Wellington Shields & Co., LLC — 13F Holdings & Portfolio
CIK 1506073 · latest 13F-HR filed 2026-08-10
Wellington Shields & Co., LLC manages $446.5M in 13F-reported U.S. long-equity assets across 329 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (7.53%), MSFT (5.81%), JPM (3.54%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 24 new positions and exited 16; 165 existing positions rose in reported value and 76 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$446.5M
Long-equity book
Holdings
329
Distinct positions
Period
2026-06-30
Filed 2026-08-10
Q/Q Activity
+24 / −16 / ↑165 / ↓76
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26AAPL7.5% · +6%MSFT5.8% · -0%JPM3.5% · +2%LLY3.5% · +0%NVDA3.2% · +3%GOOG2.8% · -1%XOM2.4% · 0%CAT2.4% · +4%ABBV1.7% · -0%AMZN1.7% · +2%IBM1.5% · -8%GOOGL1.5% · +15%GLW1.5% · -13%RKLB1.3% · +2%SPY1.3% · +6%PANW1.1% · -20%ILMN1.1% · -0%GE1.1% · +1%BRK.B1.0% · +1%JNJ1.0% · +1%UNP1.0% · -8%V1.0% · -0%WMT0.9% · +3%C0.9% · -6%AVGO0.9% · +13%PSNL0.9% · 0%GEV0.8% · +18%BX0.8% · -4%TSM0.8% · +22%QQQ0.7% · +5%AMAT0.7% · +5%CSCO0.7% · 0%MRK0.7% · -3%KMI0.6% · -1%NEM0.6% · -4%ABT0.6% · -3%DIS0.6% · -3%FLO0.6% · 0%CEG0.5% · -4%CFG0.5% · 0%MCK0.5% · -1%PG0.5% · -1%SPGI0.5% · 0%HD0.5% · +4%BMY0.5% · -2%APO0.5% · -1%GNRC0.5% · +1%CVX0.5% · -1%WM0.5% · -0%HONA0.5% · newHON0.5% · -55%KO0.4% · -2%PFE0.4% · -2%AMGN0.4% · -3%T0.4% · -1%SO0.4% · 0%ETN0.4% · +5%CVS0.4% · -4%OKE0.4% · -2%CSX0.4% · 0%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 34.5%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 24, 2026.
Assets Under Management
$1.17B
Discretionary
$1.05B
Employees
20
Accounts
578
Address
60 BROAD ST.
39TH FLOOR
NEW YORK, NY 10004
39TH FLOOR
NEW YORK, NY 10004
Phone
(212) 320-3000
This firm reports 1 disclosure item on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| CURCURU, PHILIP, MICHAEL Control | VP AND CONTROLLER since Jan 2014 | Less than 5% | Individual |
| GULDEN, PAUL, IMMO Control | ELECTED MANAGER since Oct 2009 | Less than 5% | Individual |
| MCFADDEN, WILLIAM, JAMESON Control | CEO, SECRETARY since Jan 2023 | Less than 5% | Individual |
| PORTAS, STEPHEN, JOHN Control | CHIEF COMPLIANCE OFFICER since Mar 2013 | Less than 5% | Individual |
| SHIELDS, DAVID, VINCENT Control | CHAIRMAN since Jan 2023 | Less than 5% | Individual |
| WELLINGTON SHIELDS HOLDINGS, LLC Control | MEMBER/OWNER since Oct 2009 | 75% or more | Domestic Entity |
| MCFADDEN, WILLIAM, JAMESON Control Indirect owner via WELLINGTON SHIELDS HOLDINGS, LLC | SHAREHOLDER since Mar 2026 | 25–50% | Individual |
| SHIELDS, DAVID, VINCENT Control Indirect owner via WELLINGTON SHIELDS HOLDINGS, LLC | SHAREHOLDER since Mar 2026 | 25–50% | Individual |
Ownership & leadership changes · 11 filings with changes since Mar 29, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 24, 2026 filing
- Listed againMCFADDEN, WILLIAM, JAMESON · SHAREHOLDER · 25–50% · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person
- Listed againSHIELDS, DAVID, VINCENT · SHAREHOLDER · 25–50% · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person
Jan 12, 2026 filing
- No longer listedGRANT, THOMAS, WATERS · ELECTED MANAGER · General partner, trustee or manager · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person · listed since Oct 2009
- No longer listedGULDEN, PAUL, IMMO · ELECTED MANAGER · General partner, trustee or manager · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person · listed since Oct 2009
- No longer listedMCFADDEN, WILLIAM, JAMESON · ELECTED MANAGER · 25–50% · indirect via SHIELDS & CO. · control person · listed since Oct 2009
- No longer listedSHIELDS & CO. · MEMBER/OWNER · 75% or more · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person · listed since Nov 2008
- No longer listedSHIELDS, DAVID, LARUS · OWNER · 25–50% · indirect via SHIELDS & CO. · control person · listed since Sep 2022
- No longer listedSHIELDS, DAVID, VINCENT · ELECTED MANAGER / OWNER · 25–50% · indirect via SHIELDS & CO. · control person · listed since Oct 2009
- ChangedPORTAS, STEPHEN, JOHN · now a control person
Mar 24, 2025 filing
- No longer listedH. G. WELLINGTON & CO. INC. CAPITAL MANAGEMENT DIVISION · MEMBER/OWNER · 25–50% · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person · listed since Oct 2009
- No longer listedSHADEK, LAURENCE, ARTHUR · ELECTED MANAGER · 25–50% · indirect via H. G. WELLINGTON & CO. INC. CAPITAL MANAGEMENT DIVISION · control person · listed since Oct 2009
- ChangedSHIELDS & CO. · indirect via WELLINGTON SHIELDS HOLDINGS, LLC: ownership 50–75% → 75% or more
Mar 17, 2023 filing
- No longer listedESTATE OF JOSEPH VINCENT SHIELDS JR., DECEASED · OWNER · 25–50% · indirect via SHIELDS & CO. · control person · listed since Oct 2018
- No longer listedMCFADDEN, WILLIAM, JAMESON · ELECTED MANAGER · General partner, trustee or manager · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person · listed since Oct 2009
- No longer listedSHADEK, LAURENCE, ARTHUR · ELECTED MANAGER · General partner, trustee or manager · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person · listed since Oct 2009
- No longer listedSHIELDS, DAVID, VINCENT · ELECTED MANAGER · 25–50% · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person · listed since Oct 2009
- No longer listedSHIELDS, DAVID, VINCENT · EXECUTOR · General partner, trustee or manager · indirect via ESTATE OF JOSEPH VINCENT SHIELDS JR., DECEASED · control person · listed since Oct 2018
- No longer listedShields, Maury · EXECUTRIX · General partner, trustee or manager · indirect via ESTATE OF JOSEPH VINCENT SHIELDS JR., DECEASED · control person · listed since Oct 2018
- AddedMCFADDEN, WILLIAM, JAMESON · ELECTED MANAGER · 25–50% · indirect via SHIELDS & CO. · control person
- AddedSHADEK, LAURENCE, ARTHUR · ELECTED MANAGER · 25–50% · indirect via H. G. WELLINGTON & CO. INC. CAPITAL MANAGEMENT DIVISION · control person
- AddedSHIELDS, DAVID, LARUS · OWNER · 25–50% · indirect via SHIELDS & CO. · control person
- ChangedMCFADDEN, WILLIAM, JAMESON · title PRESIDENT, SECRETARY → CEO, SECRETARY
- ChangedSHIELDS, DAVID, VINCENT · indirect via SHIELDS & CO.: title OWNER → ELECTED MANAGER / OWNER
- ChangedSHIELDS, DAVID, VINCENT · title CEO → CHAIRMAN
Mar 25, 2020 filing
- No longer listedESTATE OF JOSEPH VINCENT SHIELDS JR., DECEASED · OWNER · 25–50% · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person · listed since Oct 2018
- AddedMCFADDEN, WILLIAM, JAMESON · PRESIDENT, SECRETARY · Less than 5% · control person
- ChangedSHIELDS & CO. · indirect via WELLINGTON SHIELDS HOLDINGS, LLC: ownership 25–50% → 50–75%
- ChangedSHIELDS, DAVID, VINCENT · ownership 25–50% → Less than 5%
Nov 15, 2018 filing
- No longer listedSHIELDS, JOSEPH, VINCENT · ELECTED MANAGER · 25–50% · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person · listed since Oct 2009
- No longer listedSHIELDS, JOSEPH, VINCENT · OWNER · 25–50% · indirect via SHIELDS & CO. · control person · listed since Jul 1982
- AddedESTATE OF JOSEPH VINCENT SHIELDS JR., DECEASED · OWNER · 25–50% · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person
- AddedESTATE OF JOSEPH VINCENT SHIELDS JR., DECEASED · OWNER · 25–50% · indirect via SHIELDS & CO. · control person
- AddedSHIELDS, DAVID, VINCENT · EXECUTOR · General partner, trustee or manager · indirect via ESTATE OF JOSEPH VINCENT SHIELDS JR., DECEASED · control person
- AddedShields, Maury · EXECUTRIX · General partner, trustee or manager · indirect via ESTATE OF JOSEPH VINCENT SHIELDS JR., DECEASED · control person
Mar 28, 2017 filing
- No longer listedSCARPA, RALPH, JOSEPH · ELECTED MANAGER · Less than 5% · control person · listed since Oct 2009
- No longer listedSCARPA, RALPH, JOSEPH · ELECTED MANAGER · General partner, trustee or manager · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person · listed since Oct 2009
- No longer listedWELLINGTON, CHARLES, H · ELECTED MANAGER · General partner, trustee or manager · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person · listed since Oct 2009
- ChangedSHIELDS, DAVID, VINCENT · title CO-CEO → CEO
Mar 29, 2016 filing
- AddedSHIELDS, DAVID, VINCENT · CO-CEO · 25–50% · control person
- ChangedSHIELDS, DAVID, VINCENT · indirect via SHIELDS & CO.: ownership General partner, trustee or manager → 25–50%
- ChangedSHIELDS, DAVID, VINCENT · indirect via WELLINGTON SHIELDS HOLDINGS, LLC: ownership General partner, trustee or manager → 25–50%
- ChangedSHIELDS, JOSEPH, VINCENT · indirect via WELLINGTON SHIELDS HOLDINGS, LLC: ownership General partner, trustee or manager → 25–50%
- ChangedSHIELDS, JOSEPH, VINCENT · indirect via SHIELDS & CO.: ownership General partner, trustee or manager → 25–50%
Mar 31, 2015 filing
- ChangedSHIELDS & CO. · indirect via WELLINGTON SHIELDS HOLDINGS, LLC: ownership 50–75% → 25–50%
- ChangedSHIELDS, JOSEPH, VINCENT · indirect via SHIELDS & CO.: ownership 50–75% → General partner, trustee or manager
Oct 22, 2014 filing
- AddedCURCURU, PHILIP, MICHAEL · VP AND CONTROLLER · Less than 5% · control person
Older changes (2 more filings)
Aug 2, 2013 filing
- No longer listedMEYER, CHRISTOPHER, FRANCIS · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Oct 2009
- AddedPORTAS, STEPHEN, JOHN · CHIEF COMPLIANCE OFFICER · Less than 5%
Mar 29, 2012 filing (earliest on record)
- ListedGRANT, THOMAS, WATERS · ELECTED MANAGER · General partner, trustee or manager · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person
- ListedGULDEN, PAUL, IMMO · ELECTED MANAGER · Less than 5% · control person
- ListedGULDEN, PAUL, IMMO · ELECTED MANAGER · General partner, trustee or manager · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person
- ListedH. G. WELLINGTON & CO. INC. CAPITAL MANAGEMENT DIVISION · MEMBER/OWNER · 25–50% · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person
- ListedMCFADDEN, WILLIAM, JAMESON · ELECTED MANAGER · General partner, trustee or manager · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person
- ListedMEYER, CHRISTOPHER, FRANCIS · CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedSCARPA, RALPH, JOSEPH · ELECTED MANAGER · Less than 5% · control person
- ListedSCARPA, RALPH, JOSEPH · ELECTED MANAGER · General partner, trustee or manager · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person
- ListedSHADEK, LAURENCE, ARTHUR · ELECTED MANAGER · General partner, trustee or manager · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person
- ListedSHIELDS & CO. · MEMBER/OWNER · 50–75% · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person
- ListedSHIELDS, DAVID, VINCENT · OWNER · General partner, trustee or manager · indirect via SHIELDS & CO. · control person
- ListedSHIELDS, DAVID, VINCENT · ELECTED MANAGER · General partner, trustee or manager · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person
- ListedSHIELDS, JOSEPH, VINCENT · ELECTED MANAGER · General partner, trustee or manager · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person
- ListedSHIELDS, JOSEPH, VINCENT · OWNER · 50–75% · indirect via SHIELDS & CO. · control person
- ListedWELLINGTON SHIELDS HOLDINGS, LLC · MEMBER/OWNER · 75% or more · control person
- ListedWELLINGTON, CHARLES, H · ELECTED MANAGER · General partner, trustee or manager · indirect via WELLINGTON SHIELDS HOLDINGS, LLC · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- APPLE INC COM$5.9M +21.2%
- CATERPILLAR INC COM$3.8M +57.0%
- ELI LILLY & CO COM$3.6M +30.5%
- CORNING INC COM$2.5M +63.7%
- ROCKET LAB CORP COM$2.3M +61.1%
Top Trims
- PALANTIR TECHNOLOGIES INC CL A-$1.1M -51.9%
- AT&T INC COM-$731.6K -29.5%
- NEWMONT CORP COM-$569.0K -16.7%
- CHEVRON CORPORATION COM-$563.2K -20.7%
- ABBOTT LABORATORIES COM-$436.5K -14.3%
New Positions
- EXXONMOBIL HOLDINGS CORP COM SHS$10.8M
- HONEYWELL AEROSPACE INC COM$2.0M
- HONEYWELL INTL INC COM$2.0M
- TIMKEN CO COM$1.1M
- MARVELL TECHNOLOGY INC COM$782.0K
Exited Positions
- EXXON MOBIL CORP COM$13.4M
- HONEYWELL INTL INC COM$4.5M
- INVESCO OIL & GAS SERVICES ETF$431.8K
- DUPONT DE NEMOURS INC COM$339.1K
- INVESCO PHARMACEUTICALS ETF$315.7K
Wellington Shields & Co., LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC COM | AAPL | 037833100 | $33.6M | 7.53% | 116,104 | SH |
| 2 | MICROSOFT CORP COM | MSFT | 594918104 | $25.9M | 5.81% | 69,498 | SH |
| 3 | JPMORGAN CHASE & CO COM | JPM | 46625H100 | $15.8M | 3.54% | 48,314 | SH |
| 4 | ELI LILLY & CO COM | LLY | 532457108 | $15.6M | 3.48% | 12,972 | SH |
| 5 | NVIDIA CORPORATION COM | NVDA | 67066G104 | $14.1M | 3.16% | 70,423 | SH |
| 6 | ALPHABET INC CAP STK CL C | GOOG | 02079K107 | $12.3M | 2.76% | 34,927 | SH |
| 7 | EXXONMOBIL HOLDINGS CORP COM SHS | XOM | 30233Q108 | $10.8M | 2.41% | 78,755 | SH |
| 8 | CATERPILLAR INC COM | CAT | 149123101 | $10.5M | 2.36% | 9,907 | SH |
| 9 | ABBVIE INC COM | ABBV | 00287Y109 | $7.7M | 1.73% | 30,747 | SH |
| 10 | AMAZON COM INC COM | AMZN | 023135106 | $7.5M | 1.68% | 31,386 | SH |
| 11 | INTERNATIONAL BUSINESS MACHS COM | IBM | 459200101 | $6.8M | 1.52% | 24,174 | SH |
| 12 | ALPHABET INC CAP STK CL A | GOOGL | 02079K305 | $6.8M | 1.52% | 18,966 | SH |
| 13 | CORNING INC COM | GLW | 219350105 | $6.5M | 1.46% | 25,603 | SH |
| 14 | ROCKET LAB CORP COM | RKLB | 773121108 | $6.0M | 1.35% | 59,164 | SH |
| 15 | STATE STREET SPDR S&P 500 ETF | SPY | 78462F103 | $5.6M | 1.26% | 7,550 | SH |
| 16 | PALO ALTO NETWORKS INC COM | PANW | 697435105 | $5.1M | 1.14% | 14,923 | SH |
| 17 | ILLUMINA INC COM | ILMN | 452327109 | $5.0M | 1.12% | 28,531 | SH |
| 18 | GE AEROSPACE COM NEW | GE | 369604301 | $4.7M | 1.06% | 12,628 | SH |
| 19 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK.B | 084670702 | $4.6M | 1.03% | 9,225 | SH |
| 20 | JOHNSON & JOHNSON COM | JNJ | 478160104 | $4.4M | 0.98% | 17,288 | SH |
| 21 | UNION PAC CORP COM | UNP | 907818108 | $4.4M | 0.98% | 16,088 | SH |
| 22 | VISA INC COM CL A | V | 92826C839 | $4.3M | 0.95% | 12,418 | SH |
| 23 | WALMART INC COM | WMT | 931142103 | $4.2M | 0.94% | 36,995 | SH |
| 24 | CITIGROUP INC COM NEW | C | 172967424 | $4.1M | 0.91% | 29,073 | SH |
| 25 | BROADCOM INC COM | AVGO | 11135F101 | $4.1M | 0.91% | 10,738 | SH |
| 26 | PERSONALIS INC COM | PSNL | 71535D106 | $3.9M | 0.88% | 292,489 | SH |
| 27 | GE VERNOVA INC COM | GEV | 36828A101 | $3.8M | 0.85% | 3,214 | SH |
| 28 | BLACKSTONE INC COM | BX | 09260D107 | $3.7M | 0.84% | 31,741 | SH |
| 29 | TAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS | TSM | 874039100 | $3.7M | 0.83% | 7,737 | SH |
| 30 | INVESCO QQQ TRUST SERIES I | QQQ | 46090E103 | $3.3M | 0.75% | 4,529 | SH |
| 31 | APPLIED MATLS INC COM | AMAT | 038222105 | $3.1M | 0.70% | 4,350 | SH |
| 32 | CISCO SYS INC COM | CSCO | 17275R102 | $2.9M | 0.66% | 24,924 | SH |
| 33 | MERCK & CO INC COM | MRK | 58933Y105 | $2.9M | 0.65% | 22,666 | SH |
| 34 | KINDER MORGAN INC DEL COM | KMI | 49456B101 | $2.8M | 0.64% | 88,724 | SH |
| 35 | NEWMONT CORP COM | NEM | 651639106 | $2.8M | 0.63% | 30,300 | SH |
| 36 | ABBOTT LABORATORIES COM | ABT | 002824100 | $2.6M | 0.59% | 28,846 | SH |
| 37 | DISNEY WALT CO COM | DIS | 254687106 | $2.6M | 0.58% | 26,902 | SH |
| 38 | FLOWERS FOODS INC COM | FLO | 343498101 | $2.5M | 0.57% | 321,131 | SH |
| 39 | CONSTELLATION ENERGY CORP COM | CEG | 21037T109 | $2.4M | 0.54% | 9,633 | SH |
| 40 | CITIZENS FINL GROUP INC COM | CFG | 174610105 | $2.4M | 0.53% | 34,000 | SH |
| 41 | MCKESSON CORP COM | MCK | 58155Q103 | $2.4M | 0.53% | 3,152 | SH |
| 42 | PROCTER & GAMBLE CO COM | PG | 742718109 | $2.4M | 0.53% | 16,115 | SH |
| 43 | S&P GLOBAL INC COM | SPGI | 78409V104 | $2.4M | 0.53% | 5,800 | SH |
| 44 | HOME DEPOT INC COM | HD | 437076102 | $2.4M | 0.53% | 6,691 | SH |
| 45 | BRISTOL-MYERS SQUIBB CO COM | BMY | 110122108 | $2.3M | 0.51% | 39,424 | SH |
| 46 | APOLLO GLOBAL MGMT INC COM | APO | 03769M106 | $2.2M | 0.50% | 18,989 | SH |
| 47 | GENERAC HLDGS INC COM | GNRC | 368736104 | $2.2M | 0.49% | 7,404 | SH |
| 48 | CHEVRON CORPORATION COM | CVX | 166764100 | $2.2M | 0.48% | 13,002 | SH |
| 49 | WASTE MGMT INC DEL COM | WM | 94106L109 | $2.1M | 0.47% | 9,435 | SH |
| 50 | HONEYWELL AEROSPACE INC COM | HONA | 43849R105 | $2.0M | 0.46% | 9,221 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-10 | $446.5M | 329 | 0001506073-26-000003 |
| 2026-03-31 | 2026-05-04 | $392.4M | 321 | 0001506073-26-000002 |
| 2025-12-31 | 2026-02-09 | $405.4M | 321 | 0001506073-26-000001 |
Filer Information
Address
60 BROAD STREETNEW YORK, NY 10004
Phone
(212) 320-3000
Filing Manager
Wellington Shields & Co., LLC
NEW YORK, NY
Signatory
Steve Portas
CCO