NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC — 13F Holdings & Portfolio
CIK 1629649 · latest 13F-HR filed 2026-05-08
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$6.60B
Long-equity book
Holdings
874
Distinct positions
Period
2026-03-31
Filed 2026-05-08
Q/Q Activity
+18 / −21 / ↑279 / ↓361
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- EXXON MOBIL CORP$6.5M +39.9%
- CHEVRON CORPORATION$3.2M +34.6%
- JOHNSON & JOHNSON$2.9M +18.3%
- APPLIED MATLS INC$2.1M +32.7%
- CATERPILLAR INC$2.0M +23.1%
Top Trims
- ISHARES TR-$422.4M -89.6%
- ISHARES TR-$414.7M -27.4%
- ISHARES TR-$250.5M -89.7%
- VANGUARD INDEX FDS-$250.1M -43.3%
- ISHARES TR-$246.8M -23.9%
New Positions
- ISHARES TR$90.8M
- PIMCO ETF TR$34.5M
- ORACLE CORP$3.3M
- VERTIV HOLDINGS CO$3.1M
- PINNACLE FINL PARTNERS INC$2.9M
Exited Positions
- SPDR SERIES TRUST$175.0M
- PINNACLE FINL PARTNERS INC$3.2M
- COMERICA INC$2.5M
- FRONTIER COMMUNICATIONS PARE$2.1M
- CADENCE BANK$1.8M
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | EFA | 464287465 | $1.10B | 16.62% | 11,289,341 | SH |
| 2 | ISHARES TR | IVV | 464287200 | $783.6M | 11.88% | 1,199,600 | SH |
| 3 | ISHARES TR | IJR | 464287804 | $654.3M | 9.92% | 5,263,528 | SH |
| 4 | ISHARES TR | IJH | 464287507 | $578.4M | 8.77% | 8,565,258 | SH |
| 5 | ISHARES TR | LQD | 464287242 | $375.3M | 5.69% | 3,443,454 | SH |
| 6 | VANGUARD INDEX FDS | VOO | 922908363 | $327.3M | 4.96% | 547,798 | SH |
| 7 | NVIDIA CORPORATION | NVDA | 67066G104 | $135.6M | 2.06% | 777,541 | SH |
| 8 | APPLE INC | AAPL | 037833100 | $119.2M | 1.81% | 469,760 | SH |
| 9 | VANGUARD SCOTTSDALE FDS | VCLT | 92206C813 | $99.8M | 1.51% | 1,335,590 | SH |
| 10 | ISHARES TR | IGV | 464287515 | $90.8M | 1.38% | 1,134,300 | SH |
| 11 | MICROSOFT CORP | MSFT | 594918104 | $88.0M | 1.33% | 237,602 | SH |
| 12 | AMAZON COM INC | AMZN | 023135106 | $65.1M | 0.99% | 312,576 | SH |
| 13 | ALPHABET INC | GOOGL | 02079K305 | $53.6M | 0.81% | 186,290 | SH |
| 14 | ISHARES TR | HYG | 464288513 | $48.9M | 0.74% | 615,000 | SH |
| 15 | BROADCOM INC | AVGO | 11135F101 | $47.0M | 0.71% | 151,709 | SH |
| 16 | ISHARES TR | AGG | 464287226 | $43.5M | 0.66% | 438,042 | SH |
| 17 | ALPHABET INC | GOOG | 02079K107 | $42.9M | 0.65% | 149,642 | SH |
| 18 | META PLATFORMS INC | META | 30303M102 | $40.0M | 0.61% | 69,984 | SH |
| 19 | PIMCO ETF TR | MINT | 72201R833 | $34.5M | 0.52% | 342,900 | SH |
| 20 | TESLA INC | TSLA | 88160R101 | $33.5M | 0.51% | 89,992 | SH |
| 21 | ISHARES TR | USHY | 46435U853 | $28.8M | 0.44% | 783,000 | SH |
| 22 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $28.1M | 0.43% | 58,676 | SH |
| 23 | JPMORGAN CHASE & CO | JPM | 46625H100 | $25.4M | 0.38% | 86,271 | SH |
| 24 | ELI LILLY & CO | LLY | 532457108 | $23.3M | 0.35% | 25,356 | SH |
| 25 | EXXON MOBIL CORP | XOM | 30231G102 | $22.7M | 0.34% | 133,718 | SH |
| 26 | JOHNSON & JOHNSON | JNJ | 478160104 | $18.8M | 0.29% | 77,111 | SH |
| 27 | WALMART INC | WMT | 931142103 | $17.4M | 0.26% | 140,265 | SH |
| 28 | VISA INC | V | 92826C839 | $16.3M | 0.25% | 53,792 | SH |
| 29 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $14.2M | 0.21% | 14,202 | SH |
| 30 | MASTERCARD INCORPORATED | MA | 57636Q104 | $13.0M | 0.20% | 26,059 | SH |
| 31 | NETFLIX INC. | NFLX | 64110L106 | $13.0M | 0.20% | 135,100 | SH |
| 32 | CHEVRON CORPORATION | CVX | 166764100 | $12.4M | 0.19% | 59,981 | SH |
| 33 | ABBVIE INC | ABBV | 00287Y109 | $12.3M | 0.19% | 56,552 | SH |
| 34 | MICRON TECHNOLOGY INC | MU | 595112103 | $12.2M | 0.18% | 36,014 | SH |
| 35 | PROCTER & GAMBLE CO | PG | 742718109 | $10.7M | 0.16% | 74,363 | SH |
| 36 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $10.7M | 0.16% | 73,093 | SH |
| 37 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $10.6M | 0.16% | 52,169 | SH |
| 38 | CATERPILLAR INC | CAT | 149123101 | $10.5M | 0.16% | 14,888 | SH |
| 39 | HOME DEPOT INC | HD | 437076102 | $10.5M | 0.16% | 31,854 | SH |
| 40 | BANK AMERICA CORP | BAC | 060505104 | $10.4M | 0.16% | 212,318 | SH |
| 41 | CISCO SYS INC | CSCO | 17275R102 | $9.8M | 0.15% | 126,424 | SH |
| 42 | MERCK & CO INC | MRK | 58933Y105 | $9.6M | 0.14% | 79,418 | SH |
| 43 | GE AEROSPACE | GE | 369604301 | $9.5M | 0.14% | 33,559 | SH |
| 44 | COCA COLA CO | KO | 191216100 | $9.4M | 0.14% | 123,876 | SH |
| 45 | FRANCO NEV CORP | FNV | 351858105 | $9.1M | 0.14% | 36,895 | SH |
| 46 | APPLIED MATLS INC | AMAT | 038222105 | $8.7M | 0.13% | 25,398 | SH |
| 47 | LAM RESEARCH CORP | LRCX | 512807306 | $8.5M | 0.13% | 39,958 | SH |
| 48 | RTX CORPORATION | RTX | 75513E101 | $8.3M | 0.13% | 42,951 | SH |
| 49 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $8.1M | 0.12% | 9,597 | SH |
| 50 | ORACLE CORP | ORCL | 68389X105 | $8.0M | 0.12% | 54,258 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-08 | $6.60B | 874 | 0001629649-26-000002 |
| 2025-12-31 | 2026-02-05 | $8.57B | 877 | 0001629649-26-000001 |