Wellington Shields & Co., LLC — 13F Holdings & Portfolio
CIK 1506073 · latest 13F-HR filed 2026-05-04
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$392.4M
Long-equity book
Holdings
321
Distinct positions
Period
2026-03-31
Filed 2026-05-04
Q/Q Activity
+21 / −21 / ↑125 / ↓114
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- EXXON MOBIL CORP COM$4.1M +44.3%
- CORNING INC COM$1.4M +54.2%
- CATERPILLAR INC COM$1.3M +24.5%
- CHEVRON CORPORATION COM$735.1K +37.1%
- JOHNSON & JOHNSON COM$697.6K +20.0%
Top Trims
- MICROSOFT CORP COM-$8.0M -23.7%
- APPLE INC COM-$2.3M -7.6%
- ELI LILLY & CO COM-$2.0M -14.5%
- INTERNATIONAL BUSINESS MACHS COM-$1.5M -19.3%
- BLACKSTONE INC COM-$1.3M -25.7%
New Positions
- ELEMENT SOLUTIONS INC COM$1.1M
- SMUCKER J M CO COM NEW$530.5K
- KIMBERLY-CLARK CORP COM$434.6K
- INVESCO OIL & GAS SERVICES ETF$431.8K
- INVESCO PHARMACEUTICALS ETF$315.7K
Exited Positions
- COREBRIDGE FINL INC COM$603.4K
- AES CORP COM$424.3K
- INVESCO NEXT GEN MEDIA AND GAMING ETF$398.3K
- INVESCO WILDERHILL CLEAN ENERGY ETF$397.6K
- INVESCO NASDAQ INTERNET ETF$356.6K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC COM | AAPL | 037833100 | $27.7M | 7.06% | 109,187 | SH |
| 2 | MICROSOFT CORP COM | MSFT | 594918104 | $25.8M | 6.58% | 69,747 | SH |
| 3 | JPMORGAN CHASE & CO COM | JPM | 46625H100 | $14.0M | 3.57% | 47,581 | SH |
| 4 | EXXON MOBIL CORP COM | XOM | 30231G102 | $13.4M | 3.40% | 78,716 | SH |
| 5 | ELI LILLY & CO COM | LLY | 532457108 | $11.9M | 3.04% | 12,963 | SH |
| 6 | NVIDIA CORPORATION COM | NVDA | 67066G104 | $11.9M | 3.04% | 68,344 | SH |
| 7 | ALPHABET INC CAP STK CL C | GOOG | 02079K107 | $10.1M | 2.58% | 35,355 | SH |
| 8 | CATERPILLAR INC COM | CAT | 149123101 | $6.7M | 1.71% | 9,483 | SH |
| 9 | ABBVIE INC COM | ABBV | 00287Y109 | $6.7M | 1.71% | 30,817 | SH |
| 10 | AMAZON COM INC COM | AMZN | 023135106 | $6.4M | 1.63% | 30,623 | SH |
| 11 | INTERNATIONAL BUSINESS MACHS COM | IBM | 459200101 | $6.3M | 1.61% | 26,124 | SH |
| 12 | ALPHABET INC CAP STK CL A | GOOGL | 02079K305 | $4.8M | 1.21% | 16,540 | SH |
| 13 | STATE STREET SPDR S&P 500 ETF | SPY | 78462F103 | $4.6M | 1.18% | 7,129 | SH |
| 14 | HONEYWELL INTL INC COM | HON | 438516106 | $4.5M | 1.15% | 20,044 | SH |
| 15 | WALMART INC COM | WMT | 931142103 | $4.5M | 1.14% | 35,957 | SH |
| 16 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK.B | 084670702 | $4.4M | 1.12% | 9,155 | SH |
| 17 | UNION PAC CORP COM | UNP | 907818108 | $4.2M | 1.08% | 17,388 | SH |
| 18 | JOHNSON & JOHNSON COM | JNJ | 478160104 | $4.2M | 1.06% | 17,090 | SH |
| 19 | CORNING INC COM | GLW | 219350105 | $4.0M | 1.02% | 29,376 | SH |
| 20 | BLACKSTONE INC COM | BX | 09260D107 | $3.8M | 0.97% | 33,146 | SH |
| 21 | VISA INC COM CL A | V | 92826C839 | $3.8M | 0.96% | 12,429 | SH |
| 22 | ROCKET LAB CORP COM | RKLB | 773121108 | $3.7M | 0.95% | 58,120 | SH |
| 23 | GE AEROSPACE COM NEW | GE | 369604301 | $3.6M | 0.91% | 12,542 | SH |
| 24 | ILLUMINA INC COM | ILMN | 452327109 | $3.5M | 0.90% | 28,618 | SH |
| 25 | CITIGROUP INC COM NEW | C | 172967424 | $3.5M | 0.89% | 30,873 | SH |
| 26 | NEWMONT CORP COM | NEM | 651639106 | $3.4M | 0.87% | 31,400 | SH |
| 27 | ABBOTT LABORATORIES COM | ABT | 002824100 | $3.1M | 0.78% | 29,746 | SH |
| 28 | KINDER MORGAN INC DEL COM | KMI | 49456B101 | $3.0M | 0.77% | 89,624 | SH |
| 29 | PALO ALTO NETWORKS INC COM | PANW | 697435105 | $3.0M | 0.76% | 18,603 | SH |
| 30 | BROADCOM INC COM | AVGO | 11135F101 | $2.9M | 0.75% | 9,471 | SH |
| 31 | MERCK & CO INC COM | MRK | 58933Y105 | $2.8M | 0.71% | 23,266 | SH |
| 32 | CONSTELLATION ENERGY CORP COM | CEG | 21037T109 | $2.8M | 0.71% | 10,010 | SH |
| 33 | MCKESSON CORP COM | MCK | 58155Q103 | $2.8M | 0.70% | 3,186 | SH |
| 34 | CHEVRON CORPORATION COM | CVX | 166764100 | $2.7M | 0.69% | 13,139 | SH |
| 35 | DISNEY WALT CO COM | DIS | 254687106 | $2.7M | 0.68% | 27,657 | SH |
| 36 | FLOWERS FOODS INC COM | FLO | 343498101 | $2.6M | 0.67% | 321,078 | SH |
| 37 | INVESCO QQQ TRUST SERIES I | QQQ | 46090E103 | $2.5M | 0.64% | 4,329 | SH |
| 38 | AT&T INC COM | T | 00206R102 | $2.5M | 0.63% | 85,544 | SH |
| 39 | S&P GLOBAL INC COM | SPGI | 78409V104 | $2.5M | 0.63% | 5,800 | SH |
| 40 | BRISTOL-MYERS SQUIBB CO COM | BMY | 110122108 | $2.4M | 0.62% | 40,174 | SH |
| 41 | GE VERNOVA INC COM | GEV | 36828A101 | $2.4M | 0.61% | 2,734 | SH |
| 42 | PROCTER & GAMBLE CO COM | PG | 742718109 | $2.3M | 0.60% | 16,230 | SH |
| 43 | WASTE MGMT INC DEL COM | WM | 94106L109 | $2.2M | 0.55% | 9,442 | SH |
| 44 | TAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS | TSM | 874039100 | $2.1M | 0.55% | 6,350 | SH |
| 45 | PFIZER INC COM | PFE | 717081103 | $2.1M | 0.55% | 76,295 | SH |
| 46 | APOLLO GLOBAL MGMT INC COM | APO | 03769M106 | $2.1M | 0.55% | 19,220 | SH |
| 47 | HOME DEPOT INC COM | HD | 437076102 | $2.1M | 0.54% | 6,455 | SH |
| 48 | PALANTIR TECHNOLOGIES INC CL A | PLTR | 69608A108 | $2.1M | 0.54% | 14,359 | SH |
| 49 | CITIZENS FINL GROUP INC COM | CFG | 174610105 | $2.0M | 0.52% | 34,000 | SH |
| 50 | CISCO SYS INC COM | CSCO | 17275R102 | $1.9M | 0.49% | 24,924 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-04 | $392.4M | 321 | 0001506073-26-000002 |
| 2025-12-31 | 2026-02-09 | $405.4M | 321 | 0001506073-26-000001 |