Top Institutional Investors

REGATTA CAPITAL GROUP, LLC — 13F Holdings & Portfolio

CIK 1911488 · latest 13F-HR filed 2026-08-12

Backtest portfolio

REGATTA CAPITAL GROUP, LLC manages $743.6M in 13F-reported U.S. long-equity assets across 223 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are ITOT (8.87%), MOAT (6.68%), VTV (5.41%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 24 new positions and exited 16; 115 existing positions rose in reported value and 38 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$743.6M

Long-equity book

Holdings
223

Distinct positions

Period
2026-06-30

Filed 2026-08-12

Q/Q Activity
+24 / −16 / ↑115 / ↓38

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
ITOT8.9% · +3%MOAT6.7% · -1%VTV5.4% · +1%AAPL5.2% · +7%AVIG4.8% · +8%AVUV3.9% · -3%IXUS3.7% · +12%CGMS3.3% · +8%GOOGL3.3% · -9%QUAL3.3% · +2%DYNF2.9% · +2%ESGV2.9% · +2%AMZN2.3% · +0%NVDA1.7% · -1%META1.6% · -0%MSFT1.3% · +4%USXF1.2% · +1%BRK.B1.1% · -0%AVGO1.1% · +6%ESML1.0% · +3%NULV1.0% · +1%JPM0.9% · -16%LVHI0.8% · +22%DMXF0.8% · +23%COST0.8% · +2%TSLA0.7% · +1%HDV0.7% · +473%GOOG0.7% · -2%QQQ0.7% · +24%CGCV0.7% · +12%V0.6% · -1%MRVL0.5% · -11%SGOV0.5% · +33%DIS0.5% · +5%BKNG0.5% · +2382%BKLN0.5% · +4%JPST0.4% · +4%WSM0.4% · -39%IEF0.4% · +44%SUSB0.4% · +36%SPCX0.4% · newCOR0.4% · +4%VNQ0.4% · +4%LRCX0.4% · -5%PANW0.4% · +10%AMGN0.4% · +3%LGLV0.4% · +27%KO0.4% · -3%IEI0.4% · +4%PSA0.3% · +5%EEM0.3% · 0%SHEL0.3% · +3%RMD0.3% · +7%XSD0.3% · newIAU0.3% · +4%VTI0.3% · +1%COF0.3% · +6%ABNB0.3% · -1%UL0.3% · +3%NFLX0.3% · +15%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 48.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 31, 2026.

Assets Under Management
$1.55B
Discretionary
$1.43B
Employees
18
Accounts
3,847
Address
880 APOLLO ST.
SUITE 129
EL SEGUNDO, CA 90245
Phone
(310) 725-9102
Website
Name Title / Status Ownership Type
JOYCE, BRITT, MORGAN ControlCO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS
since Jan 2023
5–10%Individual
KELLY, SPENCER, SOUTHARD ControlPRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES
since Apr 2008
25–50%Individual
MOHBERG, RUSSELL, RALPH ControlMANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER
since Sep 2007
25–50%Individual
OZER, NICHOLAS, KELLY ControlPARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS
since May 2015
5–10%Individual
Ownership & leadership changes · 3 filings with changes since Jan 18, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 13, 2023 filing
  • AddedJOYCE, BRITT, MORGAN · CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS · 5–10% · control person
Mar 28, 2022 filing
  • AddedOZER, NICHOLAS, KELLY · PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS · 5–10% · control person
  • ChangedKELLY, SPENCER, SOUTHARD · title PRINCIPAL/MEMBER → PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES
  • ChangedMOHBERG, RUSSELL, RALPH · title MANAGING MEMBER/CHIEF COMPLIANCE OFFICER → MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER
Mar 26, 2021 filing
  • ChangedKELLY, SPENCER, SOUTHARD · ownership 50–75% → 25–50%
  • ChangedMOHBERG, RUSSELL, RALPH · ownership 50–75% → 25–50%
Jan 18, 2012 filing (earliest on record)
  • ListedKELLY, SPENCER, SOUTHARD · PRINCIPAL/MEMBER · 50–75% · control person
  • ListedMOHBERG, RUSSELL, RALPH · MANAGING MEMBER/CHIEF COMPLIANCE OFFICER · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 115 →

Top Trims

Show all 38 →

New Positions

Show all 24 →

Exited Positions

Show all 16 →

REGATTA CAPITAL GROUP, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR ITOT 464287150 $66.0M 8.87% 401,634 SH
2 VANECK ETF TRUST MOAT 92189F643 $49.7M 6.68% 477,919 SH
3 VANGUARD INDEX FDS VTV 922908744 $40.2M 5.41% 184,611 SH
4 APPLE INC AAPL 037833100 $38.3M 5.16% 132,482 SH
5 AMERICAN CENTY ETF TR AVIG 025072562 $35.8M 4.82% 865,475 SH
6 AMERICAN CENTY ETF TR AVUV 025072877 $28.8M 3.88% 231,102 SH
7 ISHARES TR IXUS 46432F834 $27.6M 3.72% 289,517 SH
8 CAPITAL GRP FIXED INCM ETF T CGMS 14020Y300 $24.8M 3.34% 907,530 SH
9 ALPHABET INC GOOGL 02079K305 $24.3M 3.27% 68,081 SH
10 ISHARES TR QUAL 46432F339 $24.2M 3.25% 110,194 SH
11 BLACKROCK ETF TRUST DYNF 09290C103 $21.8M 2.93% 320,158 SH
12 VANGUARD WORLD FD ESGV 921910733 $21.6M 2.91% 163,717 SH
13 AMAZON COM INC AMZN 023135106 $16.8M 2.26% 70,392 SH
14 NVIDIA CORPORATION NVDA 67066G104 $12.3M 1.66% 61,584 SH
15 META PLATFORMS INC META 30303M102 $12.2M 1.64% 21,601 SH
16 MICROSOFT CORP MSFT 594918104 $9.9M 1.33% 26,462 SH
17 ISHARES TR USXF 46436E767 $8.9M 1.19% 127,807 SH
18 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $8.2M 1.11% 16,467 SH
19 BROADCOM INC AVGO 11135F101 $7.9M 1.07% 20,996 SH
20 ISHARES TR ESML 46435U663 $7.6M 1.02% 136,226 SH
21 NUSHARES ETF TR NULV 67092P300 $7.5M 1.01% 150,617 SH
22 JPMORGAN CHASE & CO JPM 46625H100 $6.7M 0.90% 20,396 SH
23 LEGG MASON ETF INVT LVHI 52468L505 $6.0M 0.80% 147,442 SH
24 ISHARES TR DMXF 46436E759 $6.0M 0.80% 70,362 SH
25 COSTCO WHOLESALE CORPORATION COST 22160K105 $5.8M 0.77% 6,155 SH
26 TESLA INC TSLA 88160R101 $5.4M 0.73% 12,865 SH
27 ISHARES TR HDV 46429B663 $5.3M 0.71% 193,852 SH
28 ALPHABET INC GOOG 02079K107 $5.3M 0.71% 14,908 SH
29 INVESCO QQQ TR QQQ 46090E103 $4.9M 0.65% 6,601 SH
30 CAPITAL GROUP CONSERVATIVE E CGCV 14020U100 $4.9M 0.65% 148,056 SH
31 VISA INC V 92826C839 $4.1M 0.56% 12,048 SH
32 MARVELL TECHNOLOGY INC MRVL 573874104 $4.0M 0.53% 13,325 SH
33 ISHARES TR SGOV 46436E718 $3.9M 0.53% 39,170 SH
34 DISNEY WALT CO DIS 254687106 $3.7M 0.50% 38,547 SH
35 BOOKING HOLDINGS INC BKNG 09857L108 $3.5M 0.47% 19,657 SH
36 INVESCO EXCH TRADED FD TR II BKLN 46138G508 $3.5M 0.47% 171,086 SH
37 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $3.3M 0.45% 65,445 SH
38 WILLIAMS SONOMA INC WSM 969904101 $3.2M 0.44% 13,938 SH
39 ISHARES TR IEF 464287440 $3.1M 0.42% 32,921 SH
40 ISHARES TR SUSB 46435G243 $3.1M 0.41% 123,228 SH
41 SPACE EXPLORATION TECHN CORP SPCX 84615Q103 $3.0M 0.41% 17,637 SH
42 CENCORA INC COR 03073E105 $2.9M 0.39% 10,344 SH
43 VANGUARD INDEX FDS VNQ 922908553 $2.9M 0.39% 29,832 SH
44 LAM RESEARCH CORP LRCX 512807306 $2.8M 0.37% 6,396 SH
45 PALO ALTO NETWORKS INC PANW 697435105 $2.7M 0.37% 8,024 SH
46 AMGEN INC AMGN 031162100 $2.7M 0.36% 7,477 SH
47 SPDR SERIES TRUST LGLV 78468R804 $2.7M 0.36% 14,808 SH
48 COCA COLA CO KO 191216100 $2.7M 0.36% 32,808 SH
49 ISHARES TR IEI 464288661 $2.7M 0.36% 22,624 SH
50 PUBLIC STORAGE PSA 74460D109 $2.5M 0.34% 8,002 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-12 $743.6M 223 0001951757-26-001244
2026-03-31 2026-04-15 $660.8M 215 0001951757-26-000616
2025-12-31 2026-01-13 $662.1M 211 0001951757-26-000051
Filer Information
Address
880 APOLLO ST.
SUITE 129
EL SEGUNDO, CA 90245
Phone
(310) 725-9102
Filing Manager
REGATTA CAPITAL GROUP, LLC
EL SEGUNDO, CA
Signatory
Russell Mohberg
Chief Compliance Officer