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HFG Wealth Management, LLC — 13F Holdings & Portfolio

CIK 2027836 · latest 13F-HR filed 2026-10-16

Backtest portfolio

HFG Wealth Management, LLC manages $99.0M in 13F-reported U.S. long-equity assets across 41 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are DFAW (8.69%), IAPR (8.11%), QFLR (6.55%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 0 new positions and exited 1; 0 existing positions rose in reported value and 0 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$99.0M

Long-equity book

Holdings
41

Distinct positions

Period
2026-09-30

Filed 2026-10-16

Q/Q Activity
+0 / −1 / ↑0 / ↓0

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
DFAW8.7% · 0%IAPR8.1% · 0%QFLR6.6% · 0%MRSK6.3% · 0%DFUS5.7% · 0%FTGC5.6% · 0%IGLD5.1% · 0%SPMO5.1% · 0%TSEP5.1% · 0%GLDB4.8% · 0%HRSK4.5% · 0%DFAU4.1% · 0%KHPI4.0% · 0%SFLR3.4% · 0%DFCF3.2% · 0%BTC3.1% · 0%AAPL1.9% · 0%DFAI1.7% · 0%DFAE1.6% · 0%DFIC1.5% · 0%IBD1.0% · 0%AMLP0.8% · 0%IJAN0.7% · 0%VUG0.7% · 0%XUSP0.6% · 0%DFAC0.5% · 0%FMB0.5% · 0%GBTC0.5% · 0%DFSD0.5% · 0%EJUL0.5% · 0%GOVT0.5% · 0%SHY0.5% · 0%AGG0.4% · 0%SPY0.4% · 0%EJAN0.3% · 0%CVX0.3% · 0%WWJD0.3% · 0%PMAR0.3% · 0%DFIP0.3% · 0%GMAR0.3% · 0%IWB0.2% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 60.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 23, 2026.

Assets Under Management
$505.6M
Discretionary
$505.6M
Employees
5
Accounts
1,492
Address
1790 HUGHES LANDING BLVD
SUITE 575
THE WOODLANDS, TX 77380
Phone
(832) 585-0110
Website
Name Title / Status Ownership Type
HARVEY, LARRY, ARLEN ControlMANAGING MEMBER, CHIEF EXECUTIVE OFFICER, FOUNDER, CHIEF COMPLIANCE OFFICER
since Sep 2008
75% or moreIndividual
Ownership & leadership changes · 11 filings with changes since Mar 29, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Sep 23, 2026 filing
  • No longer listedBruce, Kevin, Gregory · PRESIDENT AND CHIEF INVESTMENT OFFICER · Less than 5% · listed since May 2026
Jul 28, 2026 filing
  • No longer listedBates, Kathryn, Louise · CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Feb 2024
  • No longer listedPIZZUTELLO, HENRY, JOHN · CHIEF INVESTMENT OFFICER · Less than 5% · listed since Jan 2021
  • Listed againBruce, Kevin, Gregory · PRESIDENT AND CHIEF INVESTMENT OFFICER · Less than 5%
  • ChangedHARVEY, LARRY, ARLEN · title MANAGING MEMBER, PRESIDENT → MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, FOUNDER, CHIEF COMPLIANCE OFFICER
Mar 28, 2024 filing
  • AddedBates, Kathryn, Louise · CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER · Less than 5% · control person
  • ChangedHARVEY, LARRY, ARLEN · title MANAGING MEMBER, PRESIDENTR → MANAGING MEMBER, PRESIDENT
  • ChangedPIZZUTELLO, HENRY, JOHN · title CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER → CHIEF INVESTMENT OFFICER
Mar 9, 2021 filing
  • ChangedHARVEY, LARRY, ARLEN · title MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER → MANAGING MEMBER, PRESIDENTR
  • ChangedPIZZUTELLO, HENRY, JOHN · title CHIEF INVESTMENT OFFICER → CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER
Sep 18, 2020 filing
  • No longer listedBorden, Robert, Barclift · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Sep 2018
  • ChangedHARVEY, LARRY, ARLEN · title MANAGING MEMBER, PRESIDENT → MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER
May 14, 2019 filing
  • AddedPIZZUTELLO, HENRY, JOHN · CHIEF INVESTMENT OFFICER · Less than 5%
Sep 19, 2018 filing
  • AddedBorden, Robert, Barclift · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedHARVEY, LARRY, ARLEN · title MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER → MANAGING MEMBER, PRESIDENT
Mar 29, 2018 filing
  • No longer listedBruce, Kevin, Gregory · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Aug 2017
  • ChangedHARVEY, LARRY, ARLEN · title MANAGING MEMBER, PRESIDENT → MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER
Sep 1, 2017 filing
  • No longer listedCARPENTER, DONNIE, JAMES · CHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS · Less than 5% · control person · listed since Feb 2016
  • AddedBruce, Kevin, Gregory · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Feb 25, 2016 filing
  • No longer listedRASBERRY, CHRISTOPHER, R · CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Mar 2013
  • AddedCARPENTER, DONNIE, JAMES · CHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS · Less than 5% · control person
Older changes (2 more filings)
Mar 26, 2013 filing
  • AddedRASBERRY, CHRISTOPHER, R · CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER · Less than 5% · control person
  • ChangedHARVEY, LARRY, ARLEN · title MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER → MANAGING MEMBER, PRESIDENT
Mar 29, 2012 filing (earliest on record)
  • ListedHARVEY, LARRY, ARLEN · MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

  • No increased positions.
Show all 0 →

Top Trims

  • No decreased positions.
Show all 0 →

New Positions

  • No new positions this quarter.
Show all 0 →

Exited Positions

Show all 1 →

HFG Wealth Management, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DIMENSIONAL ETF TRUST DFAW 25434V617 $8.6M 8.69% 103,945 SH
2 INNOVATOR ETFS TRUST IAPR 45782C367 $8.0M 8.11% 241,761 SH
3 INNOVATOR ETFS TRUST QFLR 45783Y681 $6.5M 6.55% 177,791 SH
4 NORTHERN LIGHTS FD TR MRSK 66538J720 $6.2M 6.27% 160,726 SH
5 DIMENSIONAL ETF TRUST DFUS 25434V401 $5.6M 5.69% 68,794 SH
6 FIRST TR EXCHANGE TRAD FD VI FTGC 33739H101 $5.6M 5.61% 205,361 SH
7 FIRST TR EXCHANGE-TRADED FD IGLD 33733E856 $5.1M 5.12% 240,859 SH
8 INVESCO EXCH TRADED FD TR II SPMO 46138E339 $5.0M 5.07% 31,052 SH
9 FIRST TR EXCHNG TRADED FD VI TSEP 33740F177 $5.0M 5.06% 192,561 SH
10 ETF OPPORTUNITIES TRUST GLDB 26923Q127 $4.7M 4.76% 249,280 SH
11 NORTHERN LIGHTS FD TR HRSK 66538J241 $4.5M 4.54% 177,095 SH
12 DIMENSIONAL ETF TRUST DFAU 25434V104 $4.1M 4.09% 78,396 SH
13 MANAGED PORTFOLIO SER KHPI 56167N183 $4.0M 4.01% 153,698 SH
14 INNOVATOR ETFS TRUST SFLR 45783Y673 $3.4M 3.40% 87,145 SH
15 DIMENSIONAL ETF TRUST DFCF 25434V872 $3.2M 3.20% 75,050 SH
16 GRAYSCALE BITCOIN MINI TR ET BTC 389930207 $3.1M 3.11% 118,551 SH
17 APPLE INC AAPL 037833100 $1.9M 1.93% 6,590 SH
18 DIMENSIONAL ETF TRUST DFAI 25434V203 $1.7M 1.68% 40,364 SH
19 DIMENSIONAL ETF TRUST DFAE 25434V302 $1.6M 1.61% 39,581 SH
20 DIMENSIONAL ETF TRUST DFIC 25434V799 $1.5M 1.48% 39,245 SH
21 NORTHERN LTS FD TR IV IBD 66538H633 $956.2K 0.97% 40,229 SH
22 ALPS ETF TR AMLP 00162Q452 $802.5K 0.81% 15,478 SH
23 INNOVATOR ETFS TRUST IJAN 45782C524 $699.9K 0.71% 18,379 SH
24 VANGUARD INDEX FDS VUG 922908736 $650.8K 0.66% 7,555 SH
25 INNOVATOR ETFS TRUST XUSP 45783Y699 $597.3K 0.60% 11,343 SH
26 DIMENSIONAL ETF TRUST DFAC 25434V708 $523.8K 0.53% 11,808 SH
27 FIRST TR EXCH TRADED FD III FMB 33739N108 $522.0K 0.53% 10,163 SH
28 GRAYSCALE BITCOIN TRUST ETF GBTC 389637109 $515.3K 0.52% 11,320 SH
29 DIMENSIONAL ETF TRUST DFSD 25434V864 $488.8K 0.49% 10,237 SH
30 INNOVATOR ETFS TRUST EJUL 45782C714 $479.0K 0.48% 15,334 SH
31 ISHARES TR GOVT 46429B267 $466.6K 0.47% 20,482 SH
32 ISHARES TR SHY 464287457 $463.8K 0.47% 5,649 SH
33 ISHARES TR AGG 464287226 $376.7K 0.38% 3,806 SH
34 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $353.7K 0.36% 474 SH
35 INNOVATOR ETFS TRUST EJAN 45782C516 $330.2K 0.33% 9,173 SH
36 CHEVRON CORPORATION CVX 166764100 $310.7K 0.31% 1,875 SH
37 NORTHERN LTS FD TR IV WWJD 66538H419 $301.4K 0.30% 7,905 SH
38 INNOVATOR ETFS TRUST PMAR 45782C383 $291.6K 0.29% 6,105 SH
39 DIMENSIONAL ETF TRUST DFIP 25434V856 $290.5K 0.29% 7,042 SH
40 FIRST TR EXCHNG TRADED FD VI GMAR 33740F482 $289.1K 0.29% 6,535 SH
41 ISHARES TR IWB 464287622 $225.9K 0.23% 552 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-16 $99.0M 41 0001214659-26-013007
2026-06-30 2026-08-13 $99.4M 42 0001214659-26-010014
2026-03-31 2026-04-23 $181.7M 50 0001214659-26-004981
2025-12-31 2026-01-16 $181.4M 52 0001214659-26-000528
Filer Information
Address
1790 HUGHES LANDING BLVD
SUITE 575
THE WOODLANDS, TX 77380
Phone
(832) 585-0110
Filing Manager
HFG Wealth Management, LLC
THE WOODLANDS, TX
Signatory
Henry Pizzutello
Chief Investment Officer