Compound Global Advisors, LLC — 13F Holdings & Portfolio
CIK 1962450 · latest 13F-HR filed 2026-10-20
Compound Global Advisors, LLC manages $9.2M in 13F-reported U.S. long-equity assets across 30 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPY (41.35%), NVDA (6.19%), MU (5.78%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 5 new positions and exited 15; 17 existing positions rose in reported value and 4 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-10-20
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 61.8%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Aug 11, 2026.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| SIMONS, WARWICK, DEAN Control | MANAGING MEMBER & CCO since Jan 2022 | 75% or more | Individual |
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- MICRON TECHNOLOGY INC$336.3K +171.4%
- NVIDIA CORPORATION$210.6K +58.4%
- ASML HLDG NV$208.5K +209.6%
- ORACLE CORP$187.1K +212.8%
- LUMENTUM HLDGS INC$142.8K +277.3%
Top Trims
- META PLATFORMS INC-$84.2K -24.9%
- VISA INC-$81.7K -47.6%
- ALPHABET INC-$16.3K -10.1%
- CORPAY INC-$8.4K -12.5%
New Positions
- FTAI AVIATION LTD$200.4K
- CONSTELLATION ENERGY CORP$127.0K
- TALEN ENERGY CORP$125.1K
- STRYKER CORPORATION$82.6K
- BLACKSTONE INC$78.5K
Exited Positions
- APPLE INC$202.6K
- VERTIV HOLDINGS CO$83.7K
- DOORDASH INC$73.8K
- NOVO-NORDISK A S$71.9K
- REGENERON PHARMACEUTICALS$62.4K
Compound Global Advisors, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STR SPDR S&P 500 ETF T Put | SPY | 78462F103 | $3.8M | 41.35% | 5,000 | SH |
| 2 | NVIDIA CORPORATION | NVDA | 67066G104 | $571.0K | 6.19% | 2,500 | SH |
| 3 | MICRON TECHNOLOGY INC | MU | 595112103 | $532.6K | 5.78% | 500 | SH |
| 4 | AMAZON COM INC | AMZN | 023135106 | $348.8K | 3.78% | 1,400 | SH |
| 5 | ASML HLDG NV | ASML | N07059210 | $308.0K | 3.34% | 170 | SH |
| 6 | MICROSOFT CORP | MSFT | 594918104 | $307.7K | 3.34% | 600 | SH |
| 7 | ORACLE CORP | ORCL | 68389X105 | $275.0K | 2.98% | 2,003 | SH |
| 8 | META PLATFORMS INC | META | 30303M102 | $253.8K | 2.75% | 350 | SH |
| 9 | BROADCOM INC | AVGO | 11135F101 | $210.7K | 2.29% | 600 | SH |
| 10 | ORACLE CORP Call | ORCL | 68389X105 | $205.9K | 2.23% | 1,500 | SH |
| 11 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $205.3K | 2.23% | 450 | SH |
| 12 | FTAI AVIATION LTD | FTAI | G3730V105 | $200.4K | 2.17% | 1,200 | SH |
| 13 | LUMENTUM HLDGS INC | LITE | 55024U109 | $194.3K | 2.11% | 200 | SH |
| 14 | AMPHENOL CORP | APH | 032095101 | $168.6K | 1.83% | 2,000 | SH |
| 15 | TRANSDIGM GROUP INC | TDG | 893641100 | $162.4K | 1.76% | 150 | SH |
| 16 | ALPHABET INC | GOOGL | 02079K305 | $144.5K | 1.57% | 420 | SH |
| 17 | ALAMOS GOLD INC | AGI | 011532108 | $129.7K | 1.41% | 4,004 | SH |
| 18 | APPLIED MATLS INC | AMAT | 038222105 | $127.8K | 1.39% | 250 | SH |
| 19 | CONSTELLATION ENERGY CORP | CEG | 21037T109 | $127.0K | 1.38% | 500 | SH |
| 20 | TALEN ENERGY CORP | TLN | 87422Q109 | $125.1K | 1.36% | 400 | SH |
| 21 | ELI LILLY & CO | LLY | 532457108 | $115.7K | 1.25% | 100 | SH |
| 22 | MASTERCARD INCORPORATED | MA | 57636Q104 | $99.3K | 1.08% | 180 | SH |
| 23 | ARES MANAGEMENT CORPORATION | ARES | 03990B101 | $92.9K | 1.01% | 800 | SH |
| 24 | VISA INC | V | 92826C839 | $89.8K | 0.97% | 250 | SH |
| 25 | STRYKER CORPORATION | SYK | 863667101 | $82.6K | 0.90% | 300 | SH |
| 26 | S&P GLOBAL INC | SPGI | 78409V104 | $78.9K | 0.86% | 200 | SH |
| 27 | BLACKSTONE INC | BX | 09260D107 | $78.5K | 0.85% | 700 | SH |
| 28 | WHEATON PRECIOUS METALS CORP | WPM | 962879102 | $66.9K | 0.73% | 500 | SH |
| 29 | CORPAY INC | CPAY | 219948106 | $58.3K | 0.63% | 150 | SH |
| 30 | NEWMONT CORP | NEM | 651639106 | $46.1K | 0.50% | 400 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-20 | $9.2M | 30 | 0001962450-26-000006 |
| 2026-06-30 | 2026-08-03 | $4.0M | 38 | 0001962450-26-000005 |
| 2026-03-31 | 2026-05-07 | $3.2M | 31 | 0001962450-26-000003 |
| 2025-12-31 | 2026-02-04 | $1.8M | 15 | 0001962450-26-000002 |
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