Prospect Financial Services LLC — 13F Holdings & Portfolio
CIK 2012519 · latest 13F-HR filed 2026-08-06
Prospect Financial Services LLC manages $197.4M in 13F-reported U.S. long-equity assets across 115 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SLG (6.39%), GOOG (5.86%), VCLT (5.72%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 15 new positions and exited 4; 67 existing positions rose in reported value and 18 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-08-06
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 46%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Mar 9, 2026.
SUITE CL-43
MELVILLE, NY 11747
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| NATHAN, JAY, L Control | PARTNER since Jul 2021 | 25–50% | Individual |
| ROONEY, SEAN, PETER Control | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER since Jul 2021 | 50–75% | Individual |
| SGUEGLIA, ANTHONY, CARMINE Control | OWNER since Jul 2021 | 10–25% | Individual |
| FAIRBROTHER, MICHAEL, FRANCES | OWNER since Jul 2021 | Less than 5% | Individual |
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- SL GREEN RLTY CORP$3.3M +35.5%
- INVESCO QQQ TR$2.7M +40.6%
- VANGUARD INDEX FDS$2.6M +34.0%
- VANGUARD SCOTTSDALE FDS$1.8M +19.4%
- ALPHABET INC$1.7M +17.3%
Top Trims
- META PLATFORMS INC-$1.3M -53.9%
- PALANTIR TECHNOLOGIES INC-$1.1M -23.0%
- EXXON MOBIL CORP-$574.0K -20.2%
- NETFLIX INC.-$264.4K -29.2%
- VERIZON COMMUNICATIONS INC-$256.9K -22.9%
New Positions
- VANGUARD NY TAX FREE FDS$960.4K
- D-WAVE QUANTUM INC$328.9K
- ARK ETF TR$303.4K
- NOVO-NORDISK A S$280.1K
- FIRST TR EXCHANGE TRADED FD$272.5K
Exited Positions
- WISDOMTREE TR$354.3K
- STRATEGY INC$307.1K
- MASTERCARD INCORPORATED$228.3K
- SPDR GOLD TR$201.8K
Prospect Financial Services LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SL GREEN RLTY CORP | SLG | 78440X887 | $12.6M | 6.39% | 243,802 | SH |
| 2 | ALPHABET INC | GOOG | 02079K107 | $11.6M | 5.86% | 32,765 | SH |
| 3 | VANGUARD SCOTTSDALE FDS | VCLT | 92206C813 | $11.3M | 5.72% | 150,149 | SH |
| 4 | VANGUARD INDEX FDS | VOO | 922908363 | $10.1M | 5.11% | 14,692 | SH |
| 5 | INVESCO QQQ TR | QQQ | 46090E103 | $9.3M | 4.70% | 12,594 | SH |
| 6 | BOEING CO | BA | 097023105 | $9.0M | 4.54% | 41,428 | SH |
| 7 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $7.2M | 3.66% | 87,446 | SH |
| 8 | ALPHABET INC | GOOGL | 02079K305 | $7.0M | 3.56% | 19,688 | SH |
| 9 | NVIDIA CORPORATION | NVDA | 67066G104 | $6.9M | 3.49% | 34,467 | SH |
| 10 | VANGUARD INDEX FDS | VTV | 922908744 | $5.7M | 2.91% | 26,326 | SH |
| 11 | APPLE INC | AAPL | 037833100 | $5.1M | 2.56% | 17,467 | SH |
| 12 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $4.9M | 2.50% | 20,830 | SH |
| 13 | ISHARES TR | IMCG | 464288307 | $4.6M | 2.33% | 46,859 | SH |
| 14 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $4.1M | 2.07% | 25,846 | SH |
| 15 | VANGUARD INDEX FDS | VUG | 922908736 | $4.1M | 2.05% | 47,090 | SH |
| 16 | SELECT SECTOR SPDR TR | XLV | 81369Y209 | $3.8M | 1.93% | 23,956 | SH |
| 17 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $3.6M | 1.84% | 31,064 | SH |
| 18 | AMAZON COM INC | AMZN | 023135106 | $3.3M | 1.66% | 13,785 | SH |
| 19 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $3.2M | 1.62% | 94,233 | SH |
| 20 | ENERGY TRANSFER L P | ET | 29273V100 | $3.1M | 1.59% | 163,930 | SH |
| 21 | ORACLE CORP | ORCL | 68389X105 | $2.5M | 1.25% | 16,847 | SH |
| 22 | SPDR SERIES TRUST | SPYM | 78464A854 | $2.4M | 1.24% | 27,762 | SH |
| 23 | TESLA INC | TSLA | 88160R101 | $2.4M | 1.21% | 5,657 | SH |
| 24 | EXXON MOBIL CORP | XOM | 30231G102 | $2.3M | 1.15% | 16,619 | SH |
| 25 | VANGUARD MUN BD FDS | VTEB | 922907746 | $2.1M | 1.04% | 40,780 | SH |
| 26 | VORNADO RLTY TR | VNO | 929042109 | $1.8M | 0.92% | 45,991 | SH |
| 27 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $1.8M | 0.91% | 56,922 | SH |
| 28 | MICROSOFT CORP | MSFT | 594918104 | $1.8M | 0.89% | 4,711 | SH |
| 29 | FIDELITY COVINGTON TRUST | FDVV | 316092840 | $1.6M | 0.83% | 27,225 | SH |
| 30 | FIDELITY COVINGTON TRUST | FHLC | 316092600 | $1.4M | 0.73% | 18,767 | SH |
| 31 | CAVA GROUP INC | CAVA | 148929102 | $1.3M | 0.68% | 17,170 | SH |
| 32 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $1.2M | 0.63% | 2,142 | SH |
| 33 | ELI LILLY & CO | LLY | 532457108 | $1.2M | 0.63% | 1,033 | SH |
| 34 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $1.2M | 0.61% | 1,590 | SH |
| 35 | VANGUARD INDEX FDS | VB | 922908751 | $1.1M | 0.58% | 3,748 | SH |
| 36 | ISHARES BITCOIN TRUST ETF | IBIT | 46438F101 | $1.1M | 0.57% | 33,560 | SH |
| 37 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $1.1M | 0.56% | 2,325 | SH |
| 38 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.1M | 0.56% | 1,486 | SH |
| 39 | ISHARES TR | IJR | 464287804 | $1.1M | 0.56% | 7,400 | SH |
| 40 | ISHARES TR | IJT | 464287887 | $1.1M | 0.55% | 6,053 | SH |
| 41 | META PLATFORMS INC | META | 30303M102 | $1.1M | 0.54% | 1,900 | SH |
| 42 | PLAINS ALL AMERN PIPELINE L | PAA | 726503105 | $1.0M | 0.53% | 46,634 | SH |
| 43 | BROADCOM INC | AVGO | 11135F101 | $1.0M | 0.52% | 2,710 | SH |
| 44 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $967.3K | 0.49% | 5,077 | SH |
| 45 | VANGUARD NY TAX FREE FDS | MUNY | 92204H400 | $960.4K | 0.49% | 9,234 | SH |
| 46 | ISHARES TR | IWY | 464289438 | $953.6K | 0.48% | 3,281 | SH |
| 47 | WISDOMTREE TR | DXJ | 97717W851 | $908.4K | 0.46% | 5,235 | SH |
| 48 | ISHARES TR | DGRO | 46434V621 | $902.8K | 0.46% | 11,912 | SH |
| 49 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $864.0K | 0.44% | 20,407 | SH |
| 50 | VANGUARD INDEX FDS | VBR | 922908611 | $837.4K | 0.42% | 3,446 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-06 | $197.4M | 115 | 0001951757-26-001121 |
| 2026-03-31 | 2026-04-24 | $163.8M | 104 | 0001951757-26-000734 |
| 2025-12-31 | 2026-02-06 | $174.1M | 104 | 0001951757-26-000392 |
STE CL-43
MELVILLE, NY 11747