Top Institutional Investors

LWM Advisory Services, LLC — 13F Holdings & Portfolio

CIK 1697716 · latest 13F-HR filed 2026-08-03

Backtest portfolio

LWM Advisory Services, LLC manages $56.0M in 13F-reported U.S. long-equity assets across 80 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPY (10.63%), AAPL (8.01%), BRK.B (4.07%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 22 new positions and exited 18; 9 existing positions rose in reported value and 41 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$56.0M

Long-equity book

Holdings
80

Distinct positions

Period
2026-06-30

Filed 2026-08-03

Q/Q Activity
+22 / −18 / ↑9 / ↓41

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
SPY10.6% · -64%AAPL8.0% · -52%BRK.B4.1% · -36%NVDA3.3% · -42%MSFT3.1% · -37%GOOG2.8% · -42%FBND2.4% · newAMZN2.3% · -62%QQQ2.3% · -57%GDE2.2% · -1%USFR2.2% · -78%LLY1.9% · +9%SGOV1.9% · -10%JCPB1.8% · newJPM1.8% · -22%SPYM1.6% · newIWV1.5% · -30%EELV1.4% · -77%LRGF1.3% · newTIGO1.3% · 0%APH1.3% · +2%AVDE1.3% · newNEE1.2% · -6%PVAL1.2% · newGOOGL1.1% · -46%JPME1.0% · -55%JMUB1.0% · -86%FVD1.0% · -8%AVEM1.0% · newFE1.0% · 0%VFLO0.9% · newSHV0.9% · -36%AON0.9% · +19%ETN0.9% · +1%IBIT0.9% · 0%WCN0.9% · 0%PYLD0.9% · newQLTY0.8% · newV0.8% · -24%BLK0.8% · 0%GEV0.8% · +2%YPF0.8% · 0%JPSE0.8% · -31%IBM0.7% · -23%GLDM0.7% · -89%NU0.7% · 0%SCI0.7% · 0%T0.7% · -5%GE0.7% · +8%NDAQ0.7% · 0%IDV0.6% · -3%NFLX0.6% · -12%VOO0.6% · 0%VGIT0.6% · newPAM0.6% · 0%AMD0.6% · newBX0.6% · -11%ORCL0.6% · +32%IQLT0.6% · newMETA0.6% · -18%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 41.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Apr 3, 2026.

Assets Under Management
$1.09B
Discretionary
$810.4M
Employees
10
Accounts
1,987
Address
1250 S. PINE ISLAND ROAD
SUITE 350
PLANTATION, FL 33324
Phone
(954) 474-7100
Website
Name Title / Status Ownership Type
DUBOSE, TONY, EDWARD ControlMANAGER, CIO
since Jun 2014
Less than 5%Individual
LEGACY WEALTH MANAGEMENT INC. ControlMEMBER
since Jun 2014
50–75%Domestic Entity
PALATNIK, JOEL, ANGEL ControlMEMBER
since Mar 2026
25–50%Individual
KOPPENWALLNER, SONJAMEMBER
since Mar 2026
5–10%Individual
REYMANN, THOMAS, GREGORYCHIEF COMPLIANCE OFFICER
since Jun 2021
Less than 5%Individual
DUBOSE, TONY, EDWARD Control
Indirect owner via TONY E. DUBOSE DECLARATION TRUST
TRUSTEE
since Jan 2016
General partner, trustee or managerIndividual
DUBOSE, TONY, EDWARD Control
Indirect owner via LEGACY WEALTH MANAGEMENT INC.
PRESIDENT
since Apr 1997
General partner, trustee or managerIndividual
TONY E. DUBOSE DECLARATION TRUST Control
Indirect owner via LEGACY WEALTH MANAGEMENT INC.
SHAREHOLDER
since Jan 2016
50–75%Domestic Entity
Ownership & leadership changes · 4 filings with changes since Jul 11, 2014

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 3, 2026 filing
  • AddedKOPPENWALLNER, SONJA · MEMBER · 5–10%
  • AddedPALATNIK, JOEL, ANGEL · MEMBER · 25–50% · control person
  • ChangedDUBOSE, TONY, EDWARD · indirect via TONY E. DUBOSE DECLARATION TRUST: ownership 75% or more → General partner, trustee or manager
  • ChangedLEGACY WEALTH MANAGEMENT INC. · ownership 75% or more → 50–75%
  • ChangedTONY E. DUBOSE DECLARATION TRUST · indirect via LEGACY WEALTH MANAGEMENT INC.: ownership 75% or more → 50–75%
Jun 14, 2021 filing
  • AddedREYMANN, THOMAS, GREGORY · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedDUBOSE, TONY, EDWARD · title MANAGER, CCO, CIO → MANAGER, CIO
Mar 19, 2019 filing
  • ChangedDUBOSE, TONY, EDWARD · title MANAGER, CCO → MANAGER, CCO, CIO
Mar 11, 2016 filing
  • AddedDUBOSE, TONY, EDWARD · TRUSTEE · 75% or more · indirect via TONY E. DUBOSE DECLARATION TRUST · control person
  • AddedTONY E. DUBOSE DECLARATION TRUST · SHAREHOLDER · 75% or more · indirect via LEGACY WEALTH MANAGEMENT INC. · control person
  • ChangedDUBOSE, TONY, EDWARD · indirect via LEGACY WEALTH MANAGEMENT INC.: title SHAREHOLDER, PRESIDENT → PRESIDENT; ownership 75% or more → General partner, trustee or manager
Jul 11, 2014 filing (earliest on record)
  • ListedDUBOSE, TONY, EDWARD · MANAGER, CCO · Less than 5% · control person
  • ListedDUBOSE, TONY, EDWARD · SHAREHOLDER, PRESIDENT · 75% or more · indirect via LEGACY WEALTH MANAGEMENT INC. · control person
  • ListedLEGACY WEALTH MANAGEMENT INC. · MEMBER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

LWM Advisory Services, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $6.0M 10.63% 7,977 SH
2 APPLE INC AAPL 037833100 $4.5M 8.01% 15,499 SH
3 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $2.3M 4.07% 4,552 SH
4 NVIDIA CORPORATION NVDA 67066G104 $1.8M 3.30% 9,235 SH
5 MICROSOFT CORP MSFT 594918104 $1.7M 3.08% 4,619 SH
6 ALPHABET INC GOOG 02079K107 $1.6M 2.81% 4,462 SH
7 FIDELITY MERRIMACK STR TR FBND 316188309 $1.4M 2.44% 30,029 SH
8 AMAZON COM INC AMZN 023135106 $1.3M 2.34% 5,506 SH
9 INVESCO QQQ TR QQQ 46090E103 $1.3M 2.27% 1,727 SH
10 WISDOMTREE TR GDE 97717Y568 $1.2M 2.18% 20,000 SH
11 WISDOMTREE TR USFR 97717Y527 $1.2M 2.17% 24,153 SH
12 ELI LILLY & CO LLY 532457108 $1.1M 1.93% 901 SH
13 ISHARES TR SGOV 46436E718 $1.1M 1.88% 10,441 SH
14 J P MORGAN EXCHANGE TRADED F JCPB 46641Q670 $1.0M 1.84% 21,989 SH
15 JPMORGAN CHASE & CO JPM 46625H100 $1.0M 1.82% 3,119 SH
16 SPDR SERIES TRUST SPYM 78464A854 $883.4K 1.58% 10,052 SH
17 ISHARES TR IWV 464287689 $843.0K 1.50% 1,977 SH
18 INVESCO EXCH TRADED FD TR II EELV 46138E297 $792.6K 1.41% 28,511 SH
19 ISHARES TR LRGF 46434V282 $725.7K 1.30% 9,595 SH
20 MILLICOM INTL CELLULAR S A TIGO L6388F110 $724.1K 1.29% 7,978 SH
21 AMPHENOL CORP APH 032095101 $714.8K 1.28% 4,054 SH
22 AMERICAN CENTY ETF TR AVDE 025072703 $712.4K 1.27% 7,987 SH
23 NEXTERA ENERGY INC NEE 65339F101 $684.2K 1.22% 7,795 SH
24 PUTNAM ETF TRUST PVAL 746729300 $654.9K 1.17% 12,854 SH
25 ALPHABET INC GOOGL 02079K305 $619.0K 1.10% 1,732 SH
26 J P MORGAN EXCHANGE TRADED F JPME 46641Q886 $587.1K 1.05% 4,726 SH
27 J P MORGAN EXCHANGE TRADED F JMUB 46641Q647 $583.3K 1.04% 11,516 SH
28 FIRST TR EXCHANGE-TRADED FD FVD 33734H106 $569.1K 1.02% 11,811 SH
29 AMERICAN CENTY ETF TR AVEM 025072604 $549.7K 0.98% 5,697 SH
30 FIRSTENERGY CORP FE 337932107 $537.6K 0.96% 11,309 SH
31 VICTORY PORTFOLIOS II VFLO 92647X830 $527.4K 0.94% 11,528 SH
32 ISHARES TR SHV 464288679 $527.3K 0.94% 4,778 SH
33 AON PLC AON G0403H108 $512.5K 0.91% 1,545 SH
34 EATON CORP PLC ETN G29183103 $504.5K 0.90% 1,184 SH
35 ISHARES BITCOIN TRUST ETF IBIT 46438F101 $495.2K 0.88% 14,875 SH
36 WASTE CONNECTIONS INC WCN 94106B101 $491.2K 0.88% 2,948 SH
37 PIMCO ETF TR PYLD 72201R585 $483.6K 0.86% 18,235 SH
38 GMO ETF TRUST QLTY 90139K100 $468.0K 0.84% 11,244 SH
39 VISA INC V 92826C839 $465.9K 0.83% 1,358 SH
40 BLACKROCK INC BLK 09290D101 $462.5K 0.83% 481 SH
41 GE VERNOVA INC GEV 36828A101 $442.9K 0.79% 377 SH
42 YPF SOCIEDAD ANONIMA YPF 984245100 $435.6K 0.78% 9,579 SH
43 J P MORGAN EXCHANGE TRADED F JPSE 46641Q845 $426.7K 0.76% 7,091 SH
44 INTERNATIONAL BUSINESS MACHS IBM 459200101 $416.8K 0.74% 1,482 SH
45 WORLD GOLD TR GLDM 98149E303 $410.3K 0.73% 5,166 SH
46 NU HLDGS LTD NU G6683N103 $403.6K 0.72% 30,210 SH
47 SERVICE CORP INTL SCI 817565104 $402.8K 0.72% 5,303 SH
48 AT&T INC T 00206R102 $395.7K 0.71% 19,116 SH
49 GE AEROSPACE GE 369604301 $395.4K 0.71% 1,058 SH
50 NASDAQ INC NDAQ 631103108 $372.0K 0.66% 4,720 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-03 $56.0M 80 0001420506-26-001367
2026-03-31 2026-04-29 $93.7M 76 0001420506-26-000765
2025-12-31 2026-02-12 $170.7M 83 0001420506-26-000307
Filer Information
Address
1250 S PINE ISLAND RD
STE 350
PLANTATION, FL 33324
Phone
(941) 474-7100
Filing Manager
LWM Advisory Services, LLC
PLANTATION, FL
Signatory
T. Gregory Reymann II
CCO