AUA CAPITAL MANAGEMENT, LLC — 13F Holdings & Portfolio
CIK 1706915 · latest 13F-HR filed 2026-07-29
AUA CAPITAL MANAGEMENT, LLC manages $215.8M in 13F-reported U.S. long-equity assets across 84 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPY (29.02%), EFA (5.61%), AAPL (4.92%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 5 new positions, exited 1, added to 39, and trimmed 15.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 201
MECHANICSBURG, PA 17055
$215.8M
Long-equity book
84
Distinct positions
2026-06-30
Filed 2026-07-29
+5 / −1 / ↑39 / ↓15
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- STATE STR SPDR S&P 500 ETF T$7.8M +14.2%
- SELECT SECTOR SPDR TR$1.7M +43.1%
- APPLE INC$1.3M +14.0%
- ISHARES TR$1.1M +20.4%
- AMAZON COM INC$1.1M +14.4%
Top Trims
- SPDR GOLD TR-$492.5K -14.6%
- CHEVRON CORPORATION-$161.1K -19.9%
- BOSTON SCIENTIFIC CORP-$152.0K -32.0%
- ARES CAPITAL CORP-$125.3K -29.7%
- WALMART INC-$67.2K -8.9%
New Positions
- TAIWAN SEMICONDUCTOR MANUFAC$370.1K
- INTEL CORP$303.1K
- CITIGROUP INC$229.8K
- US BANCORP$210.5K
- COREWEAVE INC$208.8K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $62.6M | 29.02% | 83,848 | SH |
| 2 | ISHARES TR | EFA | 464287465 | $12.1M | 5.61% | 116,496 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $10.6M | 4.92% | 36,713 | SH |
| 4 | AMAZON COM INC | AMZN | 023135106 | $8.3M | 3.87% | 35,024 | SH |
| 5 | ISHARES TR | SUB | 464288158 | $7.2M | 3.32% | 67,195 | SH |
| 6 | ISHARES TR | MUB | 464288414 | $6.9M | 3.20% | 64,111 | SH |
| 7 | ALTRIA GROUP INC | MO | 02209S103 | $6.6M | 3.08% | 92,369 | SH |
| 8 | ISHARES TR | IWM | 464287655 | $6.2M | 2.90% | 20,794 | SH |
| 9 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $5.7M | 2.64% | 29,884 | SH |
| 10 | VANGUARD INDEX FDS | VTV | 922908744 | $5.6M | 2.57% | 25,486 | SH |
| 11 | ALPHABET INC | GOOG | 02079K107 | $5.4M | 2.49% | 15,179 | SH |
| 12 | SPDR SERIES TRUST | SHM | 78468R739 | $4.8M | 2.23% | 100,483 | SH |
| 13 | ISHARES TR | IJH | 464287507 | $4.2M | 1.96% | 54,876 | SH |
| 14 | ISHARES TR | SHY | 464287457 | $4.2M | 1.96% | 51,415 | SH |
| 15 | ISHARES TR | AGG | 464287226 | $4.0M | 1.85% | 40,230 | SH |
| 16 | META PLATFORMS INC | META | 30303M102 | $3.5M | 1.63% | 6,248 | SH |
| 17 | MICROSOFT CORP | MSFT | 594918104 | $3.0M | 1.38% | 7,959 | SH |
| 18 | SPDR GOLD TR | GLD | 78463V107 | $2.9M | 1.33% | 7,816 | SH |
| 19 | ISHARES TR | IJR | 464287804 | $2.9M | 1.33% | 19,397 | SH |
| 20 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $2.6M | 1.19% | 36,069 | SH |
| 21 | VANGUARD BD INDEX FDS | BSV | 921937827 | $2.5M | 1.16% | 32,079 | SH |
| 22 | ISHARES TR | IEI | 464288661 | $2.3M | 1.05% | 19,364 | SH |
| 23 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $2.3M | 1.04% | 2,229 | SH |
| 24 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $2.2M | 1.03% | 28,154 | SH |
| 25 | MASTERCARD INCORPORATED | MA | 57636Q104 | $2.1M | 0.96% | 4,029 | SH |
| 26 | ISHARES TR | IYH | 464287762 | $1.9M | 0.90% | 29,093 | SH |
| 27 | VANGUARD INDEX FDS | VXF | 922908652 | $1.9M | 0.89% | 7,792 | SH |
| 28 | VANGUARD INDEX FDS | VUG | 922908736 | $1.9M | 0.87% | 21,734 | SH |
| 29 | ALPHABET INC | GOOGL | 02079K305 | $1.7M | 0.81% | 4,880 | SH |
| 30 | JPMORGAN CHASE & CO | JPM | 46625H100 | $1.6M | 0.74% | 4,898 | SH |
| 31 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $1.5M | 0.71% | 6,504 | SH |
| 32 | CATERPILLAR INC | CAT | 149123101 | $1.2M | 0.58% | 1,170 | SH |
| 33 | UNILEVER PLC | UL | 904767803 | $1.2M | 0.54% | 19,539 | SH |
| 34 | EATON CORP PLC | ETN | G29183103 | $958.8K | 0.44% | 2,250 | SH |
| 35 | VANGUARD BD INDEX FDS | BND | 921937835 | $855.7K | 0.40% | 11,656 | SH |
| 36 | AMERICAN EXPRESS CO | AXP | 025816109 | $811.8K | 0.38% | 2,400 | SH |
| 37 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $783.1K | 0.36% | 1,565 | SH |
| 38 | HOME DEPOT INC | HD | 437076102 | $772.0K | 0.36% | 2,189 | SH |
| 39 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $701.6K | 0.33% | 750 | SH |
| 40 | WALMART INC | WMT | 931142103 | $691.1K | 0.32% | 6,102 | SH |
| 41 | ABBVIE INC | ABBV | 00287Y109 | $681.7K | 0.32% | 2,709 | SH |
| 42 | CHEVRON CORPORATION | CVX | 166764100 | $649.0K | 0.30% | 3,915 | SH |
| 43 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $639.6K | 0.30% | 7,739 | SH |
| 44 | KRAFT HEINZ CO | KHC | 500754106 | $638.1K | 0.30% | 27,014 | SH |
| 45 | ISHARES TR | EEM | 464287234 | $637.6K | 0.30% | 9,321 | SH |
| 46 | JOHNSON & JOHNSON | JNJ | 478160104 | $600.1K | 0.28% | 2,363 | SH |
| 47 | STRYKER CORPORATION | SYK | 863667101 | $594.4K | 0.28% | 1,888 | SH |
| 48 | NXP SEMICONDUCTORS N V | NXPI | N6596X109 | $590.2K | 0.27% | 2,100 | SH |
| 49 | CISCO SYS INC | CSCO | 17275R102 | $564.5K | 0.26% | 4,806 | SH |
| 50 | VALERO ENERGY CORP | VLO | 91913Y100 | $534.7K | 0.25% | 2,053 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-29 | $215.8M | 84 | 0001706915-26-000003 |
| 2026-03-31 | 2026-04-22 | $195.7M | 80 | 0001706915-26-000002 |
| 2025-12-31 | 2026-01-23 | $199.4M | 80 | 0001706915-26-000001 |