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Chicago Partners Investment Group LLC — 13F Holdings & Portfolio

CIK 1563525 · latest 13F-HR filed 2026-10-27

Backtest portfolio

Chicago Partners Investment Group LLC manages $5.45B in 13F-reported U.S. long-equity assets across 1,784 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VOO (3.82%), VO (2.62%), NVDA (2.59%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 232 new positions and exited 93; 665 existing positions rose in reported value and 395 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$5.45B

Long-equity book

Holdings
1,784

Distinct positions

Period
2026-09-30

Filed 2026-10-27

Q/Q Activity
+232 / −93 / ↑665 / ↓395

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
VOO3.8% · +4%VO2.6% · +4%NVDA2.6% · +2%AAPL2.3% · +5%DFUS1.7% · -0%BRK.B1.5% · +2%VUG1.5% · +1%EPD1.5% · +4%MSFT1.4% · +6%ET1.3% · +4%IJH1.2% · -0%SPY1.2% · +0%SCHX1.1% · +5%VB1.1% · +7%VTI1.0% · +6%DFAS1.0% · +1%IVV1.0% · +0%DUHP0.9% · +2%AMZN0.8% · +8%DFAC0.8% · +16%IWS0.8% · -0%AMD0.8% · +1%SCHM0.8% · +9%SFLR0.7% · -9%AVLV0.7% · +9%SCHB0.6% · +7%QQQ0.6% · +7%AVUV0.6% · +13%JPM0.6% · -2%IGSB0.6% · +2%AVUS0.6% · +6%SCHA0.6% · +8%MDY0.5% · -1%GOOGL0.5% · +5%VTV0.5% · +4%MPLX0.5% · +1%DFAI0.5% · +4%GOOG0.5% · +4%BX0.5% · -0%DFIC0.5% · +7%META0.5% · +4%GBIL0.5% · -14%DFSV0.4% · +4%LLY0.4% · +4%OKE0.4% · -0%DFAX0.4% · -1%DFCF0.4% · +17%MU0.4% · +8%SPYM0.4% · +1%IJR0.4% · -0%VUSB0.4% · +11%EMXC0.4% · -1%VOE0.4% · +7%WMB0.4% · +4%SNTH0.4% · +19%IGIB0.4% · +11%DUSB0.3% · -5%BIP0.3% · +2%IWC0.3% · +1%SCHF0.3% · +12%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 20.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 18, 2026.

Assets Under Management
$7.47B
Discretionary
$6.05B
Employees
73
Accounts
9,147
Address
1 NORTH WACKER DRIVE
SUITE 4075
CHICAGO, IL 60606
Phone
(312) 284-6363
Website
Name Title / Status Ownership Type
HAGEDORN, JAMES, GERARD ControlMANAGING MEMBER
since Aug 2008
75% or moreIndividual
HAGEDORN, JAMES, GERARD ControlCHIEF COMPLIANCE OFFICER
since Aug 2008
75% or moreIndividual
GUIDO, NICHOLAS, APARTNER AND CHIEF OPERATING OFFICER
since Sep 2021
Less than 5%Individual
HALPIN, ANTHONY, JOSEPHFOUNDING PARTNER AND CHIEF FINANCIAL OFFICER
since Jan 2012
Less than 5%Individual
Ownership & leadership changes · 5 filings with changes since Mar 27, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 30, 2025 filing
  • ChangedGUIDO, NICHOLAS, A · title PARTNER → PARTNER AND CHIEF OPERATING OFFICER
  • ChangedHALPIN, ANTHONY, JOSEPH · title FOUNDING PARTNER → FOUNDING PARTNER AND CHIEF FINANCIAL OFFICER
Mar 31, 2022 filing
  • ChangedHALPIN, ANTHONY, JOSEPH · title COO → FOUNDING PARTNER
Sep 9, 2021 filing
  • AddedGUIDO, NICHOLAS, A · PARTNER · Less than 5%
  • AddedHALPIN, ANTHONY, JOSEPH · COO · Less than 5%
Sep 8, 2017 filing
  • No longer listedO'CONNOR, MICHAEL, PHILIP · PARTNER · Less than 5% · listed since Jun 2017
Jun 6, 2017 filing
  • AddedO'CONNOR, MICHAEL, PHILIP · PARTNER · Less than 5%
Mar 27, 2012 filing (earliest on record)
  • ListedHAGEDORN, JAMES, GERARD · CHIEF COMPLIANCE OFFICER / MANAGING MEMBER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Chicago Partners Investment Group LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD INDEX FDS VOO 922908363 $208.2M 3.82% 297,965 SH
2 VANGUARD INDEX FDS VO 922908629 $142.7M 2.62% 1,766,151 SH
3 NVIDIA CORPORATION NVDA 67066G104 $141.3M 2.59% 669,987 SH
4 APPLE INC AAPL 037833100 $122.7M 2.25% 353,007 SH
5 DIMENSIONAL ETF TRUST DFUS 25434V401 $94.9M 1.74% 1,147,085 SH
6 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $84.1M 1.54% 155,062 SH
7 VANGUARD INDEX FDS VUG 922908736 $81.6M 1.50% 940,387 SH
8 ENTERPRISE PRODS PARTNERS L EPD 293792107 $79.8M 1.46% 2,152,899 SH
9 MICROSOFT CORP MSFT 594918104 $78.8M 1.45% 150,202 SH
10 ENERGY TRANSFER L P ET 29273V100 $72.6M 1.33% 3,548,934 SH
11 ISHARES TR IJH 464287507 $65.0M 1.19% 898,454 SH
12 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $64.3M 1.18% 84,545 SH
13 SCHWAB STRATEGIC TR SCHX 808524201 $60.6M 1.11% 2,026,896 SH
14 VANGUARD INDEX FDS VB 922908751 $58.8M 1.08% 204,721 SH
15 VANGUARD INDEX FDS VTI 922908769 $55.3M 1.01% 148,273 SH
16 DIMENSIONAL ETF TRUST DFAS 25434V500 $54.2M 0.99% 689,807 SH
17 ISHARES TR IVV 464287200 $53.3M 0.98% 69,807 SH
18 DFA INVT DIMENSIONS GROUP IN DUHP 25239Y196 $48.3M 0.89% 1,146,192 SH
19 AMAZON COM INC AMZN 023135106 $45.5M 0.84% 183,660 SH
20 DIMENSIONAL ETF TRUST DFAC 25434V708 $45.2M 0.83% 1,010,466 SH
21 ISHARES TR IWS 464287473 $42.2M 0.77% 250,450 SH
22 ADVANCED MICRO DEVICES INC AMD 007903107 $41.9M 0.77% 81,064 SH
23 SCHWAB STRATEGIC TR SCHM 808524508 $41.2M 0.76% 1,193,956 SH
24 INNOVATOR ETFS TRUST SFLR 45783Y673 $39.3M 0.72% 1,003,863 SH
25 AMERICAN CENTY ETF TR AVLV 025072349 $36.3M 0.67% 391,020 SH
26 SCHWAB STRATEGIC TR SCHB 808524102 $34.5M 0.63% 1,182,251 SH
27 INVESCO QQQ TR QQQ 46090E103 $32.3M 0.59% 45,870 SH
28 AMERICAN CENTY ETF TR AVUV 025072877 $32.0M 0.59% 262,165 SH
29 JPMORGAN CHASE & CO JPM 46625H100 $31.2M 0.57% 94,236 SH
30 ISHARES TR IGSB 464288646 $31.2M 0.57% 606,260 SH
31 AMERICAN CENTY ETF TR AVUS 025072885 $31.0M 0.57% 242,320 SH
32 SCHWAB STRATEGIC TR SCHA 808524607 $30.3M 0.56% 930,881 SH
33 STATE STR SPDR S&P MIDCAP 40 MDY 78467Y107 $29.8M 0.55% 45,114 SH
34 ALPHABET INC GOOGL 02079K305 $29.3M 0.54% 91,628 SH
35 VANGUARD INDEX FDS VTV 922908744 $29.2M 0.54% 129,831 SH
36 MPLX LP MPLX 55336V100 $29.1M 0.53% 492,785 SH
37 DIMENSIONAL ETF TRUST DFAI 25434V203 $28.6M 0.53% 694,984 SH
38 ALPHABET INC GOOG 02079K107 $27.6M 0.51% 86,845 SH
39 BLACKSTONE INC BX 09260D107 $26.6M 0.49% 225,503 SH
40 DIMENSIONAL ETF TRUST DFIC 25434V799 $26.4M 0.48% 706,621 SH
41 META PLATFORMS INC META 30303M102 $25.8M 0.47% 40,176 SH
42 GOLDMAN SACHS ETF TR GBIL 381430529 $25.2M 0.46% 251,308 SH
43 DFA INVT DIMENSIONS GROUP IN DFSV 25239Y170 $24.1M 0.44% 621,335 SH
44 ELI LILLY & CO LLY 532457108 $24.1M 0.44% 18,887 SH
45 ONEOK INC NEW OKE 30609A109 $24.0M 0.44% 250,749 SH
46 DIMENSIONAL ETF TRUST DFAX 25434V880 $22.5M 0.41% 624,582 SH
47 DIMENSIONAL ETF TRUST DFCF 25434V872 $22.4M 0.41% 551,699 SH
48 MICRON TECHNOLOGY INC MU 595112103 $22.2M 0.41% 25,289 SH
49 SPDR SERIES TRUST SPYM 78464A854 $21.9M 0.40% 244,844 SH
50 ISHARES TR IJR 464287804 $21.8M 0.40% 157,799 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-27 $5.45B 1,784 0001563525-26-000006
2026-06-30 2026-07-30 $5.00B 1,639 0001563525-26-000003
2026-03-31 2026-05-04 $4.48B 1,511 0001563525-26-000002
2025-12-31 2026-01-28 $4.06B 1,306 0001563525-26-000001
Filer Information
Address
1 NORTH WACKER DRIVE
SUITE 4075
CHICAGO, IL 60606
Phone
(312) 284-6363
Filing Manager
Chicago Partners Investment Group LLC
CHICAGO, IL
Signatory
James Hagedorn
Chief Compliance Officer