Top Institutional Investors

Legacy Wealth Asset Management, LLC — 13F Holdings & Portfolio

CIK 1846151 · latest 13F-HR filed 2026-10-09

Backtest portfolio

Legacy Wealth Asset Management, LLC manages $456.3M in 13F-reported U.S. long-equity assets across 357 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are FBTC (4.83%), MLPA (2.66%), TFLO (2.53%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 25 new positions and exited 48; 115 existing positions rose in reported value and 129 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$456.3M

Long-equity book

Holdings
357

Distinct positions

Period
2026-09-30

Filed 2026-10-09

Q/Q Activity
+25 / −48 / ↑115 / ↓129

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
FBTC4.8% · +1%MLPA2.7% · +0%TFLO2.5% · +6%WWJD2.5% · +2%ESUM1.8% · +2%PTL1.8% · +2%BCI1.5% · newNVDA1.4% · -3%MU1.4% · -9%AAPL1.4% · -0%IBD1.3% · +39%AMD1.3% · -12%AVGO1.3% · -2%ASX1.0% · -21%PANW0.9% · -7%TSM0.9% · -4%LIN0.8% · +4%ASML0.8% · -5%GMAB0.8% · -2%GBTC0.8% · -1%MUFG0.7% · -2%ADI0.7% · -1%TAK0.7% · +4%SAP0.7% · +0%CCEP0.6% · +1%CNI0.6% · -8%BHP0.6% · +120%CRWD0.6% · +284%MMM0.6% · -1%WCN0.6% · +4%HDB0.6% · +2%UBS0.5% · +0%HPQ0.5% · -1%ERIC0.5% · +54%STX0.5% · +51%TTE0.5% · -4%USFR0.5% · +14%CHKP0.5% · +11%ENSG0.5% · +7%SNDK0.5% · +74%VGSH0.5% · +35%VMBS0.5% · +171%RBA0.5% · +2%KO0.5% · +97%PHG0.5% · +6%WDC0.5% · +101%MDT0.5% · +2%EQIX0.5% · +1%TXN0.5% · -31%ACN0.5% · +254%BBVA0.4% · +112%ISRG0.4% · +63%HMC0.4% · -0%BKNG0.4% · +23%AMGN0.4% · +79%IBN0.4% · +2%ADBE0.4% · +38%SGOL0.4% · -10%CAT0.4% · -4%DELL0.4% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 21.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 13, 2026.

Assets Under Management
$2.66B
Discretionary
$2.52B
Employees
22
Accounts
4,667
Address
1715 AARON BRENNER DR.
SUITE 301
MEMPHIS, TN 38120-1443
Phone
(901) 758-9006
Website
Name Title / Status Ownership Type
Epperly, Lawrence, James ControlDIRECTOR OF CLIENT SERVICE
since Jan 2025
Less than 5%Individual
JALENAK, E, CHARLES ControlDIRECTOR
since Jan 2025
10–25%Individual
MAZZOLA, LINDSEY, BELL ControlDIRECTOR OF CLIENT OPERATIONS
since May 2012
5–10%Individual
MILLER, DUNCAN, L ControlPRESIDENT & CEO
since Jan 2022
10–25%Individual
PEYTON, HALLIE, L ControlDIRECTOR
since Jan 2025
5–10%Individual
RAWLINSON, REBECCA, JEANNE ControlDIRECTOR OF CLIENT SERVICE
since Jan 2025
5–10%Individual
SIEVERS, ROBIN, KEITH ControlMANAGING DIRECTOR
since Jan 2025
5–10%Individual
SIMMONS, CATHY, ANN ControlCHIEF COMPLIANCE OFFICER
since Apr 2007
Less than 5%Individual
SOWELL, NICHOLAS, GLENN ControlDIRECTOR OF FINANCIAL PLANNING
since Oct 2021
Less than 5%Individual
VOSBURG, ALAN, EDWARD ControlIT MANAGER
since Jan 2013
5–10%Individual
Ownership & leadership changes · 13 filings with changes since Mar 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 10, 2025 filing
  • ChangedEpperly, Lawrence, James · title DIRECTOR OF PORTFOLIO MANAGEMENT → DIRECTOR OF CLIENT SERVICE
  • ChangedJALENAK, E, CHARLES · title SENIOR WEALTH STRATEGIST → DIRECTOR
  • ChangedPEYTON, HALLIE, L · title DIRECTOR OF CLIENT SERVICE → DIRECTOR
  • ChangedRAWLINSON, REBECCA, JEANNE · title DIRECTOR OF FINANCIAL PLANNING → DIRECTOR OF CLIENT SERVICE
  • ChangedSIEVERS, ROBIN, KEITH · title DIRECTOR OF CLIENT SERVICE → MANAGING DIRECTOR
Sep 9, 2024 filing
  • No longer listedISAACS, JAMES, J. · CHAIRMAN · 10–25% · control person · listed since Jan 2022
  • AddedVOSBURG, ALAN, EDWARD · IT MANAGER · 5–10% · control person
Mar 8, 2024 filing
  • No longer listedDAVES, HOWARD, CLIFTON · CONTROLLER · Less than 5% · listed since Jan 2005
  • AddedEpperly, Lawrence, James · DIRECTOR OF PORTFOLIO MANAGEMENT · Less than 5% · control person
  • AddedSOWELL, NICHOLAS, GLENN · DIRECTOR OF FINANCIAL PLANNING · Less than 5% · control person
  • ChangedJALENAK, E, CHARLES · title DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE → SENIOR WEALTH STRATEGIST
  • ChangedPEYTON, HALLIE, L · ownership 10–25% → 5–10%
  • ChangedRAWLINSON, REBECCA, JEANNE · ownership Less than 5% → 5–10%
Mar 27, 2023 filing
  • ChangedJALENAK, E, CHARLES · ownership 5–10% → 10–25%
  • ChangedPEYTON, HALLIE, L · ownership 5–10% → 10–25%
  • ChangedSIMMONS, CATHY, ANN · ownership 5–10% → Less than 5%
Feb 22, 2022 filing
  • AddedRAWLINSON, REBECCA, JEANNE · DIRECTOR OF FINANCIAL PLANNING · Less than 5% · control person
  • ChangedISAACS, JAMES, J. · title CEO & PRESIDENT → CHAIRMAN
  • ChangedMILLER, DUNCAN, L · title MANAGING DIRECTOR OF CLIENT SERVICE → PRESIDENT & CEO
Jul 10, 2019 filing
  • No longer listedOVERCAST, WILLIAM, COIL · DIRECTOR OF FINANCIAL PLANNING · 5–10% · listed since May 2012
Mar 27, 2019 filing
  • ChangedISAACS, JAMES, J. · ownership 25–50% → 10–25%
Mar 22, 2018 filing
  • ChangedJALENAK, E, CHARLES · title DIRECTOR OF WEALTH PLANNING → DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE
  • ChangedMAZZOLA, LINDSEY, BELL · now a control person
  • ChangedSIEVERS, ROBIN, KEITH · ownership Less than 5% → 5–10%
Mar 22, 2017 filing
  • ChangedJALENAK, E, CHARLES · now a control person
Mar 28, 2014 filing
  • No longer listedHOLDSWORTH, STEVEN, ALLEN · DIRECTOR OF FINANCIAL PLANNING · 5–10% · listed since Jul 2004
  • No longer listedTRIMM, ROBERT · CHIEF INVESTMENT OFFICER · Less than 5% · listed since Jun 2012
  • ChangedMAZZOLA, LINDSEY, BELL · ownership Less than 5% → 5–10%
  • ChangedMILLER, DUNCAN, L · ownership 5–10% → 10–25%
  • ChangedOVERCAST, WILLIAM, COIL · ownership Less than 5% → 5–10%
Older changes (4 more filings)
Mar 25, 2013 filing
  • No longer listedUELEKE, JOHN, W. · CHAIRMAN & FOUNDER · Less than 5% · control person · listed since Apr 1982
  • AddedJALENAK, E, CHARLES · DIRECTOR OF WEALTH PLANNING · 5–10%
  • AddedSIEVERS, ROBIN, KEITH · DIRECTOR OF CLIENT SERVICE · Less than 5% · control person
  • ChangedMILLER, DUNCAN, L · title DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT → MANAGING DIRECTOR OF CLIENT SERVICE
  • ChangedPEYTON, HALLIE, L · title DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT → DIRECTOR OF CLIENT SERVICE
  • ChangedSIMMONS, CATHY, ANN · title CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES → CHIEF COMPLIANCE OFFICER
Jan 18, 2013 filing
  • ChangedUELEKE, JOHN, W. · ownership 10–25% → Less than 5%
Aug 16, 2012 filing
  • AddedMAZZOLA, LINDSEY, BELL · DIRECTOR OF CLIENT OPERATIONS · Less than 5%
  • AddedOVERCAST, WILLIAM, COIL · DIRECTOR OF FINANCIAL PLANNING · Less than 5%
  • AddedTRIMM, ROBERT · CHIEF INVESTMENT OFFICER · Less than 5%
  • ChangedHOLDSWORTH, STEVEN, ALLEN · title MANAGING DIRECTOR → DIRECTOR OF FINANCIAL PLANNING
  • ChangedISAACS, JAMES, J. · ownership 10–25% → 25–50%
Mar 28, 2012 filing (earliest on record)
  • ListedDAVES, HOWARD, CLIFTON · CONTROLLER · Less than 5%
  • ListedHOLDSWORTH, STEVEN, ALLEN · MANAGING DIRECTOR · 5–10%
  • ListedISAACS, JAMES, J. · CEO & PRESIDENT · 10–25% · control person
  • ListedMILLER, DUNCAN, L · DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT · 5–10% · control person
  • ListedPEYTON, HALLIE, L · DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT · 5–10% · control person
  • ListedSIMMONS, CATHY, ANN · CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES · 5–10% · control person
  • ListedUELEKE, JOHN, W. · CHAIRMAN & FOUNDER · 10–25% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Legacy Wealth Asset Management, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 FIDELITY WISE ORIGIN BITCOIN FBTC 315948109 $22.0M 4.83% 303,300 SH
2 GLOBAL X FDS MLPA 37954Y343 $12.1M 2.66% 228,004 SH
3 ISHARES TR TFLO 46434V860 $11.6M 2.53% 228,247 SH
4 NORTHERN LTS FD TR IV WWJD 66538H419 $11.5M 2.52% 296,787 SH
5 STRATEGY SHS ESUM 86280R787 $8.0M 1.76% 265,725 SH
6 NORTHERN LTS FD TR IV PTL 66537J796 $8.0M 1.76% 29,527 SH
7 ABRDN ETFS BCI 003261104 $6.6M 1.46% 256,668 SH
8 NVIDIA CORPORATION NVDA 67066G104 $6.5M 1.42% 28,296 SH
9 MICRON TECHNOLOGY INC MU 595112103 $6.4M 1.41% 6,029 SH
10 APPLE INC AAPL 037833100 $6.3M 1.38% 18,898 SH
11 NORTHERN LTS FD TR IV IBD 66538H633 $5.9M 1.29% 256,141 SH
12 ADVANCED MICRO DEVICES INC AMD 007903107 $5.9M 1.29% 9,592 SH
13 BROADCOM INC AVGO 11135F101 $5.7M 1.26% 16,372 SH
14 ASE TECHNOLOGY HLDG CO LTD ASX 00215W100 $4.7M 1.04% 106,351 SH
15 PALO ALTO NETWORKS INC PANW 697435105 $4.2M 0.92% 10,513 SH
16 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $4.1M 0.89% 8,899 SH
17 LINDE PLC LIN G54950103 $3.8M 0.84% 8,071 SH
18 ASML HLDG NV ASML N07059210 $3.6M 0.79% 1,986 SH
19 GENMAB A/S GMAB 372303206 $3.6M 0.78% 99,937 SH
20 GRAYSCALE BITCOIN TRUST ETF GBTC 389637109 $3.5M 0.77% 54,395 SH
21 MITSUBISHI UFJ FINANCIAL GRO MUFG 606822104 $3.1M 0.69% 136,016 SH
22 ANALOG DEVICES INC ADI 032654105 $3.1M 0.69% 7,879 SH
23 TAKEDA PHARMACEUTICAL CO LTD TAK 874060205 $3.0M 0.66% 166,666 SH
24 SAP SE SAP 803054204 $3.0M 0.66% 14,453 SH
25 COCA-COLA EUROPACIFIC PARTNE CCEP G25839104 $2.8M 0.61% 27,427 SH
26 CANADIAN NATL RY CO CNI 136375102 $2.8M 0.61% 23,323 SH
27 BHP BILLITON LIMITED BHP 088606108 $2.8M 0.61% 32,654 SH
28 CROWDSTRIKE HLDGS INC CRWD 22788C105 $2.8M 0.61% 10,460 SH
29 3M CO MMM 88579Y101 $2.6M 0.56% 15,658 SH
30 WASTE CONNECTIONS INC WCN 94106B101 $2.5M 0.56% 16,518 SH
31 HDFC BANK LTD HDB 40415F101 $2.5M 0.55% 113,036 SH
32 UBS GROUP AG UBS H42097107 $2.5M 0.55% 52,066 SH
33 HP INC HPQ 40434L105 $2.5M 0.55% 80,101 SH
34 TELEFONAKTIEBOLAGET LM ERICS ERIC 294821608 $2.5M 0.55% 273,620 SH
35 SEAGATE TECHNOLOGY HLDNGS PL STX G7997R103 $2.5M 0.54% 2,693 SH
36 TOTALENERGIES SE TTE F92124100 $2.5M 0.54% 28,820 SH
37 WISDOMTREE TR USFR 97717Y527 $2.4M 0.53% 47,996 SH
38 CHECK POINT SOFTWARE TECH LT CHKP M22465104 $2.4M 0.53% 18,800 SH
39 ENSIGN GROUP INC ENSG 29358P101 $2.4M 0.53% 13,984 SH
40 SANDISK CORP SNDK 80004C200 $2.3M 0.51% 1,341 SH
41 VANGUARD SCOTTSDALE FDS VGSH 92206C102 $2.3M 0.51% 40,405 SH
42 VANGUARD SCOTTSDALE FDS VMBS 92206C771 $2.2M 0.48% 49,556 SH
43 RB GLOBAL INC RBA 74935Q107 $2.2M 0.48% 26,814 SH
44 COCA COLA CO KO 191216100 $2.1M 0.47% 24,762 SH
45 KONINKLIJKE PHILIPS N V PHG 500472303 $2.1M 0.46% 86,828 SH
46 WESTERN DIGITAL CORP WDC 958102105 $2.1M 0.46% 4,626 SH
47 MEDTRONIC PLC MDT G5960L103 $2.1M 0.46% 24,310 SH
48 EQUINIX INC EQIX 29444U700 $2.1M 0.46% 2,061 SH
49 TEXAS INSTRS INC TXN 882508104 $2.1M 0.45% 7,408 SH
50 ACCENTURE PLC IRELAND ACN G1151C101 $2.1M 0.45% 11,314 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-09 $456.3M 357 0001085146-26-000829
2026-06-30 2026-07-09 $455.6M 380 0001846151-26-000003
2026-03-31 2026-04-08 $411.0M 374 0001846151-26-000002
2025-12-31 2026-01-12 $407.1M 365 0001846151-26-000001
Filer Information
Address
683 BIELENBERG DRIVE
SUITE 101
WOODBURY, MN 55125
Phone
(651) 621-2383
Filing Manager
Legacy Wealth Asset Management, LLC
WOODBURY, MN
Signatory
John Brocker
Chief Compliance Officer