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Wellington Shields & Co., LLC — 13F Holdings & Portfolio

CIK 1506073 · latest 13F-HR filed 2026-08-10

Backtest portfolio

Wellington Shields & Co., LLC manages $446.5M in 13F-reported U.S. long-equity assets across 329 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (7.53%), MSFT (5.81%), JPM (3.54%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 24 new positions, exited 16, added to 165, and trimmed 76.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
60 BROAD STREET
NEW YORK, NY 10004
Phone
(212) 320-3000
Filing Manager
Wellington Shields & Co., LLC
NEW YORK, NY
Signatory
Steve Portas
CCO
Loading holdings…
AUM

$446.5M

Long-equity book

Holdings

329

Distinct positions

Period

2026-06-30

Filed 2026-08-10

Q/Q Activity

+24 / −16 / ↑165 / ↓76

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • APPLE INC COM$5.9M +21.2%
  • CATERPILLAR INC COM$3.8M +57.0%
  • ELI LILLY & CO COM$3.6M +30.5%
  • CORNING INC COM$2.5M +63.7%
  • ROCKET LAB CORP COM$2.3M +61.1%
Show all 165 →

Top Trims

  • PALANTIR TECHNOLOGIES INC CL A-$1.1M -51.9%
  • AT&T INC COM-$731.6K -29.5%
  • NEWMONT CORP COM-$569.0K -16.7%
  • CHEVRON CORPORATION COM-$563.2K -20.7%
  • ABBOTT LABORATORIES COM-$436.5K -14.3%
Show all 76 →

New Positions

  • EXXONMOBIL HOLDINGS CORP COM SHS$10.8M
  • HONEYWELL AEROSPACE INC COM$2.0M
  • HONEYWELL INTL INC COM$2.0M
  • TIMKEN CO COM$1.1M
  • MARVELL TECHNOLOGY INC COM$782.0K
Show all 24 →

Exited Positions

  • EXXON MOBIL CORP COM$13.4M
  • HONEYWELL INTL INC COM$4.5M
  • INVESCO OIL & GAS SERVICES ETF$431.8K
  • DUPONT DE NEMOURS INC COM$339.1K
  • INVESCO PHARMACEUTICALS ETF$315.7K
Show all 16 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC COM AAPL 037833100 $33.6M 7.53% 116,104 SH
2 MICROSOFT CORP COM MSFT 594918104 $25.9M 5.81% 69,498 SH
3 JPMORGAN CHASE & CO COM JPM 46625H100 $15.8M 3.54% 48,314 SH
4 ELI LILLY & CO COM LLY 532457108 $15.6M 3.48% 12,972 SH
5 NVIDIA CORPORATION COM NVDA 67066G104 $14.1M 3.16% 70,423 SH
6 ALPHABET INC CAP STK CL C GOOG 02079K107 $12.3M 2.76% 34,927 SH
7 EXXONMOBIL HOLDINGS CORP COM SHS XOM 30233Q108 $10.8M 2.41% 78,755 SH
8 CATERPILLAR INC COM CAT 149123101 $10.5M 2.36% 9,907 SH
9 ABBVIE INC COM ABBV 00287Y109 $7.7M 1.73% 30,747 SH
10 AMAZON COM INC COM AMZN 023135106 $7.5M 1.68% 31,386 SH
11 INTERNATIONAL BUSINESS MACHS COM IBM 459200101 $6.8M 1.52% 24,174 SH
12 ALPHABET INC CAP STK CL A GOOGL 02079K305 $6.8M 1.52% 18,966 SH
13 CORNING INC COM GLW 219350105 $6.5M 1.46% 25,603 SH
14 ROCKET LAB CORP COM RKLB 773121108 $6.0M 1.35% 59,164 SH
15 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $5.6M 1.26% 7,550 SH
16 PALO ALTO NETWORKS INC COM PANW 697435105 $5.1M 1.14% 14,923 SH
17 ILLUMINA INC COM ILMN 452327109 $5.0M 1.12% 28,531 SH
18 GE AEROSPACE COM NEW GE 369604301 $4.7M 1.06% 12,628 SH
19 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B 084670702 $4.6M 1.03% 9,225 SH
20 JOHNSON & JOHNSON COM JNJ 478160104 $4.4M 0.98% 17,288 SH
21 UNION PAC CORP COM UNP 907818108 $4.4M 0.98% 16,088 SH
22 VISA INC COM CL A V 92826C839 $4.3M 0.95% 12,418 SH
23 WALMART INC COM WMT 931142103 $4.2M 0.94% 36,995 SH
24 CITIGROUP INC COM NEW C 172967424 $4.1M 0.91% 29,073 SH
25 BROADCOM INC COM AVGO 11135F101 $4.1M 0.91% 10,738 SH
26 PERSONALIS INC COM PSNL 71535D106 $3.9M 0.88% 292,489 SH
27 GE VERNOVA INC COM GEV 36828A101 $3.8M 0.85% 3,214 SH
28 BLACKSTONE INC COM BX 09260D107 $3.7M 0.84% 31,741 SH
29 TAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS TSM 874039100 $3.7M 0.83% 7,737 SH
30 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $3.3M 0.75% 4,529 SH
31 APPLIED MATLS INC COM AMAT 038222105 $3.1M 0.70% 4,350 SH
32 CISCO SYS INC COM CSCO 17275R102 $2.9M 0.66% 24,924 SH
33 MERCK & CO INC COM MRK 58933Y105 $2.9M 0.65% 22,666 SH
34 KINDER MORGAN INC DEL COM KMI 49456B101 $2.8M 0.64% 88,724 SH
35 NEWMONT CORP COM NEM 651639106 $2.8M 0.63% 30,300 SH
36 ABBOTT LABORATORIES COM ABT 002824100 $2.6M 0.59% 28,846 SH
37 DISNEY WALT CO COM DIS 254687106 $2.6M 0.58% 26,902 SH
38 FLOWERS FOODS INC COM FLO 343498101 $2.5M 0.57% 321,131 SH
39 CONSTELLATION ENERGY CORP COM CEG 21037T109 $2.4M 0.54% 9,633 SH
40 CITIZENS FINL GROUP INC COM CFG 174610105 $2.4M 0.53% 34,000 SH
41 MCKESSON CORP COM MCK 58155Q103 $2.4M 0.53% 3,152 SH
42 PROCTER & GAMBLE CO COM PG 742718109 $2.4M 0.53% 16,115 SH
43 S&P GLOBAL INC COM SPGI 78409V104 $2.4M 0.53% 5,800 SH
44 HOME DEPOT INC COM HD 437076102 $2.4M 0.53% 6,691 SH
45 BRISTOL-MYERS SQUIBB CO COM BMY 110122108 $2.3M 0.51% 39,424 SH
46 APOLLO GLOBAL MGMT INC COM APO 03769M106 $2.2M 0.50% 18,989 SH
47 GENERAC HLDGS INC COM GNRC 368736104 $2.2M 0.49% 7,404 SH
48 CHEVRON CORPORATION COM CVX 166764100 $2.2M 0.48% 13,002 SH
49 WASTE MGMT INC DEL COM WM 94106L109 $2.1M 0.47% 9,435 SH
50 HONEYWELL AEROSPACE INC COM HONA 43849R105 $2.0M 0.46% 9,221 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-10 $446.5M 329 0001506073-26-000003
2026-03-31 2026-05-04 $392.4M 321 0001506073-26-000002
2025-12-31 2026-02-09 $405.4M 321 0001506073-26-000001