OPTIMIZE FINANCIAL INC. — 13F Holdings & Portfolio

CIK 2033266 · latest 13F-HR filed 2026-08-27

OPTIMIZE FINANCIAL INC. manages $278.4M in 13F-reported U.S. long-equity assets across 294 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SNDK (4.33%), PENG (4.18%), MU (3.13%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 7 new positions, exited 10, added to 172, and trimmed 61.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
100 SPECTRUM CENTER DR STE 300
IRVINE, CA 92618
Phone
(949) 471-0000
Filing Manager
OPTIMIZE FINANCIAL INC.
IRVINE, CA
Signatory
Casey Witters
Chief Compliance Officer
Loading holdings…
AUM

$278.4M

Long-equity book

Holdings

294

Distinct positions

Period

2026-06-30

Filed 2026-08-27

Q/Q Activity

+7 / −10 / ↑172 / ↓61

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • PENGUIN SOLUTIONS INC$8.9M +330.4%
  • SANDISK CORP$8.7M +256.7%
  • MICRON TECHNOLOGY INC$6.1M +240.5%
  • ADVANCED MICRO DEVICES INC$5.5M +184.6%
  • SEAGATE TECHNOLOGY HLDNGS PL$4.5M +145.5%
Show all 172 →

Top Trims

  • PTC INC-$504.1K -20.5%
  • CLARIVATE PLC-$386.1K -14.9%
  • COMPASS THERAPEUTICS INC-$250.0K -58.7%
  • HERTZ GLOBAL HLDGS INC-$200.6K -51.0%
  • PLANET FITNESS MASTER ISSUER-$182.4K -30.1%
Show all 61 →

New Positions

  • CARPENTER TECHNOLOGY CORP$298.6K
  • WORLD KINECT CORPORATION$243.8K
  • SHERWIN WILLIAMS CO$212.1K
  • VALERO ENERGY CORP$209.4K
  • MARATHON PETE CORP$208.9K
Show all 7 →

Exited Positions

  • PROASSURANCE CORPORATION$478.7K
  • SOLENO THERAPEUTICS INC$373.9K
  • EVERFORTH INC COM$317.0K
  • INTUIT INC$315.6K
  • CELANESE CORP SER A$271.9K
Show all 10 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SANDISK CORP SNDK 80004C200 $12.0M 4.33% 5,296 SH
2 PENGUIN SOLUTIONS INC PENG 706915105 $11.6M 4.18% 152,938 SH
3 MICRON TECHNOLOGY INC MU 595112103 $8.7M 3.13% 7,542 SH
4 ADVANCED MICRO DEVICES INC AMD 007903107 $8.4M 3.03% 14,513 SH
5 SEAGATE TECHNOLOGY HLDNGS PL STX G7997R103 $7.6M 2.74% 7,916 SH
6 WESTERN DIGITAL CORP WDC 958102105 $7.3M 2.61% 11,387 SH
7 KLA CORP KLAC 482480100 $6.3M 2.25% 20,768 SH
8 APPLIED MATLS INC AMAT 038222105 $6.2M 2.23% 8,600 SH
9 LAM RESEARCH CORP LRCX 512807306 $6.1M 2.18% 14,010 SH
10 TTM TECHNOLOGIES INC TTMI 87305R109 $5.9M 2.13% 31,767 SH
11 MACOM TECH SOLUTIONS HLDGS I MTSI 55405Y100 $5.1M 1.84% 13,458 SH
12 TERADYNE INC TER 880770102 $4.9M 1.78% 10,228 SH
13 COHERENT CORP COHR 19247G107 $4.7M 1.68% 11,847 SH
14 ARROW ELECTRS INC ARW 042735100 $4.3M 1.55% 20,184 SH
15 LUMENTUM HLDGS INC LITE 55024U109 $4.1M 1.48% 4,790 SH
16 AMPHENOL CORP APH 032095101 $3.7M 1.34% 21,177 SH
17 KEYSIGHT TECHNOLOGIES INC KEYS 49338L103 $3.6M 1.29% 10,251 SH
18 ANALOG DEVICES INC ADI 032654105 $3.5M 1.26% 8,843 SH
19 FIRST SOLAR INC FSLR 336433107 $3.5M 1.25% 14,759 SH
20 APPLE INC AAPL 037833100 $3.4M 1.23% 11,824 SH
21 QORVO INC QRVO 74736K101 $3.4M 1.21% 35,969 SH
22 FABRINET FN G3323L100 $3.2M 1.15% 5,706 SH
23 NVIDIA CORPORATION NVDA 67066G104 $3.1M 1.13% 15,705 SH
24 INTERNATIONAL BUSINESS MACHS IBM 459200101 $3.0M 1.09% 10,789 SH
25 NCR VOYIX CORPORATION VYX 62886E108 $2.9M 1.04% 355,750 SH
26 CANADIAN SOLAR INC CSIQ 136635109 $2.8M 1.00% 174,540 SH
27 TE CONNECTIVITY PLC TEL G87052109 $2.7M 0.98% 13,566 SH
28 MICROSOFT CORP MSFT 594918104 $2.5M 0.92% 6,829 SH
29 MOTOROLA SOLUTIONS INC MSI 620076307 $2.5M 0.90% 6,061 SH
30 CLARIVATE PLC CLVT G21810109 $2.2M 0.79% 1,019,212 SH
31 PTC INC PTC 69370C100 $1.9M 0.70% 17,163 SH
32 ORUKA THERAPEUTICS INC ORKA 687604108 $1.3M 0.46% 13,396 SH
33 VESTIS CORPORATION VSTS 29430C102 $1.2M 0.42% 81,247 SH
34 GROCERY OUTLET HLDG CORP GO 39874R101 $958.6K 0.34% 96,052 SH
35 NEWELL BRANDS INC NWL 651229106 $924.8K 0.33% 150,614 SH
36 A10 NETWORKS INC ATEN 002121101 $885.4K 0.32% 23,700 SH
37 SHARKNINJA INC SN G8068L108 $867.5K 0.31% 5,697 SH
38 MGM RESORTS INTERNATIONAL MGM 552953101 $858.3K 0.31% 17,953 SH
39 CVS HEALTH CORP CVS 126650100 $840.3K 0.30% 8,123 SH
40 BORGWARNER INC BWA 099724106 $818.6K 0.29% 12,328 SH
41 DAVE INC DAVE 23834J201 $813.7K 0.29% 2,184 SH
42 PERFORMANCE FOOD GROUP CO PFGC 71377A103 $809.0K 0.29% 7,237 SH
43 MBX BIOSCIENCES INC MBX 55287L101 $798.1K 0.29% 14,458 SH
44 BRINKER INTL INC EAT 109641100 $795.8K 0.29% 4,737 SH
45 ADVANCE AUTO PARTS INC AAP 00751Y106 $789.4K 0.28% 12,688 SH
46 COVISTA INC CVSA 00737L103 $780.1K 0.28% 6,258 SH
47 FRONTIER GROUP HLDGS INC ULCC 35909R108 $764.9K 0.27% 96,701 SH
48 ENLIVEN THERAPEUTICS INC ELVN 29337E102 $761.4K 0.27% 15,003 SH
49 RALPH LAUREN CORP RL 751212101 $757.5K 0.27% 1,887 SH
50 CASEYS GEN STORES INC CASY 147528103 $756.6K 0.27% 952 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-27 $278.4M 294 0002033266-26-000007
2026-03-31 2026-05-12 $203.3M 297 0002033266-26-000003
2025-12-31 2026-02-09 $198.5M 320 0002033266-26-000001
2025-09-30 2025-11-05 $192.0M 323 0002033266-25-000007