL ETF$697.0K
- INTERNATIONAL BUSINESS MACHS COM$247.0K
- GE AEROSPACE COM NEW$213.0K
- DOUBLELINE LOW DURATION BOND I$99.0K
Lesa Sroufe & Co Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | MICROSOFT CORP COM | MSFT | 594918104 | $12.1M | 8.33% | 23,505 | SH |
| 2 | NEWMONT CORP COM | NEM | 651639106 | $9.3M | 6.42% | 80,512 | SH |
| 3 | ANGLOGOLD ASHANTI PLC COM SHS | AU | G0378L100 | $8.1M | 5.62% | 86,483 | SH |
| 4 | PAN AMERN SILVER CORP COM | PAAS | 697900108 | $6.8M | 4.72% | 149,932 | SH |
| 5 | INTERNATIONAL SEAWAYS INC COM | INSW | Y41053102 | $6.7M | 4.66% | 61,278 | SH |
| 6 | PETROLEO BRASILEIRO S A SPONSORED ADR | PBR | 71654V408 | $6.2M | 4.25% | 294,777 | SH |
| 7 | ISHARES SILVER TRUST ETF | SLV | 46428Q109 | $5.4M | 3.73% | 98,875 | SH |
| 8 | M & T BANK CORP | MTB | 55261F104 | $5.3M | 3.65% | 24,274 | SH |
| 9 | HECLA MINING COMPANY COM | HL | 422704106 | $4.3M | 3.01% | 255,452 | SH |
| 10 | FLUOR CORP COM | FLR | 343412102 | $4.3M | 2.96% | 89,485 | SH |
| 11 | TOTALENERGIES F | TTE | F92124100 | $4.2M | 2.90% | 49,131 | SH |
| 12 | RANGE RES CORP COM | RRC | 75281A109 | $3.8M | 2.65% | 103,425 | SH |
| 13 | NUTRIEN LTD COM | NTR | 67077M108 | $3.7M | 2.58% | 53,200 | SH |
| 14 | CEMEX SAB DE CV SPON ADR NEW | CX | 151290889 | $3.7M | 2.57% | 390,468 | SH |
| 15 | AMGEN INC COM | AMGN | 031162100 | $3.6M | 2.47% | 8,490 | SH |
| 16 | INNOVEX INTERNATIONAL INC COM | INVX | 457651107 | $3.4M | 2.36% | 126,267 | SH |
| 17 | ALASKA AIR GROUP INC | ALK | 011659109 | $3.4M | 2.34% | 87,602 | SH |
| 18 | BLACK HILLS CORP COM | BKH | 092113109 | $3.4M | 2.33% | 48,125 | SH |
| 19 | ALCOA CORP COM | AA | 013872106 | $3.3M | 2.31% | 79,599 | SH |
| 20 | BUNGE GLOBAL SA COM SHS | BG | H11356104 | $3.2M | 2.24% | 30,343 | SH |
| 21 | GRUPO CIBEST SA FSPONSORED ADR 1 ADR REPS 4 ORD SHS | CIB | 40090E106 | $3.0M | 2.09% | 32,601 | SH |
| 22 | NORTHWESTERN ENERGY GROUP INC COM NEW | NWE | 668074305 | $2.9M | 1.98% | 41,849 | SH |
| 23 | PROSHARES SHORT QQQ ETF | PSQ | 74349Y837 | $2.8M | 1.92% | 111,824 | SH |
| 24 | HEARTLAND EXPRESS INC COM | HTLD | 422347104 | $2.8M | 1.91% | 237,475 | SH |
| 25 | MOBILEYE GLOBAL INC COMMON CLASS A | MBLY | 60741F104 | $2.6M | 1.79% | 351,214 | SH |
| 26 | SAN JUAN BASIN RTY TR UNIT BEN INT | SJT | 798241105 | $2.2M | 1.49% | 592,321 | SH |
| 27 | APPLE INC COM | AAPL | 037833100 | $2.0M | 1.38% | 5,993 | SH |
| 28 | HAWAIIAN ELEC INDS INC MTN BE COM | HE | 419870100 | $1.8M | 1.24% | 200,352 | SH |
| 29 | TUTOR PERINI CORP COM | TPC | 901109108 | $1.8M | 1.23% | 21,494 | SH |
| 30 | DOLE PLC ORD SHS | DOLE | G27907107 | $1.7M | 1.19% | 134,935 | SH |
| 31 | OLIN CORP | OLN | 680665205 | $1.3M | 0.91% | 84,852 | SH |
| 32 | SMITH & WESSON BRANDS INC COM | SWBI | 831754106 | $1.2M | 0.83% | 85,666 | SH |
| 33 | JOHNSON & JOHNSON COM | JNJ | 478160104 | $948.0K | 0.66% | 3,581 | SH |
| 34 | SPDR GOLD SHARES ETF | GLD | 78463V107 | $781.0K | 0.54% | 2,050 | SH |
| 35 | BERKSHIRE HATHAWAY INC DEL CL A | BRK.A | 084670108 | $747.0K | 0.52% | 1 | SH |
| 36 | MERCK & CO INC COM | MRK | 58933Y105 | $741.0K | 0.51% | 5,100 | SH |
| 37 | MCDONALDS CORP COM | MCD | 580135101 | $736.0K | 0.51% | 3,188 | SH |
| 38 | PACCAR INC | PCAR | 693718108 | $691.0K | 0.48% | 6,290 | SH |
| 39 | BANK UTICA N Y COM NON VTG | BKUTK | 065437204 | $688.0K | 0.48% | 1,000 | SH |
| 40 | ABBVIE INC COM | ABBV | 00287Y109 | $680.0K | 0.47% | 2,599 | SH |
| 41 | CHEVRON CORPORATION COM | CVX | 166764100 | $590.0K | 0.41% | 2,888 | SH |
| 42 | AMAZON COM INC COM | AMZN | 023135106 | $564.0K | 0.39% | 2,265 | SH |
| 43 | PROCTER & GAMBLE CO COM | PG | 742718109 | $519.0K | 0.36% | 3,570 | SH |
| 44 | AMERISERV FINL INC COM | ASRV | 03074A102 | $461.0K | 0.32% | 100,000 | SH |
| 45 | PEPSICO INC COM | PEP | 713448108 | $453.0K | 0.31% | 3,572 | SH |
| 46 | CISCO SYS INC COM | CSCO | 17275R102 | $427.0K | 0.30% | 3,967 | SH |
| 47 | ISHARES GOLD ETF | IAU | 464285204 | $402.0K | 0.28% | 5,142 | SH |
| 48 | AMERICAN FUNDS THE GROWTH FUND OF AMERICA CLASS F-3 | — | 399874775 | $399.0K | 0.28% | 4,509 | SH |
| 49 | SYSCO CORP COM | SYY | 871829107 | $373.0K | 0.26% | 4,781 | SH |
| 50 | JPMORGAN CHASE & CO COM | JPM | 46625H100 | $351.0K | 0.24% | 1,061 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-29 | $144.7M | 68 | 0001492162-26-000004 |
| 2026-06-30 | 2026-07-22 | $140.2M | 68 | 0001492162-26-000003 |
| 2026-03-31 | 2026-04-27 | $146.9M | 69 | 0001492162-26-000002 |
| 2025-12-31 | 2026-01-22 | $134.3M | 69 | 0001492162-26-000001 |
SEATTLE, WA 98104