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Global Financial Private Client, LLC — 13F Holdings & Portfolio

CIK 2023568 · latest 13F-HR filed 2026-10-15

Backtest portfolio

Global Financial Private Client, LLC manages $362.2M in 13F-reported U.S. long-equity assets across 351 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPY (5.14%), AAPL (4.90%), VOO (3.60%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 7 new positions and exited 17; 71 existing positions rose in reported value and 73 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$362.2M

Long-equity book

Holdings
351

Distinct positions

Period
2026-09-30

Filed 2026-10-15

Q/Q Activity
+7 / −17 / ↑71 / ↓73

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
AAPL5.2% · +2%SPY5.1% · +0%VOO3.6% · +1%MSFT2.6% · -4%NVDA2.2% · +6%SCHD1.7% · -0%CVX1.6% · +1%CSCO1.5% · +2%VIG1.5% · -0%JPM1.4% · +2%XLSR1.4% · +4%GEV1.3% · -11%AMZN1.3% · +7%LRCX1.3% · +4%VUG1.3% · -5%META1.3% · -1%RSP1.2% · +3%MRK1.2% · -22%IVV1.2% · -0%TSM1.1% · -18%SPDW1.1% · +14%VTWO1.0% · -0%BNY1.0% · newGOOGL0.9% · +5%SPEM0.9% · +3%PANW0.9% · +1%XOM0.9% · newSTT0.9% · -1%SPYV0.9% · -3%FTNT0.8% · +2%IYW0.8% · 0%SCHF0.8% · -5%QQQ0.7% · -0%CAT0.7% · +0%WMT0.7% · -2%QQQM0.7% · +0%IBM0.7% · +1%ITA0.6% · +3%VEA0.6% · -4%RTX0.6% · +5%SMH0.6% · -0%ANET0.6% · -5%BAC0.6% · +0%ETR0.6% · +0%VPL0.6% · +11%VWO0.6% · -1%GOOG0.6% · -1%DFAI0.6% · +2%PG0.6% · +1%DFIC0.6% · +18%IPAC0.6% · +1%LLY0.6% · +2%ZION0.5% · +0%GILD0.5% · +5%QUAL0.5% · +0%NDAQ0.5% · +5%FTEC0.5% · +0%ABBV0.5% · +11%CRWD0.5% · +327%XSD0.5% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 26.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 26, 2026.

Assets Under Management
$828.3M
Discretionary
$688.5M
Employees
6
Accounts
1,028
Address
6000 CATTLERIDGE DRIVE
SUITE 200
SARASOTA, FL 34232
Phone
(941) 441-1624
Website
Name Title / Status Ownership Type
FRAZIER, GEOFFREY, ALLEN ControlCHIEF COMPLIANCE OFFICER
since Nov 2017
Less than 5%Individual
GEOFFREY A. FRAZIER TRUST ControlMANAGING MEMBER
since Jan 2023
75% or moreDomestic Entity
TIMM, BRIAN, CURTISMEMBER
since Jan 2023
10–25%Individual
FRAZIER, GEOFFREY, ALLEN Control
Indirect owner via GEOFFREY A. FRAZIER TRUST
TRUSTEE
since Jan 2023
General partner, trustee or managerIndividual
Ownership & leadership changes · 2 filings with changes since Nov 20, 2017

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 17, 2025 filing
  • No longer listedFRAZIER, GEOFFREY, ALLEN · TRUSTEE · General partner, trustee or manager · indirect via GEOFFREY A. FRAISER TRUST · control person · listed since Jan 2023
  • No longer listedGEOFFREY A. FRAISER TRUST · MANAGING MEMBER · 75% or more · control person · listed since Jan 2023
  • AddedFRAZIER, GEOFFREY, ALLEN · TRUSTEE · General partner, trustee or manager · indirect via GEOFFREY A. FRAZIER TRUST · control person
  • AddedGEOFFREY A. FRAZIER TRUST · MANAGING MEMBER · 75% or more · control person
Mar 28, 2024 filing
  • AddedFRAZIER, GEOFFREY, ALLEN · TRUSTEE · General partner, trustee or manager · indirect via GEOFFREY A. FRAISER TRUST · control person
  • AddedGEOFFREY A. FRAISER TRUST · MANAGING MEMBER · 75% or more · control person
  • AddedTIMM, BRIAN, CURTIS · MEMBER · 10–25%
  • ChangedFRAZIER, GEOFFREY, ALLEN · title CHIEF COMPLIANCE OFFICER/ MANAGING MEMBER → CHIEF COMPLIANCE OFFICER; ownership 75% or more → Less than 5%
Nov 20, 2017 filing (earliest on record)
  • ListedFRAZIER, GEOFFREY, ALLEN · CHIEF COMPLIANCE OFFICER/ MANAGING MEMBER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Global Financial Private Client, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $18.6M 5.14% 24,410 SH
2 APPLE INC AAPL 037833100 $17.8M 4.90% 53,325 SH
3 VANGUARD INDEX FDS VOO 922908363 $13.0M 3.60% 18,592 SH
4 MICROSOFT CORP MSFT 594918104 $8.6M 2.36% 16,680 SH
5 NVIDIA CORPORATION NVDA 67066G104 $6.7M 1.84% 29,210 SH
6 SCHWAB STRATEGIC TR SCHD 808524797 $6.0M 1.67% 185,727 SH
7 CHEVRON CORPORATION CVX 166764100 $5.8M 1.61% 28,612 SH
8 VANGUARD SPECIALIZED FUNDS VIG 921908844 $5.5M 1.52% 23,556 SH
9 CISCO SYS INC CSCO 17275R102 $5.4M 1.50% 50,583 SH
10 SSGA ACTIVE TR XLSR 78470P408 $5.0M 1.38% 75,477 SH
11 JPMORGAN CHASE & CO JPM 46625H100 $4.8M 1.33% 14,573 SH
12 GE VERNOVA INC GEV 36828A101 $4.7M 1.31% 4,975 SH
13 VANGUARD INDEX FDS VUG 922908736 $4.6M 1.27% 51,098 SH
14 LAM RESEARCH CORP LRCX 512807306 $4.5M 1.25% 13,793 SH
15 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $4.4M 1.23% 21,386 SH
16 MERCK & CO INC MRK 58933Y105 $4.3M 1.20% 29,835 SH
17 ISHARES TR IVV 464287200 $4.3M 1.19% 5,634 SH
18 META PLATFORMS INC META 30303M102 $4.3M 1.18% 5,915 SH
19 AMAZON COM INC AMZN 023135106 $4.0M 1.12% 16,227 SH
20 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $3.9M 1.07% 8,512 SH
21 SPDR INDEX SHS FDS SPDW 78463X889 $3.8M 1.05% 76,011 SH
22 VANGUARD SCOTTSDALE FDS VTWO 92206C664 $3.8M 1.04% 33,579 SH
23 BANK OF NY MELLON CORP BNY 064058100 $3.6M 0.99% 24,718 SH
24 SPDR INDEX SHS FDS SPEM 78463X509 $3.4M 0.93% 64,946 SH
25 PALO ALTO NETWORKS INC PANW 697435105 $3.3M 0.92% 8,403 SH
26 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $3.2M 0.88% 19,492 SH
27 ALPHABET INC GOOGL 02079K305 $3.2M 0.87% 9,190 SH
28 SPDR SERIES TRUST SPYV 78464A508 $3.2M 0.87% 51,713 SH
29 STATE STR CORP STT 857477103 $3.2M 0.87% 18,101 SH
30 FORTINET INC FTNT 34959E109 $2.9M 0.79% 15,950 SH
31 ISHARES TR IYW 464287721 $2.8M 0.77% 10,464 SH
32 SCHWAB STRATEGIC TR SCHF 808524805 $2.7M 0.76% 99,643 SH
33 INVESCO QQQ TR QQQ 46090E103 $2.4M 0.67% 3,262 SH
34 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $2.4M 0.66% 7,826 SH
35 ISHARES TR ITA 464288760 $2.4M 0.65% 11,348 SH
36 VANGUARD TAX-MANAGED FDS VEA 921943858 $2.3M 0.64% 33,060 SH
37 WALMART INC WMT 931142103 $2.3M 0.64% 22,438 SH
38 CATERPILLAR INC CAT 149123101 $2.3M 0.64% 2,875 SH
39 INTERNATIONAL BUSINESS MACHS IBM 459200101 $2.3M 0.64% 10,575 SH
40 VANECK ETF TRUST SMH 92189F676 $2.3M 0.63% 3,769 SH
41 RTX CORPORATION RTX 75513E101 $2.3M 0.62% 12,193 SH
42 ARISTA NETWORKS INC ANET 040413205 $2.2M 0.62% 11,034 SH
43 ENTERGY CORP NEW ETR 29364G103 $2.2M 0.60% 22,041 SH
44 VANGUARD INTL EQUITY INDEX F VPL 922042866 $2.2M 0.60% 18,766 SH
45 VANGUARD INTL EQUITY INDEX F VWO 922042858 $2.2M 0.60% 36,633 SH
46 BANK OF AMER CORP BAC 060505104 $2.1M 0.59% 39,210 SH
47 DIMENSIONAL ETF TRUST DFAI 25434V203 $2.1M 0.59% 51,398 SH
48 ISHARES TR IPAC 46434V696 $2.1M 0.57% 24,306 SH
49 PROCTER & GAMBLE CO PG 742718109 $2.0M 0.56% 13,993 SH
50 ALPHABET INC GOOG 02079K107 $1.9M 0.53% 5,662 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-15 $362.2M 351 0002085853-26-001197
2026-06-30 2026-07-20 $368.6M 366 0002085853-26-000779
2026-03-31 2026-04-20 $305.6M 350 0002085853-26-000422
2025-12-31 2026-01-27 $285.3M 333 0002085853-26-000092
Filer Information
Address
6000 CATTLERIDGE DRIVE
SUITE 200
SARASOTA, FL 34232
Phone
(941) 441-1624
Filing Manager
Global Financial Private Client, LLC
Sarasota, FL
Signatory
GEOFFREY FRAZIER
CHIEF COMPLIANCE OFFICER