Prospect Financial Services LLC — 13F Holdings & Portfolio
CIK 2012519 · latest 13F-HR filed 2026-08-06
Prospect Financial Services LLC manages $197.4M in 13F-reported U.S. long-equity assets across 115 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SLG (6.39%), GOOG (5.86%), VCLT (5.72%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 15 new positions, exited 4, added to 67, and trimmed 18.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
STE CL-43
MELVILLE, NY 11747
$197.4M
Long-equity book
115
Distinct positions
2026-06-30
Filed 2026-08-06
+15 / −4 / ↑67 / ↓18
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SL GREEN RLTY CORP$3.3M +35.5%
- INVESCO QQQ TR$2.7M +40.6%
- VANGUARD INDEX FDS$2.6M +34.0%
- VANGUARD SCOTTSDALE FDS$1.8M +19.4%
- ALPHABET INC$1.7M +17.3%
Top Trims
- META PLATFORMS INC-$1.3M -53.9%
- PALANTIR TECHNOLOGIES INC-$1.1M -23.0%
- EXXON MOBIL CORP-$574.0K -20.2%
- NETFLIX INC.-$264.4K -29.2%
- VERIZON COMMUNICATIONS INC-$256.9K -22.9%
New Positions
- VANGUARD NY TAX FREE FDS$960.4K
- D-WAVE QUANTUM INC$328.9K
- ARK ETF TR$303.4K
- NOVO-NORDISK A S$280.1K
- FIRST TR EXCHANGE TRADED FD$272.5K
Exited Positions
- WISDOMTREE TR$354.3K
- STRATEGY INC$307.1K
- MASTERCARD INCORPORATED$228.3K
- SPDR GOLD TR$201.8K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SL GREEN RLTY CORP | SLG | 78440X887 | $12.6M | 6.39% | 243,802 | SH |
| 2 | ALPHABET INC | GOOG | 02079K107 | $11.6M | 5.86% | 32,765 | SH |
| 3 | VANGUARD SCOTTSDALE FDS | VCLT | 92206C813 | $11.3M | 5.72% | 150,149 | SH |
| 4 | VANGUARD INDEX FDS | VOO | 922908363 | $10.1M | 5.11% | 14,692 | SH |
| 5 | INVESCO QQQ TR | QQQ | 46090E103 | $9.3M | 4.70% | 12,594 | SH |
| 6 | BOEING CO | BA | 097023105 | $9.0M | 4.54% | 41,428 | SH |
| 7 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $7.2M | 3.66% | 87,446 | SH |
| 8 | ALPHABET INC | GOOGL | 02079K305 | $7.0M | 3.56% | 19,688 | SH |
| 9 | NVIDIA CORPORATION | NVDA | 67066G104 | $6.9M | 3.49% | 34,467 | SH |
| 10 | VANGUARD INDEX FDS | VTV | 922908744 | $5.7M | 2.91% | 26,326 | SH |
| 11 | APPLE INC | AAPL | 037833100 | $5.1M | 2.56% | 17,467 | SH |
| 12 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $4.9M | 2.50% | 20,830 | SH |
| 13 | ISHARES TR | IMCG | 464288307 | $4.6M | 2.33% | 46,859 | SH |
| 14 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $4.1M | 2.07% | 25,846 | SH |
| 15 | VANGUARD INDEX FDS | VUG | 922908736 | $4.1M | 2.05% | 47,090 | SH |
| 16 | SELECT SECTOR SPDR TR | XLV | 81369Y209 | $3.8M | 1.93% | 23,956 | SH |
| 17 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $3.6M | 1.84% | 31,064 | SH |
| 18 | AMAZON COM INC | AMZN | 023135106 | $3.3M | 1.66% | 13,785 | SH |
| 19 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $3.2M | 1.62% | 94,233 | SH |
| 20 | ENERGY TRANSFER L P | ET | 29273V100 | $3.1M | 1.59% | 163,930 | SH |
| 21 | ORACLE CORP | ORCL | 68389X105 | $2.5M | 1.25% | 16,847 | SH |
| 22 | SPDR SERIES TRUST | SPYM | 78464A854 | $2.4M | 1.24% | 27,762 | SH |
| 23 | TESLA INC | TSLA | 88160R101 | $2.4M | 1.21% | 5,657 | SH |
| 24 | EXXON MOBIL CORP | XOM | 30231G102 | $2.3M | 1.15% | 16,619 | SH |
| 25 | VANGUARD MUN BD FDS | VTEB | 922907746 | $2.1M | 1.04% | 40,780 | SH |
| 26 | VORNADO RLTY TR | VNO | 929042109 | $1.8M | 0.92% | 45,991 | SH |
| 27 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $1.8M | 0.91% | 56,922 | SH |
| 28 | MICROSOFT CORP | MSFT | 594918104 | $1.8M | 0.89% | 4,711 | SH |
| 29 | FIDELITY COVINGTON TRUST | FDVV | 316092840 | $1.6M | 0.83% | 27,225 | SH |
| 30 | FIDELITY COVINGTON TRUST | FHLC | 316092600 | $1.4M | 0.73% | 18,767 | SH |
| 31 | CAVA GROUP INC | CAVA | 148929102 | $1.3M | 0.68% | 17,170 | SH |
| 32 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $1.2M | 0.63% | 2,142 | SH |
| 33 | ELI LILLY & CO | LLY | 532457108 | $1.2M | 0.63% | 1,033 | SH |
| 34 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $1.2M | 0.61% | 1,590 | SH |
| 35 | VANGUARD INDEX FDS | VB | 922908751 | $1.1M | 0.58% | 3,748 | SH |
| 36 | ISHARES BITCOIN TRUST ETF | IBIT | 46438F101 | $1.1M | 0.57% | 33,560 | SH |
| 37 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $1.1M | 0.56% | 2,325 | SH |
| 38 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.1M | 0.56% | 1,486 | SH |
| 39 | ISHARES TR | IJR | 464287804 | $1.1M | 0.56% | 7,400 | SH |
| 40 | ISHARES TR | IJT | 464287887 | $1.1M | 0.55% | 6,053 | SH |
| 41 | META PLATFORMS INC | META | 30303M102 | $1.1M | 0.54% | 1,900 | SH |
| 42 | PLAINS ALL AMERN PIPELINE L | PAA | 726503105 | $1.0M | 0.53% | 46,634 | SH |
| 43 | BROADCOM INC | AVGO | 11135F101 | $1.0M | 0.52% | 2,710 | SH |
| 44 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $967.3K | 0.49% | 5,077 | SH |
| 45 | VANGUARD NY TAX FREE FDS | MUNY | 92204H400 | $960.4K | 0.49% | 9,234 | SH |
| 46 | ISHARES TR | IWY | 464289438 | $953.6K | 0.48% | 3,281 | SH |
| 47 | WISDOMTREE TR | DXJ | 97717W851 | $908.4K | 0.46% | 5,235 | SH |
| 48 | ISHARES TR | DGRO | 46434V621 | $902.8K | 0.46% | 11,912 | SH |
| 49 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $864.0K | 0.44% | 20,407 | SH |
| 50 | VANGUARD INDEX FDS | VBR | 922908611 | $837.4K | 0.42% | 3,446 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-06 | $197.4M | 115 | 0001951757-26-001121 |
| 2026-03-31 | 2026-04-24 | $163.8M | 104 | 0001951757-26-000734 |
| 2025-12-31 | 2026-02-06 | $174.1M | 104 | 0001951757-26-000392 |