CASPIAN CAPITAL LP — 13F Holdings & Portfolio
CIK 1518999 · latest 13F-HR filed 2026-08-14
CASPIAN CAPITAL LP manages $176.1M in 13F-reported U.S. long-equity assets across 13 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are HYG (22.70%), BLCO (18.80%), FIP (13.73%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 4 new positions and exited 0; 5 existing positions rose in reported value and 2 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$176.1M
Long-equity book
Holdings
13
Distinct positions
Period
2026-06-30
Filed 2026-08-14
Q/Q Activity
+4 / −0 / ↑5 / ↓2
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 96.5%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 31, 2026.
Assets Under Management
$7.03B
Discretionary
$7.03B
Employees
29
Accounts
14
Address
10 EAST 53RD STREET
35TH FLOOR
NEW YORK, NY 10022-5244
35TH FLOOR
NEW YORK, NY 10022-5244
Phone
(212) 826-6970
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BEST, TERESE, MCCARTHY Control | CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER since Jul 2015 | Less than 5% | Individual |
| CASPIAN CAPITAL GP LLC Control | GENERAL PARTNER since Oct 2010 | Less than 5% | Domestic Entity |
| COHEN, ADAM, STUART Control | MANAGING PARTNER since Dec 2010 | 50–75% | Individual |
| CORLETO, DAVID, NATHAN Control | MANAGING PARTNER since Dec 2010 | 25–50% | Individual |
| CROMARTIE, DOMINICK, RONALD Control | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER since Jan 2022 | Less than 5% | Individual |
| MANZ, CHRISTOPHER, MICHAEL Control | CHIEF FINANCIAL OFFICER since Aug 2015 | Less than 5% | Individual |
| PERKINS, THEODORE, GREY Control | PRESIDENT since Jul 2015 | Less than 5% | Individual |
| COHEN, ADAM, STUART Control Indirect owner via CASPIAN CAPITAL GP LLC | MANAGER MEMBER since Dec 2010 | 50–75% | Individual |
| CORLETO, DAVID, NATHAN Control Indirect owner via CASPIAN CAPITAL GP LLC | MANAGER MEMBER since Dec 2010 | 25–50% | Individual |
Ownership & leadership changes · 15 filings with changes since Nov 29, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 31, 2023 filing
- ChangedCROMARTIE, DOMINICK, RONALD · title GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER (EFFECTIVE JULY 1, 2022) → GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
Jul 1, 2022 filing
- No longer listedBOLIVAR, ABDON · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2021
- ChangedCROMARTIE, DOMINICK, RONALD · title GENERAL COUNSEL → GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER (EFFECTIVE JULY 1, 2022)
Mar 30, 2022 filing
- No longer listedARLEDGE, CURTIS, YATES · EQUITY HOLDER · 25–50% · indirect via MIG HOLDINGS, LLC · control person · listed since Jul 2020
- No longer listedMIG HOLDINGS, LLC · LIMITED PARTNER · 10–25% · listed since Dec 2010
- AddedCROMARTIE, DOMINICK, RONALD · GENERAL COUNSEL · Less than 5% · control person
Nov 12, 2021 filing
- No longer listedMURRAY, ADELE, KITTREDGE · GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2011
- AddedBOLIVAR, ABDON · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Apr 27, 2021 filing
- No longer listedMIG HOLDINGS LLC · SOLE MEMBER · 75% or more · indirect via MIG INVESTMENT HOLDINGS, LLC · control person · listed since Jul 2020
- No longer listedMIG INVESTMENT HOLDINGS, LLC · LIMITED PARTNER · 10–25% · listed since Dec 2010
- Listed againMIG HOLDINGS, LLC · LIMITED PARTNER · 10–25%
Mar 31, 2021 filing
- ChangedMURRAY, ADELE, KITTREDGE · title CHIEF COMPLIANCE OFFICER → GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
Dec 26, 2020 filing
- No longer listedMURTAGH, KATHRYN · GENERAL COUNSEL · Less than 5% · control person · listed since Aug 2015
- No longer listedOAM CAPITAL, LLC · MAJORITY SHAREHOLDER · 75% or more · indirect via MIG INVESTMENT HOLDINGS, LLC · control person · listed since Feb 2019
- No longer listedOAM HOLDINGS, LLC · MAJORITY SHAREHOLDER · 75% or more · indirect via OAM CAPITAL, LLC · control person · listed since Feb 2019
- No longer listedORIX CAPITAL MARKETS, LLC · SOLE OWNER · 75% or more · indirect via ORIX OPCO HOLDINGS, LLC · control person · listed since Sep 2015
- No longer listedORIX CORPORATION · SOLE OWNER · 75% or more · indirect via ORIX CORPORATION USA · control person · listed since Aug 1981
- No longer listedORIX CORPORATION USA · SOLE OWNER · 75% or more · indirect via ORIX CAPITAL MARKETS, LLC · control person · listed since Mar 1997
- No longer listedORIX GLOBAL ASSET MANAGEMENT, LLC · SOLE OWNER · 75% or more · indirect via OAM HOLDINGS, LLC · control person · listed since Dec 2005
- No longer listedORIX OPCO HOLDINGS, LLC · SOLE OWNER · 75% or more · indirect via ORIX GLOBAL ASSET MANAGEMENT, LLC · control person · listed since Sep 2015
- AddedARLEDGE, CURTIS, YATES · EQUITY HOLDER · 25–50% · indirect via MIG HOLDINGS, LLC · control person
- AddedMIG HOLDINGS LLC · SOLE MEMBER · 75% or more · indirect via MIG INVESTMENT HOLDINGS, LLC · control person
Mar 30, 2020 filing
- ChangedOAM CAPITAL, LLC · indirect via MIG INVESTMENT HOLDINGS, LLC: ownership 50–75% → 75% or more
- ChangedORIX CAPITAL MARKETS, LLC · indirect via ORIX OPCO HOLDINGS, LLC: title MEMBER → SOLE OWNER
- ChangedORIX CORPORATION · indirect via ORIX CORPORATION USA: title SHAREHOLDER → SOLE OWNER
- ChangedORIX CORPORATION USA · indirect via ORIX CAPITAL MARKETS, LLC: title MAJORITY SHAREHOLDER → SOLE OWNER
- ChangedORIX GLOBAL ASSET MANAGEMENT, LLC · indirect via OAM HOLDINGS, LLC: title MAJORITY SHAREHOLDER → SOLE OWNER
- ChangedORIX OPCO HOLDINGS, LLC · indirect via ORIX GLOBAL ASSET MANAGEMENT, LLC: title MAJORITY SHAREHOLDER → SOLE OWNER
Mar 29, 2019 filing
- No longer listedORIX CORPORATION · SHAREHOLDER · 75% or more · indirect via ORIX USA CORPORATION · control person · listed since Dec 2010
- No longer listedORIX GLOBAL ASSET MANAGEMENT, LLC · MEMBER · 75% or more · indirect via ORIX MARINER HOLDINGS LLC · control person · listed since Dec 2010
- No longer listedORIX MARINER HOLDINGS LLC · MEMBER · 50–75% · indirect via MIG INVESTMENT HOLDINGS, LLC · control person · listed since Dec 2010
- No longer listedORIX USA CORPORATION · MEMBER · 75% or more · indirect via ORIX GLOBAL ASSET MANAGEMENT, LLC · control person · listed since Dec 2010
- AddedOAM CAPITAL, LLC · MAJORITY SHAREHOLDER · 50–75% · indirect via MIG INVESTMENT HOLDINGS, LLC · control person
- AddedOAM HOLDINGS, LLC · MAJORITY SHAREHOLDER · 75% or more · indirect via OAM CAPITAL, LLC · control person
- AddedORIX CAPITAL MARKETS, LLC · MEMBER · 75% or more · indirect via ORIX OPCO HOLDINGS, LLC · control person
- AddedORIX CORPORATION · SHAREHOLDER · 75% or more · indirect via ORIX CORPORATION USA · control person
- AddedORIX CORPORATION USA · MAJORITY SHAREHOLDER · 75% or more · indirect via ORIX CAPITAL MARKETS, LLC · control person
- AddedORIX GLOBAL ASSET MANAGEMENT, LLC · MAJORITY SHAREHOLDER · 75% or more · indirect via OAM HOLDINGS, LLC · control person
- AddedORIX OPCO HOLDINGS, LLC · MAJORITY SHAREHOLDER · 75% or more · indirect via ORIX GLOBAL ASSET MANAGEMENT, LLC · control person
Mar 30, 2018 filing
- No longer listedMIG HOLDINGS, LLC · LIMITED PARTNER · 10–25% · listed since Dec 2010
- No longer listedORIX AM HOLDINGS LLC · MEMBER · 50–75% · indirect via MIG HOLDINGS, LLC · control person · listed since Dec 2010
- No longer listedORIX USA ASSET MANAGEMENT, LLC · MEMBER · 75% or more · indirect via ORIX AM HOLDINGS, LLC · control person · listed since Dec 2010
- No longer listedORIX USA CORPORATION · MEMBER · 75% or more · indirect via ORIX USA ASSET MANAGEMENT, LLC · control person · listed since Dec 2010
- No longer listedWEISSMAN, MARK, ALLEN · NON MANAGING PARTNER · Less than 5% · listed since Dec 2010
- AddedORIX GLOBAL ASSET MANAGEMENT, LLC · MEMBER · 75% or more · indirect via ORIX MARINER HOLDINGS LLC · control person
- AddedORIX MARINER HOLDINGS LLC · MEMBER · 50–75% · indirect via MIG INVESTMENT HOLDINGS, LLC · control person
- AddedORIX USA CORPORATION · MEMBER · 75% or more · indirect via ORIX GLOBAL ASSET MANAGEMENT, LLC · control person
- Listed againMIG INVESTMENT HOLDINGS, LLC · LIMITED PARTNER · 10–25%
Older changes (6 more filings)
Mar 30, 2016 filing
- AddedMANZ, CHRISTOPHER, MICHAEL · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ChangedMURRAY, ADELE, KITTREDGE · now a control person
Aug 1, 2015 filing
- No longer listedHOLAHAN, RICHARD, DANIEL · CHIEF OPERATING OFFICER · Less than 5% · listed since Dec 2010
- AddedBEST, TERESE, MCCARTHY · CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER · Less than 5% · control person
- AddedMURTAGH, KATHRYN · GENERAL COUNSEL · Less than 5% · control person
- AddedPERKINS, THEODORE, GREY · PRESIDENT · Less than 5% · control person
Mar 28, 2014 filing
- ChangedWEISSMAN, MARK, ALLEN · ownership 10–25% → Less than 5%
Feb 28, 2013 filing
- No longer listedC-SQUARED INVESTMENT GROUP, LLC · LIMITED PARTNER · 10–25% · control person · listed since Oct 2011
- No longer listedCOHEN, ADAM, STUART · MANAGING MEMBER · General partner, trustee or manager · indirect via FRILENE HOLDINGS, LLC · control person · listed since Oct 2011
- No longer listedCORLETO, DAVID, NATHAN · MANAGING MEMBER · General partner, trustee or manager · indirect via C-SQUARED INVESTMENT GROUP, LLC · control person · listed since Oct 2011
- No longer listedFRILENE HOLDINGS, LLC · LIMITED PARTNER · 25–50% · control person · listed since Oct 2011
- No longer listedHOWE, CHARLES, RAYMOND · BOARD MEMBER · General partner, trustee or manager · indirect via CASPIAN CAPITAL GP LLC · control person · listed since Dec 2010
- No longer listedMIG INVESTMENT HOLDINGS, LLC · LIMITED PARTNER · 10–25% · listed since Dec 2010
- No longer listedWEISSMAN, MARK, ALLEN · MANAGER MEMBER · 25–50% · indirect via CASPIAN CAPITAL GP LLC · control person · listed since Dec 2010
- No longer listedWEISSMAN, MARK, ALLEN · MANAGING MEMBER · General partner, trustee or manager · indirect via WENDOVER ROAD 5, LLC · control person · listed since Nov 2011
- No longer listedWENDOVER ROAD 5, LLC · LIMITED PARTNER · 25–50% · control person · listed since Oct 2011
- Listed againCOHEN, ADAM, STUART · MANAGING PARTNER · 50–75% · control person
- Listed againCORLETO, DAVID, NATHAN · MANAGING PARTNER · 25–50% · control person
- Listed againMIG HOLDINGS, LLC · LIMITED PARTNER · 10–25%
- Listed againWEISSMAN, MARK, ALLEN · NON MANAGING PARTNER · 10–25%
- ChangedCOHEN, ADAM, STUART · indirect via CASPIAN CAPITAL GP LLC: ownership 25–50% → 50–75%
- ChangedCORLETO, DAVID, NATHAN · indirect via CASPIAN CAPITAL GP LLC: ownership General partner, trustee or manager → 25–50%
Mar 30, 2012 filing
- No longer listedCOHEN, ADAM, STUART · LIMITED PARTNER · 25–50% · control person · listed since Dec 2010
- No longer listedCORLETO, DAVID, NATHAN · LIMITED PARTNER · 10–25% · listed since Dec 2010
- No longer listedMIG HOLDINGS, LLC · LIMITED PARTNER · 10–25% · listed since Dec 2010
- No longer listedWEISSMAN, MARK, ALLEN · LIMITED PARTNER · 25–50% · control person · listed since Dec 2010
- AddedC-SQUARED INVESTMENT GROUP, LLC · LIMITED PARTNER · 10–25% · control person
- AddedCOHEN, ADAM, STUART · MANAGING MEMBER · General partner, trustee or manager · indirect via FRILENE HOLDINGS, LLC · control person
- AddedCORLETO, DAVID, NATHAN · MANAGING MEMBER · General partner, trustee or manager · indirect via C-SQUARED INVESTMENT GROUP, LLC · control person
- AddedFRILENE HOLDINGS, LLC · LIMITED PARTNER · 25–50% · control person
- AddedMIG INVESTMENT HOLDINGS, LLC · LIMITED PARTNER · 10–25%
- AddedWEISSMAN, MARK, ALLEN · MANAGING MEMBER · General partner, trustee or manager · indirect via WENDOVER ROAD 5, LLC · control person
- AddedWENDOVER ROAD 5, LLC · LIMITED PARTNER · 25–50% · control person
Nov 29, 2011 filing (earliest on record)
- ListedCASPIAN CAPITAL GP LLC · GENERAL PARTNER · Less than 5% · control person
- ListedCOHEN, ADAM, STUART · MANAGER MEMBER · 25–50% · indirect via CASPIAN CAPITAL GP LLC · control person
- ListedCOHEN, ADAM, STUART · LIMITED PARTNER · 25–50% · control person
- ListedCORLETO, DAVID, NATHAN · MANAGER MEMBER · General partner, trustee or manager · indirect via CASPIAN CAPITAL GP LLC · control person
- ListedCORLETO, DAVID, NATHAN · LIMITED PARTNER · 10–25%
- ListedHOLAHAN, RICHARD, DANIEL · CHIEF OPERATING OFFICER · Less than 5%
- ListedHOWE, CHARLES, RAYMOND · BOARD MEMBER · General partner, trustee or manager · indirect via CASPIAN CAPITAL GP LLC · control person
- ListedMIG HOLDINGS, LLC · LIMITED PARTNER · 10–25%
- ListedMURRAY, ADELE, KITTREDGE · CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedORIX AM HOLDINGS LLC · MEMBER · 50–75% · indirect via MIG HOLDINGS, LLC · control person
- ListedORIX CORPORATION · SHAREHOLDER · 75% or more · indirect via ORIX USA CORPORATION · control person
- ListedORIX USA ASSET MANAGEMENT, LLC · MEMBER · 75% or more · indirect via ORIX AM HOLDINGS, LLC · control person
- ListedORIX USA CORPORATION · MEMBER · 75% or more · indirect via ORIX USA ASSET MANAGEMENT, LLC · control person
- ListedWEISSMAN, MARK, ALLEN · LIMITED PARTNER · 25–50% · control person
- ListedWEISSMAN, MARK, ALLEN · MANAGER MEMBER · 25–50% · indirect via CASPIAN CAPITAL GP LLC · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ASTRONICS CORP$5.4M +30.1%
- NRG ENERGY INC$2.6M +81.7%
- FTAI AVIATION LTD$1.2M +10.4%
- XPONENTIAL FITNESS INC$405.3K +15.0%
- CLARITEV CORPORATION$346.9K +6.0%
New Positions
- ISHARES TR$40.0M
- UNION PAC CORP$11.4M
- AZUL S A$9.3M
- A2Z CUST2MATE SOLUTIONS CORP$3.0M
CASPIAN CAPITAL LP Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | HYG | 464288513 | $40.0M | 22.70% | 500,000 | SH |
| 2 | BAUSCH PLUS LOMB CORP | BLCO | 071705107 | $33.1M | 18.80% | 1,999,043 | SH |
| 3 | FTAI INFRASTRUCTURE INC | FIP | 35953C106 | $24.2M | 13.73% | 5,211,307 | SH |
| 4 | ASTRONICS CORP | ATRO | 046433108 | $23.2M | 13.19% | 285,965 | SH |
| 5 | FTAI AVIATION LTD | FTAI | G3730V105 | $12.6M | 7.13% | 46,441 | SH |
| 6 | UNION PAC CORP | UNP | 907818108 | $11.4M | 6.49% | 42,000 | SH |
| 7 | AZUL S A | AZUL | 05501U601 | $9.3M | 5.28% | 1,034,524 | SH |
| 8 | CLARITEV CORPORATION | CTEV | 62548M209 | $6.2M | 3.50% | 180,826 | SH |
| 9 | NRG ENERGY INC | NRG | 629377508 | $5.8M | 3.32% | 40,000 | SH |
| 10 | HUDSON TECHNOLOGIES INC | HDSN | 444144109 | $4.2M | 2.37% | 728,306 | SH |
| 11 | XPONENTIAL FITNESS INC | XPOF | 98422X101 | $3.1M | 1.77% | 450,355 | SH |
| 12 | A2Z CUST2MATE SOLUTIONS CORP | AZ | 002205102 | $3.0M | 1.71% | 518,476 | SH |
| 13 | SUNCAR TECHNOLOGY GROUP INC | SDAWW | G85727116 | $8.2K | 0.00% | 50,000 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $176.1M | 13 | 0001172661-26-003637 |
| 2026-03-31 | 2026-05-15 | $102.8M | 9 | 0001172661-26-002232 |
| 2025-12-31 | 2026-02-17 | $151.2M | 11 | 0001172661-26-000844 |
| 2024-09-30 | 2024-11-14 | $73.4M | 5 | 0001172661-24-004923 |
Filer Information
Address
10 EAST 53RD STREET, 35TH FLOORNEW YORK, NY 10022
Phone
(212) 826-6970
Filing Manager
CASPIAN CAPITAL LP
New York, NY
Signatory
Dominick Cromartie
General Counsel and Chief Compliance Officer