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Genesee Capital Advisors, LLC — 13F Holdings & Portfolio

CIK 1652348 · latest 13F-HR filed 2026-08-06

Backtest portfolio

Genesee Capital Advisors, LLC manages $317.3M in 13F-reported U.S. long-equity assets across 172 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SCHB (9.61%), FYX (7.45%), FXL (7.38%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 43 new positions and exited 9; 73 existing positions rose in reported value and 29 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$317.3M

Long-equity book

Holdings
172

Distinct positions

Period
2026-06-30

Filed 2026-08-06

Q/Q Activity
+43 / −9 / ↑73 / ↓29

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
SCHB9.6% · -35%FYX7.5% · +142%FXL7.4% · -6%SCHG5.6% · +899%QQQ5.0% · +8%AAPL3.9% · +1%SPY3.0% · +26%AMD2.1% · +15%QQQI2.1% · +2679%IGV1.9% · +596%MAGS1.7% · newMTUM1.4% · +9%NVDA1.4% · +10%BRK.B1.3% · -31%KRE1.3% · newSOXX1.3% · +514%SPTL1.3% · -4%GOOGL1.1% · +31%IWM1.0% · -1%PIZ0.9% · +56%MSFT0.9% · +4%AMZN0.8% · -2%RDVY0.8% · -58%IDOG0.8% · +0%IWB0.8% · -2%IFV0.8% · -1%NBIS0.8% · +115%TLT0.8% · +450%WMB0.7% · -8%AVGO0.7% · -30%VGK0.7% · -0%PTF0.7% · 0%TSLA0.7% · +1%META0.6% · +1%SCHD0.6% · -58%IEUR0.6% · -2%GE0.5% · -5%PRN0.5% · 0%SPYD0.5% · -80%DAX0.5% · -6%MS0.5% · +14%VCIT0.5% · +16%GS0.5% · -20%SSO0.5% · +258%ICE0.5% · +2%BLK0.5% · -4%IBM0.4% · -3%IBIT0.4% · -22%UWM0.4% · newEFA0.4% · +4%EWJ0.4% · -1%ING0.4% · -2%ITA0.4% · -29%HIMS0.4% · -10%ABBV0.4% · -4%UNH0.4% · +76%PDFS0.4% · newSPG0.4% · +1%RKLB0.4% · newTQQQ0.4% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 48%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jun 1, 2026.

Assets Under Management
$420.3M
Discretionary
$415.1M
Employees
4
Accounts
1,531
Address
46 SOUTH STREET
AUBURN, NY 13021
Phone
(315) 554-3020
Website
Name Title / Status Ownership Type
HART, JEAN MARIE ControlFOUNDING PARTNER AND CHIEF COMPLIANCE OFFICER
since May 2013
10–25%Individual
HEARN, MICHAEL, CHRISTOPHER ControlFOUNDING PARTNER, INVESTMENT OFFICER
since May 2013
50–75%Individual
PINE, RYAN, WINFIELD ControlFOUNDING PARTNER, INVESTMENT OFFICER
since May 2013
25–50%Individual
Ownership & leadership changes · 7 filings with changes since Apr 3, 2013

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 8, 2022 filing
  • ChangedHART, JEAN MARIE · title MEMBER, CHIEF ADMINISTRATIVE OFFICER AND OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER → FOUNDING PARTNER AND CHIEF COMPLIANCE OFFICER
Jan 27, 2022 filing
  • ChangedHEARN, MICHAEL, CHRISTOPHER · title MANAGING MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER → FOUNDING PARTNER, INVESTMENT OFFICER
  • ChangedPINE, RYAN, WINFIELD · title MEMBER, SENIOR VICE PRESIDENT, WEALTH MANAGEMENT, INVESTMENT OFFICER → FOUNDING PARTNER, INVESTMENT OFFICER
Feb 24, 2019 filing
  • ChangedHART, JEAN MARIE · ownership 5–10% → 10–25%
  • ChangedHEARN, MICHAEL, CHRISTOPHER · ownership 75% or more → 50–75%
  • ChangedPINE, RYAN, WINFIELD · ownership 5–10% → 25–50%
Oct 5, 2017 filing
  • ChangedHART, JEAN MARIE · title CHIEF ADMINISTRATIVE OFFICER AND OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER → MEMBER, CHIEF ADMINISTRATIVE OFFICER AND OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER
  • ChangedHEARN, MICHAEL, CHRISTOPHER · title PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER → MANAGING MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER
  • ChangedPINE, RYAN, WINFIELD · title SENIOR VICE PRESIDENT, WEALTH MANAGEMENT, INVESTMENT OFFICER → MEMBER, SENIOR VICE PRESIDENT, WEALTH MANAGEMENT, INVESTMENT OFFICER
Sep 29, 2017 filing
  • ChangedHART, JEAN MARIE · title CHIEF OPERATIONS OFFICER AND MEMBER → CHIEF ADMINISTRATIVE OFFICER AND OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER
  • ChangedHEARN, MICHAEL, CHRISTOPHER · title MANAGING MEMBER/CCO → PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER
  • ChangedPINE, RYAN, WINFIELD · title MANAGING DIRECTOR & MEMBER → SENIOR VICE PRESIDENT, WEALTH MANAGEMENT, INVESTMENT OFFICER
May 14, 2013 filing
  • ChangedHART, JEAN MARIE · ownership 25–50% → 5–10%
  • ChangedHEARN, MICHAEL, CHRISTOPHER · ownership 25–50% → 75% or more
  • ChangedPINE, RYAN, WINFIELD · ownership 25–50% → 5–10%
May 10, 2013 filing
  • No longer listedSWAYZE, EMILIE, C. · MANAGING DIRECTOR, CCO · 75% or more · control person · listed since Mar 2013
  • AddedHART, JEAN MARIE · CHIEF OPERATIONS OFFICER AND MEMBER · 25–50% · control person
  • AddedHEARN, MICHAEL, CHRISTOPHER · MANAGING MEMBER/CCO · 25–50% · control person
  • AddedPINE, RYAN, WINFIELD · MANAGING DIRECTOR & MEMBER · 25–50% · control person
Apr 3, 2013 filing (earliest on record)
  • ListedSWAYZE, EMILIE, C. · MANAGING DIRECTOR, CCO · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Genesee Capital Advisors, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SCHWAB STRATEGIC TR SCHB 808524102 $30.5M 9.61% 1,052,859 SH
2 FIRST TR EXCHANGE-TRADED ALP FYX 33734Y109 $23.6M 7.45% 163,889 SH
3 FIRST TR EXCHANGE-TRADED FD FXL 33734X176 $23.4M 7.38% 107,867 SH
4 SCHWAB STRATEGIC TR SCHG 808524300 $17.7M 5.58% 523,577 SH
5 INVESCO QQQ TR QQQ 46090E103 $16.0M 5.05% 21,752 SH
6 APPLE INC AAPL 037833100 $12.4M 3.92% 42,969 SH
7 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $9.4M 2.97% 12,604 SH
8 ADVANCED MICRO DEVICES INC AMD 007903107 $6.6M 2.07% 11,318 SH
9 NEOS ETF TRUST QQQI 78433H675 $6.6M 2.07% 115,720 SH
10 ISHARES TR IGV 464287515 $6.0M 1.90% 66,660 SH
11 LISTED FDS TR MAGS 53656G498 $5.2M 1.65% 81,468 SH
12 ISHARES TR MTUM 46432F396 $4.5M 1.43% 13,206 SH
13 NVIDIA CORPORATION NVDA 67066G104 $4.4M 1.39% 22,051 SH
14 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $4.2M 1.32% 8,348 SH
15 SPDR SERIES TRUST KRE 78464A698 $4.1M 1.30% 55,010 SH
16 ISHARES TR SOXX 464287523 $4.1M 1.29% 6,412 SH
17 SPDR SERIES TRUST SPTL 78464A664 $4.0M 1.27% 153,899 SH
18 ALPHABET INC GOOGL 02079K305 $3.4M 1.08% 9,570 SH
19 ISHARES TR IWM 464287655 $3.3M 1.03% 10,849 SH
20 INVESCO EXCH TRADED FD TR II PIZ 46138E875 $3.0M 0.94% 53,585 SH
21 MICROSOFT CORP MSFT 594918104 $2.8M 0.89% 7,575 SH
22 AMAZON COM INC AMZN 023135106 $2.7M 0.84% 11,222 SH
23 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $2.7M 0.84% 32,943 SH
24 ALPS ETF TR IDOG 00162Q718 $2.7M 0.84% 64,520 SH
25 ISHARES TR IWB 464287622 $2.6M 0.81% 6,290 SH
26 FIRST TR EXCHANGE TRADED FD IFV 33738R886 $2.5M 0.80% 94,459 SH
27 NEBIUS GROUP N.V. NBIS N97284108 $2.5M 0.80% 9,207 SH
28 ISHARES TR TLT 464287432 $2.4M 0.77% 28,097 SH
29 WILLIAMS COS INC WMB 969457100 $2.3M 0.71% 30,295 SH
30 BROADCOM INC AVGO 11135F101 $2.2M 0.70% 5,898 SH
31 VANGUARD INTL EQUITY INDEX F VGK 922042874 $2.2M 0.69% 24,678 SH
32 INVESCO EXCHANGE TRADED FD T PTF 46137V811 $2.2M 0.68% 15,863 SH
33 TESLA INC TSLA 88160R101 $2.1M 0.66% 4,993 SH
34 META PLATFORMS INC META 30303M102 $1.9M 0.61% 3,413 SH
35 SCHWAB STRATEGIC TR SCHD 808524797 $1.8M 0.58% 58,238 SH
36 ISHARES TR IEUR 46434V738 $1.8M 0.56% 23,744 SH
37 GE AEROSPACE GE 369604301 $1.7M 0.52% 4,416 SH
38 INVESCO EXCHANGE TRADED FD T PRN 46137V845 $1.6M 0.51% 6,233 SH
39 SPDR SERIES TRUST SPYD 78468R788 $1.6M 0.51% 33,932 SH
40 GLOBAL X FDS DAX 37954Y491 $1.6M 0.50% 35,888 SH
41 MORGAN STANLEY MS 617446448 $1.6M 0.49% 7,460 SH
42 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $1.6M 0.49% 18,788 SH
43 GOLDMAN SACHS GROUP INC GS 38141G104 $1.5M 0.48% 1,493 SH
44 PROSHARES TR SSO 74347R107 $1.5M 0.48% 22,388 SH
45 INTERCONTINENTAL EXCHANGE IN ICE 45866F104 $1.5M 0.47% 12,176 SH
46 BLACKROCK INC BLK 09290D101 $1.5M 0.46% 1,534 SH
47 INTERNATIONAL BUSINESS MACHS IBM 459200101 $1.4M 0.43% 4,891 SH
48 ISHARES BITCOIN TRUST ETF IBIT 46438F101 $1.4M 0.43% 40,622 SH
49 PROSHARES TR UWM 74347R842 $1.3M 0.42% 20,034 SH
50 ISHARES TR EFA 464287465 $1.3M 0.42% 12,855 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-06 $317.3M 172 0001951757-26-001110
2026-03-31 2026-04-22 $238.6M 138 0001951757-26-000693
2025-12-31 2026-01-16 $248.5M 129 0001951757-26-000194
Filer Information
Address
46 SOUTH STREET
AUBURN, NY 13021
Phone
(315) 554-3020
Filing Manager
Genesee Capital Advisors, LLC
AUBURN, NY
Signatory
JeanMarie Hart
Chief Compliance Officer