AUA CAPITAL MANAGEMENT, LLC — 13F Holdings & Portfolio
CIK 1706915 · latest 13F-HR filed 2026-04-22
AUA CAPITAL MANAGEMENT, LLC manages $195.7M in 13F-reported U.S. long-equity assets across 80 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are SPY (28.00%), EFA (5.85%), AAPL (4.76%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 3 new positions, exited 3, added to 22, and trimmed 27.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$195.7M
Long-equity book
80
Distinct positions
2026-03-31
Filed 2026-04-22
+3 / −3 / ↑22 / ↓27
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES TR$1.5M +62.2%
- ALTRIA GROUP INC$769.4K +14.4%
- ISHARES TR$734.8K +12.0%
- VANGUARD INDEX FDS$657.7K +15.1%
- ISHARES TR$417.6K +22.2%
Top Trims
- STATE STR SPDR S&P 500 ETF T-$2.9M -5.0%
- MICROSOFT CORP-$902.9K -23.5%
- AMAZON COM INC-$789.8K -9.8%
- APPLE INC-$663.4K -6.6%
- META PLATFORMS INC-$549.6K -13.3%
New Positions
- EXXON MOBIL CORP$256.0K
- J P MORGAN EXCHANGE TRADED F$236.4K
- COCA COLA CO$213.1K
Exited Positions
- TMC THE METALS COMPANY INC$1.2M
- MONDELEZ INTL INC$208.6K
- WELLS FARGO CO NEW$201.6K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $54.8M | 28.00% | 84,284 | SH |
| 2 | ISHARES TR | EFA | 464287465 | $11.4M | 5.85% | 117,793 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $9.3M | 4.76% | 36,713 | SH |
| 4 | AMAZON COM INC | AMZN | 023135106 | $7.3M | 3.73% | 35,024 | SH |
| 5 | ISHARES TR | SUB | 464288158 | $7.2M | 3.67% | 67,377 | SH |
| 6 | ISHARES TR | MUB | 464288414 | $6.9M | 3.50% | 64,584 | SH |
| 7 | ALTRIA GROUP INC | MO | 02209S103 | $6.1M | 3.11% | 92,369 | SH |
| 8 | ISHARES TR | IWM | 464287655 | $5.2M | 2.65% | 20,929 | SH |
| 9 | VANGUARD INDEX FDS | VTV | 922908744 | $5.0M | 2.56% | 25,570 | SH |
| 10 | SPDR SERIES TRUST | SHM | 78468R739 | $4.8M | 2.46% | 100,521 | SH |
| 11 | ALPHABET INC | GOOG | 02079K107 | $4.4M | 2.22% | 15,179 | SH |
| 12 | ISHARES TR | SHY | 464287457 | $4.3M | 2.18% | 51,759 | SH |
| 13 | ISHARES TR | AGG | 464287226 | $4.0M | 2.04% | 40,224 | SH |
| 14 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $4.0M | 2.03% | 29,938 | SH |
| 15 | ISHARES TR | IJH | 464287507 | $3.7M | 1.90% | 55,170 | SH |
| 16 | META PLATFORMS INC | META | 30303M102 | $3.6M | 1.83% | 6,248 | SH |
| 17 | SPDR GOLD TR | GLD | 78463V107 | $3.4M | 1.72% | 7,836 | SH |
| 18 | MICROSOFT CORP | MSFT | 594918104 | $2.9M | 1.51% | 7,959 | SH |
| 19 | VANGUARD BD INDEX FDS | BSV | 921937827 | $2.5M | 1.29% | 32,234 | SH |
| 20 | ISHARES TR | IJR | 464287804 | $2.4M | 1.23% | 19,397 | SH |
| 21 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $2.3M | 1.18% | 36,067 | SH |
| 22 | ISHARES TR | IEI | 464288661 | $2.3M | 1.18% | 19,409 | SH |
| 23 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $2.2M | 1.14% | 28,210 | SH |
| 24 | MASTERCARD INCORPORATED | MA | 57636Q104 | $2.0M | 1.03% | 4,029 | SH |
| 25 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $1.9M | 0.96% | 2,229 | SH |
| 26 | ISHARES TR | IYH | 464287762 | $1.8M | 0.92% | 29,207 | SH |
| 27 | VANGUARD INDEX FDS | VXF | 922908652 | $1.6M | 0.82% | 7,792 | SH |
| 28 | VANGUARD INDEX FDS | VUG | 922908736 | $1.6M | 0.81% | 3,643 | SH |
| 29 | JPMORGAN CHASE & CO | JPM | 46625H100 | $1.4M | 0.74% | 4,898 | SH |
| 30 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $1.4M | 0.72% | 6,574 | SH |
| 31 | ALPHABET INC | GOOGL | 02079K305 | $1.4M | 0.72% | 4,880 | SH |
| 32 | UNILEVER PLC | UL | 904767803 | $1.1M | 0.57% | 19,539 | SH |
| 33 | VANGUARD BD INDEX FDS | BND | 921937835 | $870.2K | 0.44% | 11,817 | SH |
| 34 | CATERPILLAR INC | CAT | 149123101 | $828.9K | 0.42% | 1,170 | SH |
| 35 | CHEVRON CORPORATION | CVX | 166764100 | $810.0K | 0.41% | 3,915 | SH |
| 36 | EATON CORP PLC | ETN | G29183103 | $804.8K | 0.41% | 2,250 | SH |
| 37 | WALMART INC | WMT | 931142103 | $758.4K | 0.39% | 6,102 | SH |
| 38 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $749.9K | 0.38% | 1,565 | SH |
| 39 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $747.3K | 0.38% | 750 | SH |
| 40 | AMERICAN EXPRESS CO | AXP | 025816109 | $726.0K | 0.37% | 2,400 | SH |
| 41 | HOME DEPOT INC | HD | 437076102 | $719.9K | 0.37% | 2,189 | SH |
| 42 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $642.6K | 0.33% | 7,765 | SH |
| 43 | STRYKER CORPORATION | SYK | 863667101 | $620.4K | 0.32% | 1,888 | SH |
| 44 | KRAFT HEINZ CO | KHC | 500754106 | $607.5K | 0.31% | 27,014 | SH |
| 45 | ABBVIE INC | ABBV | 00287Y109 | $589.2K | 0.30% | 2,709 | SH |
| 46 | JOHNSON & JOHNSON | JNJ | 478160104 | $577.6K | 0.30% | 2,363 | SH |
| 47 | ISHARES TR | EEM | 464287234 | $529.3K | 0.27% | 9,321 | SH |
| 48 | VALERO ENERGY CORP | VLO | 91913Y100 | $507.3K | 0.26% | 2,053 | SH |
| 49 | BOSTON SCIENTIFIC CORP | BSX | 101137107 | $475.3K | 0.24% | 7,575 | SH |
| 50 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $464.6K | 0.24% | 8,595 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-22 | $195.7M | 80 | 0001706915-26-000002 |
| 2025-12-31 | 2026-01-23 | $199.4M | 80 | 0001706915-26-000001 |