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Kozak & Associates, Inc. — 13F Holdings & Portfolio

CIK 1764970 · latest 13F-HR filed 2026-07-02

Backtest portfolio

Kozak & Associates, Inc. manages $576.1M in 13F-reported U.S. long-equity assets across 451 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IETC (8.54%), SPYG (8.41%), SPY (8.16%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 24 new positions, exited 25, added to 186, and trimmed 137.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
1745 SHEA CENTER DRIVE, SUITE 345
HIGHLANDS RANCH, CO 80129
Phone
(303) 847-4045
Filing Manager
Kozak & Associates, Inc.
HIGHLANDS RANCH, CO
Signatory
Breann Mataia
Back Office
Loading holdings…
AUM

$576.1M

Long-equity book

Holdings

451

Distinct positions

Period

2026-06-30

Filed 2026-07-02

Q/Q Activity

+24 / −25 / ↑186 / ↓137

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES S&P MID-CAP 400 GROWTH ETF$25.2M +1667.1%
  • PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND$17.6M +5415.9%
  • STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF$16.1M +49.9%
  • SCHWAB FUNDAMENTAL EMERGING MARKETS EQUITY ETF$8.2M +62563.5%
  • ALPHABET INC CAP STK CL C$7.0M +346.9%
Show all 186 →

Top Trims

  • INVESCO S&P 500 REVENUE ETF-$27.1M -38.7%
  • ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF-$12.7M -20.5%
  • ISHARES U.S. INDUSTRIALS ETF-$10.6M -30.7%
  • ISHARES US FINANCIAL SERVICES ETF-$9.2M -24.7%
  • VANECK SEMICONDUCTOR ETF-$4.4M -15.2%
Show all 137 →

New Positions

  • PGIM JENNISON FOCUSED VALUE ETF$25.3M
  • ISHARES MSCI EMERGING MARKETS EX CHINA ETF$13.8M
  • VANECK URANIUM AND NUCLEAR ETF$7.7M
  • MILLROSE PPTYS INC COM CL A$114.1K
  • ENERGY TRANSFER L P 9.250 FXD PFD I$94.2K
Show all 24 →

Exited Positions

  • AGNICO EAGLE MINES LTD COM$217.4K
  • HONEYWELL INTL INC COM$124.5K
  • AMERICAN HEALTHCARE REIT INC COM SHS$52.4K
  • SPOTIFY TECHNOLOGY S A SHS$36.3K
  • FS KKR CAP CORP COM$17.7K
Show all 25 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF IETC 46431W648 $49.2M 8.54% 464,639 SH
2 STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF SPYG 78464A409 $48.5M 8.41% 409,311 SH
3 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $47.0M 8.16% 63,062 SH
4 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $46.1M 8.01% 63,600 SH
5 INVESCO S&P 500 REVENUE ETF RWL 46138G698 $42.9M 7.44% 333,763 SH
6 ISHARES US FINANCIAL SERVICES ETF IYG 464287770 $28.2M 4.89% 305,432 SH
7 ISHARES S&P MID-CAP 400 GROWTH ETF IJK 464287606 $26.8M 4.64% 230,502 SH
8 PGIM JENNISON FOCUSED VALUE ETF PJFV 69344A867 $25.3M 4.40% 258,669 SH
9 VANECK SEMICONDUCTOR ETF SMH 92189F676 $24.5M 4.25% 39,507 SH
10 ISHARES U.S. INDUSTRIALS ETF IYJ 464287754 $23.9M 4.14% 144,050 SH
11 APPLE INC COM AAPL 037833100 $23.3M 4.05% 79,317 SH
12 NVIDIA CORPORATION COM NVDA 67066G104 $23.0M 3.99% 116,352 SH
13 MICROSOFT CORP COM MSFT 594918104 $20.6M 3.57% 53,589 SH
14 AMAZON COM INC COM AMZN 023135106 $18.3M 3.17% 75,508 SH
15 PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND PYLD 72201R585 $17.9M 3.11% 681,232 SH
16 ISHARES MSCI EMERGING MARKETS EX CHINA ETF EMXC 46434G764 $13.8M 2.39% 139,690 SH
17 COSTCO WHOLESALE CORPORATION COM COST 22160K105 $12.1M 2.10% 13,058 SH
18 STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST DIA 78467X109 $11.2M 1.94% 21,352 SH
19 ALPHABET INC CAP STK CL C GOOG 02079K107 $9.1M 1.58% 25,357 SH
20 SCHWAB FUNDAMENTAL EMERGING MARKETS EQUITY ETF FNDE 808524730 $8.2M 1.43% 209,032 SH
21 VANECK URANIUM AND NUCLEAR ETF NLR 92189F601 $7.7M 1.34% 67,229 SH
22 BROADCOM INC COM AVGO 11135F101 $2.6M 0.46% 7,102 SH
23 JPMORGAN CHASE & CO COM JPM 46625H100 $2.5M 0.43% 7,459 SH
24 SCHWAB CHARLES CORP COM SCHW 808513105 $2.5M 0.43% 25,933 SH
25 CATERPILLAR INC COM CAT 149123101 $1.9M 0.33% 1,893 SH
26 VISA INC COM CL A V 92826C839 $1.6M 0.29% 4,697 SH
27 LOCKHEED MARTIN CORP COM LMT 539830109 $1.3M 0.23% 2,573 SH
28 ALPHABET INC CAP STK CL A GOOGL 02079K305 $1.3M 0.22% 3,466 SH
29 ABBVIE INC COM ABBV 00287Y109 $1.2M 0.21% 4,766 SH
30 ORACLE CORP COM ORCL 68389X105 $1.1M 0.19% 7,723 SH
31 NETFLIX INC. COM NFLX 64110L106 $975.8K 0.17% 13,153 SH
32 INVESCO S&P SMALLCAP MOMENTUM ETF XSMO 46137V498 $960.7K 0.17% 10,457 SH
33 WASTE MGMT INC DEL COM WM 94106L109 $908.0K 0.16% 4,052 SH
34 DEERE & CO COM DE 244199105 $867.3K 0.15% 1,382 SH
35 GE VERNOVA INC COM GEV 36828A101 $802.1K 0.14% 707 SH
36 CSX CORP COM CSX 126408103 $782.1K 0.14% 16,182 SH
37 AMERICAN EXPRESS CO COM AXP 025816109 $777.5K 0.13% 2,234 SH
38 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF NOBL 74348A467 $757.7K 0.13% 13,380 SH
39 CHEVRON CORPORATION COM CVX 166764100 $753.0K 0.13% 4,545 SH
40 GE AEROSPACE COM NEW GE 369604301 $741.2K 0.13% 1,977 SH
41 MARRIOTT INTL INC NEW CL A MAR 571903202 $698.9K 0.12% 1,898 SH
42 BLACKSTONE INC COM BX 09260D107 $678.2K 0.12% 5,673 SH
43 EXXON MOBIL CORP COM XOM 30231G102 $649.1K 0.11% 4,763 SH
44 FIRST SOLAR INC COM FSLR 336433107 $615.0K 0.11% 2,650 SH
45 CISCO SYS INC COM CSCO 17275R102 $573.2K 0.10% 4,899 SH
46 MCDONALDS CORP COM MCD 580135101 $547.6K 0.10% 2,032 SH
47 DARDEN RESTAURANTS INC COM DRI 237194105 $525.8K 0.09% 2,604 SH
48 SERVICENOW INC COM NOW 81762P102 $506.3K 0.09% 4,785 SH
49 GOLDMAN SACHS GROUP INC COM GS 38141G104 $469.1K 0.08% 460 SH
50 NEXTERA ENERGY INC COM NEE 65339F101 $464.8K 0.08% 5,382 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-02 $576.1M 451 0001764970-26-000005
2026-03-31 2026-04-14 $512.8M 452 0001764970-26-000002
2025-12-31 2026-01-12 $517.6M 432 0001764970-26-000001