Haveli Investment Management LLC — 13F Holdings & Portfolio
CIK 2022286 · latest 13F-HR filed 2026-08-14
Haveli Investment Management LLC manages $179.9M in 13F-reported U.S. long-equity assets across 4 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are FRSH (46.16%), CERT (26.95%), BLND (17.77%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 3 new positions and exited 0; 1 existing position rose in reported value and 0 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-08-14
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 100%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Aug 17, 2026.
SUITE 1600
AUSTIN, TX 78701
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| CAPPELLINI, NORA Control | CHIEF FINANCIAL OFFICER since Jan 2025 | Less than 5% | Individual |
| HAVELI INVESTMENTS LP Control | SOLE MEMBER since Aug 2021 | 75% or more | Domestic Entity |
| MATHEWS, JASON, LAMONT Control | CHIEF OPERATING OFFICER since Dec 2021 | Less than 5% | Individual |
| RICHARDSON, DELLA, PATRICE Control | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL since Dec 2021 | Less than 5% | Individual |
| SHETH, BRIAN, N Control | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER since Dec 2021 | Less than 5% | Individual |
| KAZOKU HOLDINGS LLC Control Indirect owner via HAVELI INVESTMENTS LP | OWNER since Feb 2024 | 75% or more | Domestic Entity |
| SANGREAL TRUST DATED 12/1/2009 Control Indirect owner via KAZOKU HOLDINGS LLC | SOLE MEMBER since Dec 2022 | 75% or more | Domestic Entity |
| SHETH, BRIAN, N Control Indirect owner via SANGREAL TRUST DATED 12/1/2009 | TRUSTEE since Dec 2009 | 75% or more | Individual |
Ownership & leadership changes · 3 filings with changes since Dec 22, 2021
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- ChangedCAPPELLINI, NORA · title SVP OF FINANCE & CONTROLLER → CHIEF FINANCIAL OFFICER
- No longer listedCOHEN, IRA, H · MANAGING DIRECTOR · Less than 5% · control person · listed since Dec 2021
- AddedCAPPELLINI, NORA · SVP OF FINANCE & CONTROLLER · Less than 5% · control person
- No longer listedSANGREAL TRUST DATED 12/1/2009 · OWNER · 75% or more · indirect via HAVELI INVESTMENTS LP · control person · listed since Dec 2009
- AddedKAZOKU HOLDINGS LLC · OWNER · 75% or more · indirect via HAVELI INVESTMENTS LP · control person
- AddedSANGREAL TRUST DATED 12/1/2009 · SOLE MEMBER · 75% or more · indirect via KAZOKU HOLDINGS LLC · control person
- ListedCOHEN, IRA, H · MANAGING DIRECTOR · Less than 5% · control person
- ListedHAVELI INVESTMENTS LP · SOLE MEMBER · 75% or more · control person
- ListedMATHEWS, JASON, LAMONT · CHIEF OPERATING OFFICER · Less than 5% · control person
- ListedRICHARDSON, DELLA, PATRICE · CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL · Less than 5% · control person
- ListedSANGREAL TRUST DATED 12/1/2009 · OWNER · 75% or more · indirect via HAVELI INVESTMENTS LP · control person
- ListedSHETH, BRIAN, N · TRUSTEE · 75% or more · indirect via SANGREAL TRUST DATED 12/1/2009 · control person
- ListedSHETH, BRIAN, N · CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Haveli Investment Management LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $179.9M | 4 | 0002022286-26-000004 |
| 2026-03-31 | 2026-05-15 | $18.4M | 1 | 0002022286-26-000002 |
| 2025-12-31 | 2026-02-17 | $33.0M | 2 | 0002022286-26-000001 |
AUSTIN, TX 78701