Wellington Shields Capital Management, LLC — 13F Holdings & Portfolio
CIK 1506071 · latest 13F-HR filed 2026-05-04
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$666.2M
Long-equity book
Holdings
326
Distinct positions
Period
2026-03-31
Filed 2026-05-04
Q/Q Activity
+27 / −18 / ↑128 / ↓119
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- BLOOM ENERGY CORP COM CL A$7.5M +53.1%
- EXXON MOBIL CORP COM$5.3M +42.8%
- STATE STREET SPDR S&P METALS & MINING ETF$4.2M +68.4%
- FLOWERS FOODS INC COM$3.4M +241.6%
- MKS INC. COM$3.3M +38.7%
Top Trims
- BLACKSTONE INC COM-$11.3M -47.1%
- MICROSOFT CORP COM-$8.5M -15.7%
- ALPHABET INC CAP STK CL A-$5.5M -17.9%
- APPLE INC COM-$5.1M -15.9%
- APOLLO GLOBAL MGMT INC COM-$4.8M -43.6%
New Positions
- NORFOLK SOUTHN CORP COM$2.5M
- ELEMENT SOLUTIONS INC COM$1.2M
- ISHARES MSCI EMERGING MARKETS ETF$724.1K
- VANGUARD VALUE ETF$600.0K
- ITRON INC COM$524.3K
Exited Positions
- INTUIT COM$1.2M
- HILLENBRAND INC COM$753.7K
- COREBRIDGE FINL INC COM$650.4K
- VANGUARD FTSE EUROPE ETF$581.7K
- ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF$393.7K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | MICROSOFT CORP COM | MSFT | 594918104 | $45.8M | 6.87% | 123,668 | SH |
| 2 | ALPHABET INC CAP STK CL C | GOOG | 02079K107 | $36.2M | 5.44% | 126,319 | SH |
| 3 | APPLE INC COM | AAPL | 037833100 | $27.0M | 4.05% | 106,370 | SH |
| 4 | ALPHABET INC CAP STK CL A | GOOGL | 02079K305 | $25.2M | 3.79% | 87,710 | SH |
| 5 | AMAZON COM INC COM | AMZN | 023135106 | $23.0M | 3.45% | 110,251 | SH |
| 6 | BLOOM ENERGY CORP COM CL A | BE | 093712107 | $21.6M | 3.25% | 159,575 | SH |
| 7 | JPMORGAN CHASE & CO COM | JPM | 46625H100 | $21.3M | 3.19% | 72,247 | SH |
| 8 | EXXON MOBIL CORP COM | XOM | 30231G102 | $17.8M | 2.68% | 105,044 | SH |
| 9 | MASTERCARD INCORPORATED CL A | MA | 57636Q104 | $15.7M | 2.35% | 31,337 | SH |
| 10 | AMERICAN EXPRESS CO COM | AXP | 025816109 | $15.5M | 2.32% | 51,094 | SH |
| 11 | QXO INC COM NEW | QXO | 82846H405 | $13.0M | 1.95% | 668,051 | SH |
| 12 | BLACKSTONE INC COM | BX | 09260D107 | $12.7M | 1.91% | 110,374 | SH |
| 13 | MKS INC. COM | MKSI | 55306N104 | $12.0M | 1.80% | 52,220 | SH |
| 14 | BOEING CO COM | BA | 097023105 | $11.7M | 1.75% | 58,550 | SH |
| 15 | QUANTA SVCS INC COM | PWR | 74762E102 | $11.2M | 1.68% | 20,326 | SH |
| 16 | ADVANCED MICRO DEVICES INC COM | AMD | 007903107 | $10.5M | 1.57% | 51,385 | SH |
| 17 | STATE STREET SPDR S&P METALS & MINING ETF | XME | 78464A755 | $10.4M | 1.55% | 95,850 | SH |
| 18 | TAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS | TSM | 874039100 | $10.0M | 1.50% | 29,474 | SH |
| 19 | NVIDIA CORPORATION COM | NVDA | 67066G104 | $9.3M | 1.40% | 53,351 | SH |
| 20 | CAPITAL ONE FINL CORP COM | COF | 14040H105 | $8.6M | 1.29% | 47,226 | SH |
| 21 | VANGUARD S&P 500 ETF | VOO | 922908363 | $8.2M | 1.23% | 13,663 | SH |
| 22 | PALO ALTO NETWORKS INC COM | PANW | 697435105 | $8.1M | 1.22% | 50,636 | SH |
| 23 | ISHARES SEMICONDUCTOR ETF | SOXX | 464287523 | $7.6M | 1.14% | 23,046 | SH |
| 24 | APOLLO GLOBAL MGMT INC COM | APO | 03769M106 | $6.2M | 0.92% | 55,222 | SH |
| 25 | MCKESSON CORP COM | MCK | 58155Q103 | $5.9M | 0.89% | 6,834 | SH |
| 26 | RTX CORPORATION COM | RTX | 75513E101 | $5.9M | 0.88% | 30,400 | SH |
| 27 | BROADCOM INC COM | AVGO | 11135F101 | $5.6M | 0.83% | 17,951 | SH |
| 28 | ELI LILLY & CO COM | LLY | 532457108 | $5.2M | 0.78% | 5,656 | SH |
| 29 | LINDE PLC SHS | LIN | G54950103 | $5.1M | 0.77% | 10,359 | SH |
| 30 | VANECK SEMICONDUCTOR ETF | SMH | 92189F676 | $4.8M | 0.72% | 12,520 | SH |
| 31 | TRONOX HOLDINGS PLC SHS | TROX | G9087Q102 | $4.7M | 0.70% | 479,277 | SH |
| 32 | INTERNATIONAL BUSINESS MACHS COM | IBM | 459200101 | $4.4M | 0.67% | 18,291 | SH |
| 33 | REDDIT INC CL A | RDDT | 75734B100 | $4.4M | 0.66% | 32,658 | SH |
| 34 | JOHNSON & JOHNSON COM | JNJ | 478160104 | $4.4M | 0.65% | 17,814 | SH |
| 35 | ISHARES SILVER TRUST | SLV | 46428Q109 | $4.2M | 0.63% | 62,022 | SH |
| 36 | BLACKROCK INC COM | BLK | 09290D101 | $3.9M | 0.58% | 4,015 | SH |
| 37 | EDWARDS LIFESCIENCES CORP COM | EW | 28176E108 | $3.8M | 0.57% | 47,531 | SH |
| 38 | CARLYLE GROUP INC COM | CG | 14316J108 | $3.8M | 0.56% | 77,544 | SH |
| 39 | FLOWERS FOODS INC COM | FLO | 343498101 | $3.8M | 0.56% | 460,383 | SH |
| 40 | WALMART INC COM | WMT | 931142103 | $3.7M | 0.56% | 30,173 | SH |
| 41 | ILLINOIS TOOL WKS INC COM | ITW | 452308109 | $3.7M | 0.55% | 14,125 | SH |
| 42 | BLOCK INC CL A | XYZ | 852234103 | $3.6M | 0.54% | 59,416 | SH |
| 43 | CORNING INC COM | GLW | 219350105 | $3.5M | 0.53% | 26,095 | SH |
| 44 | CONSTELLATION ENERGY CORP COM | CEG | 21037T109 | $3.5M | 0.53% | 12,626 | SH |
| 45 | GE VERNOVA INC COM | GEV | 36828A101 | $3.5M | 0.53% | 4,025 | SH |
| 46 | INVESCO S&P 500 EQUAL WEIGHT ETF | RSP | 46137V357 | $3.4M | 0.51% | 17,820 | SH |
| 47 | INTUITIVE SURGICAL INC COM NEW | ISRG | 46120E602 | $3.3M | 0.49% | 7,075 | SH |
| 48 | SPDR GOLD SHARES | GLD | 78463V107 | $3.0M | 0.45% | 6,944 | SH |
| 49 | HOME DEPOT INC COM | HD | 437076102 | $2.9M | 0.43% | 8,790 | SH |
| 50 | STATE STREET SPDR S&P 500 ETF | SPY | 78462F103 | $2.9M | 0.43% | 4,434 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-04 | $666.2M | 326 | 0001506071-26-000002 |
| 2025-12-31 | 2026-02-09 | $685.8M | 316 | 0001506071-26-000001 |