Sowell Financial Services LLC — 13F Holdings & Portfolio
CIK 1633697 · latest 13F-HR filed 2026-04-20
Sowell Financial Services LLC manages $2.70B in 13F-reported U.S. long-equity assets across 1,123 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are AAPL (4.00%), NVDA (2.59%), QQQ (2.58%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 94 new positions, exited 77, added to 398, and trimmed 350.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$2.70B
Long-equity book
1,123
Distinct positions
2026-03-31
Filed 2026-04-20
+94 / −77 / ↑398 / ↓350
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES TR$6.2M +546.3%
- AIR PRODUCTS AND CHEMICALS I$5.5M +504.8%
- FIDELITY MERRIMACK STR TR$4.5M +155.8%
- EXXON MOBIL CORP$4.5M +33.0%
- CHEVRON CORPORATION$3.8M +32.8%
Top Trims
- PIMCO ETF TR-$24.2M -97.8%
- MICROSOFT CORP-$14.6M -20.9%
- APPLE INC-$8.0M -6.9%
- ISHARES TR-$8.0M -90.7%
- BLACKROCK ETF TRUST-$7.6M -85.3%
New Positions
- SIMPLIFY EXCHANGE TRADED FUN$24.4M
- FIRST TR EXCHANGE TRAD FD VI$3.8M
- FIRST TR EXCHNG TRADED FD VI$2.9M
- WISDOMTREE TR$2.1M
- GOLDMAN SACHS PHYSICAL GOLD$1.8M
Exited Positions
- SPDR SERIES TRUST$2.3M
- DNP SELECT INCOME FD INC$2.2M
- PROSHARES TR$1.8M
- UNUM GROUP$1.8M
- ASTRAZENECA PLC$1.6M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $108.2M | 4.00% | 426,381 | SH |
| 2 | NVIDIA CORPORATION | NVDA | 67066G104 | $70.1M | 2.59% | 402,159 | SH |
| 3 | INVESCO QQQ TR | QQQ | 46090E103 | $69.7M | 2.58% | 120,693 | SH |
| 4 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $57.5M | 2.13% | 88,477 | SH |
| 5 | ISHARES TR | IVV | 464287200 | $57.1M | 2.11% | 87,465 | SH |
| 6 | MICROSOFT CORP | MSFT | 594918104 | $55.4M | 2.05% | 149,571 | SH |
| 7 | AMAZON COM INC | AMZN | 023135106 | $46.1M | 1.71% | 221,447 | SH |
| 8 | TWO RDS SHARED TR | WLDR | 90214Q105 | $40.2M | 1.48% | 1,079,602 | SH |
| 9 | JANUS DETROIT STR TR | JAAA | 47103U845 | $36.3M | 1.34% | 719,766 | SH |
| 10 | ISHARES TR | QUAL | 46432F339 | $33.7M | 1.25% | 175,920 | SH |
| 11 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $28.6M | 1.06% | 59,758 | SH |
| 12 | ALPHABET INC | GOOGL | 02079K305 | $28.2M | 1.04% | 98,133 | SH |
| 13 | ADVISORS INNER CIRCLE FD III | RWLC | 00775Y728 | $25.7M | 0.95% | 808,072 | SH |
| 14 | SIMPLIFY EXCHANGE TRADED FUN | AGGH | 82889N723 | $24.4M | 0.90% | 1,198,667 | SH |
| 15 | ISHARES TR | AGG | 464287226 | $24.0M | 0.89% | 241,793 | SH |
| 16 | ISHARES TR | IEFA | 46432F842 | $22.1M | 0.82% | 243,601 | SH |
| 17 | ALPHABET INC | GOOG | 02079K107 | $21.7M | 0.80% | 75,566 | SH |
| 18 | JPMORGAN CHASE & CO | JPM | 46625H100 | $20.0M | 0.74% | 67,826 | SH |
| 19 | META PLATFORMS INC | META | 30303M102 | $19.2M | 0.71% | 33,519 | SH |
| 20 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $18.8M | 0.70% | 18,872 | SH |
| 21 | EXXON MOBIL CORP | XOM | 30231G102 | $18.2M | 0.67% | 107,213 | SH |
| 22 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $18.2M | 0.67% | 358,743 | SH |
| 23 | WALMART INC | WMT | 931142103 | $17.4M | 0.64% | 139,802 | SH |
| 24 | VANECK ETF TRUST | SMH | 92189F676 | $17.3M | 0.64% | 45,037 | SH |
| 25 | INVESCO EXCH TRADED FD TR II | PDBC | 46138E669 | $17.1M | 0.63% | 883,234 | SH |
| 26 | MASTERCARD INCORPORATED | MA | 57636Q104 | $16.8M | 0.62% | 33,585 | SH |
| 27 | BROADCOM INC | AVGO | 11135F101 | $16.4M | 0.61% | 52,985 | SH |
| 28 | VANGUARD INDEX FDS | VOO | 922908363 | $16.2M | 0.60% | 27,061 | SH |
| 29 | SPDR SERIES TRUST | SPYM | 78464A854 | $16.0M | 0.59% | 208,861 | SH |
| 30 | VANGUARD INDEX FDS | VTV | 922908744 | $15.8M | 0.58% | 80,306 | SH |
| 31 | CHEVRON CORPORATION | CVX | 166764100 | $15.4M | 0.57% | 74,297 | SH |
| 32 | VANGUARD INDEX FDS | VUG | 922908736 | $15.2M | 0.56% | 34,761 | SH |
| 33 | JOHNSON & JOHNSON | JNJ | 478160104 | $14.7M | 0.54% | 60,020 | SH |
| 34 | ISHARES GOLD TR | IAU | 464285204 | $13.6M | 0.50% | 154,152 | SH |
| 35 | TESLA INC | TSLA | 88160R101 | $13.3M | 0.49% | 35,906 | SH |
| 36 | ISHARES TR | SGOV | 46436E718 | $13.3M | 0.49% | 132,415 | SH |
| 37 | CATERPILLAR INC | CAT | 149123101 | $13.3M | 0.49% | 18,780 | SH |
| 38 | INVESCO EXCHANGE TRADED FD T | XMHQ | 46137V472 | $12.8M | 0.47% | 123,551 | SH |
| 39 | VISA INC | V | 92826C839 | $12.5M | 0.46% | 41,467 | SH |
| 40 | BANK AMERICA CORP | BAC | 060505104 | $11.6M | 0.43% | 238,397 | SH |
| 41 | FRANKLIN TEMPLETON ETF TR | INCM | 35473P439 | $11.3M | 0.42% | 394,534 | SH |
| 42 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $11.2M | 0.41% | 76,683 | SH |
| 43 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $11.1M | 0.41% | 83,582 | SH |
| 44 | GOLDMAN SACHS ETF TR | GCOR | 38149W101 | $11.1M | 0.41% | 267,637 | SH |
| 45 | COCA COLA CO | KO | 191216100 | $11.0M | 0.41% | 144,827 | SH |
| 46 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $10.3M | 0.38% | 43,452 | SH |
| 47 | DIMENSIONAL ETF TRUST | DFAU | 25434V104 | $10.3M | 0.38% | 227,626 | SH |
| 48 | ISHARES SILVER TR | SLV | 46428Q109 | $10.1M | 0.37% | 147,956 | SH |
| 49 | ISHARES TR | IWF | 464287614 | $9.9M | 0.37% | 23,314 | SH |
| 50 | DIMENSIONAL ETF TRUST | DFUS | 25434V401 | $9.9M | 0.37% | 139,563 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-20 | $2.70B | 1,123 | 0001633697-26-000003 |
| 2025-12-31 | 2026-01-21 | $2.72B | 1,106 | 0001633697-26-000002 |