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Wellington Shields Capital Management, LLC — 13F Holdings & Portfolio

CIK 1506071 · latest 13F-HR filed 2026-08-10

Backtest portfolio

Wellington Shields Capital Management, LLC manages $788.4M in 13F-reported U.S. long-equity assets across 335 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are BE (5.95%), MSFT (5.10%), GOOGL (3.94%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 30 new positions, exited 21, added to 150, and trimmed 104.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
60 BROAD STREET
39TH FLOOR
NEW YORK, NY 10004
Phone
(212) 320-3000
Filing Manager
Wellington Shields Capital Management, LLC
NEW YORK, NY
Signatory
Steve Portas
CCO
Loading holdings…
AUM

$788.4M

Long-equity book

Holdings

335

Distinct positions

Period

2026-06-30

Filed 2026-08-10

Q/Q Activity

+30 / −21 / ↑150 / ↓104

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • BLOOM ENERGY CORP COM CL A$25.3M +116.8%
  • ADVANCED MICRO DEVICES INC COM$19.4M +185.3%
  • PALO ALTO NETWORKS INC COM$7.9M +97.6%
  • ELI LILLY & CO COM$6.5M +125.8%
  • ISHARES SEMICONDUCTOR ETF$5.8M +76.7%
Show all 150 →

Top Trims

  • ALPHABET INC CAP STK CL C-$6.0M -16.5%
  • MICROSOFT CORP COM-$5.6M -12.1%
  • TRONOX HOLDINGS PLC SHS-$2.2M -47.8%
  • BLACKSTONE INC COM-$1.4M -10.8%
  • JOHNSON & JOHNSON COM-$1.2M -26.7%
Show all 104 →

New Positions

  • EXXONMOBIL HOLDINGS CORP COM SHS$14.1M
  • PILGRIMS PRIDE CORP COM$3.3M
  • PDD HOLDINGS INC SPONSORED ADS$3.3M
  • DAUCH CORP COM$3.2M
  • CELESTICA INC COM$2.4M
Show all 30 →

Exited Positions

  • EXXON MOBIL CORP COM$17.8M
  • BLOCK INC CL A$3.6M
  • HONEYWELL INTL INC COM$1.5M
  • TOAST INC CL A$434.8K
  • TAPESTRY INC COM$388.1K
Show all 21 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 BLOOM ENERGY CORP COM CL A BE 093712107 $46.9M 5.95% 154,875 SH
2 MICROSOFT CORP COM MSFT 594918104 $40.2M 5.10% 107,830 SH
3 ALPHABET INC CAP STK CL A GOOGL 02079K305 $31.0M 3.94% 86,825 SH
4 ALPHABET INC CAP STK CL C GOOG 02079K107 $30.3M 3.84% 85,673 SH
5 ADVANCED MICRO DEVICES INC COM AMD 007903107 $29.8M 3.78% 51,335 SH
6 APPLE INC COM AAPL 037833100 $28.9M 3.67% 99,923 SH
7 AMAZON COM INC COM AMZN 023135106 $26.3M 3.34% 110,437 SH
8 JPMORGAN CHASE & CO COM JPM 46625H100 $23.9M 3.03% 72,948 SH
9 AMERICAN EXPRESS CO COM AXP 025816109 $16.2M 2.05% 47,791 SH
10 PALO ALTO NETWORKS INC COM PANW 697435105 $16.0M 2.03% 47,036 SH
11 QXO INC COM NEW QXO 82846H405 $15.7M 2.00% 910,228 SH
12 MASTERCARD INCORPORATED CL A MA 57636Q104 $14.8M 1.88% 28,837 SH
13 QUANTA SVCS INC COM PWR 74762E102 $14.6M 1.85% 20,281 SH
14 EXXONMOBIL HOLDINGS CORP COM SHS XOM 30233Q108 $14.1M 1.78% 102,822 SH
15 ISHARES SEMICONDUCTOR ETF SOXX 464287523 $13.4M 1.70% 20,887 SH
16 MKS INC. COM MKSI 55306N104 $13.2M 1.68% 29,770 SH
17 VANGUARD S&P 500 ETF VOO 922908363 $12.4M 1.57% 18,075 SH
18 TAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS TSM 874039100 $12.1M 1.53% 25,303 SH
19 BOEING CO COM BA 097023105 $12.0M 1.52% 55,467 SH
20 ELI LILLY & CO COM LLY 532457108 $11.7M 1.49% 9,793 SH
21 BLACKSTONE INC COM BX 09260D107 $11.3M 1.44% 96,204 SH
22 STATE STREET SPDR S&P METALS & MINING ETF XME 78464A755 $10.9M 1.38% 101,712 SH
23 CAPITAL ONE FINL CORP COM COF 14040H105 $10.0M 1.27% 50,000 SH
24 BROADCOM INC COM AVGO 11135F101 $8.9M 1.13% 23,542 SH
25 NVIDIA CORPORATION COM NVDA 67066G104 $8.2M 1.04% 41,041 SH
26 VANECK SEMICONDUCTOR ETF SMH 92189F676 $7.5M 0.95% 11,411 SH
27 RTX CORPORATION COM RTX 75513E101 $7.4M 0.94% 39,062 SH
28 GE VERNOVA INC COM GEV 36828A101 $6.4M 0.81% 5,434 SH
29 REDDIT INC CL A RDDT 75734B100 $5.8M 0.74% 33,485 SH
30 APOLLO GLOBAL MGMT INC COM APO 03769M106 $5.7M 0.72% 48,133 SH
31 LINDE PLC SHS LIN G54950103 $5.6M 0.71% 10,759 SH
32 CORNING INC COM GLW 219350105 $5.2M 0.66% 20,398 SH
33 MCKESSON CORP COM MCK 58155Q103 $5.1M 0.65% 6,759 SH
34 STATE STREET SPDR S&P BIOTECH ETF XBI 78464A870 $5.1M 0.64% 31,985 SH
35 PERSONALIS INC COM PSNL 71535D106 $4.6M 0.58% 339,733 SH
36 INVESCO S&P 500 EQUAL WEIGHT ETF RSP 46137V357 $4.1M 0.52% 19,345 SH
37 INTERNATIONAL BUSINESS MACHS COM IBM 459200101 $4.1M 0.52% 14,566 SH
38 EDWARDS LIFESCIENCES CORP COM EW 28176E108 $4.1M 0.51% 44,831 SH
39 ASML HLDG NV N Y REGISTRY SHS ASML N07059210 $4.0M 0.51% 2,011 SH
40 BLACKROCK INC COM BLK 09290D101 $3.9M 0.49% 4,015 SH
41 ILLINOIS TOOL WKS INC COM ITW 452308109 $3.8M 0.48% 13,900 SH
42 UBER TECHNOLOGIES INC COM UBER 90353T100 $3.7M 0.47% 50,990 SH
43 FLOWERS FOODS INC COM FLO 343498101 $3.6M 0.46% 460,383 SH
44 WALMART INC COM WMT 931142103 $3.4M 0.43% 30,188 SH
45 PILGRIMS PRIDE CORP COM PPC 72147K108 $3.3M 0.42% 117,602 SH
46 ISHARES SILVER TRUST SLV 46428Q109 $3.3M 0.42% 61,322 SH
47 PDD HOLDINGS INC SPONSORED ADS PDD 722304102 $3.3M 0.41% 42,842 SH
48 EATON CORP PLC SHS ETN G29183103 $3.2M 0.41% 7,549 SH
49 CURTISS WRIGHT CORP COM CW 231561101 $3.2M 0.41% 4,223 SH
50 JOHNSON & JOHNSON COM JNJ 478160104 $3.2M 0.41% 12,573 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-10 $788.4M 335 0001506071-26-000003
2026-03-31 2026-05-04 $666.2M 326 0001506071-26-000002
2025-12-31 2026-02-09 $685.8M 316 0001506071-26-000001