SIERRA OCEAN, LLC — 13F Holdings & Portfolio
CIK 2051715 · latest 13F-HR filed 2026-08-07
SIERRA OCEAN, LLC manages $144.5M in 13F-reported U.S. long-equity assets across 72 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPMO (14.90%), SPHQ (13.72%), JCPB (8.50%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 13 new positions and exited 1; 44 existing positions rose in reported value and 2 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-08-07
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 73.3%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Mar 26, 2026.
SUITE C
RIPON, CA 95366
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BURROW, JEFFREY, SCOTT Control | MANAGER AND CHIEF COMPLIANCE OFFICER since Jun 2021 | 75% or more | Individual |
Ownership & leadership changes · 1 filing with changes since Apr 1, 2021
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedSCHATZOW, MAX, LOUIS · CHIEF COMPLIANCE OFFICER · 75% or more · control person · listed since Mar 2021
- AddedBURROW, JEFFREY, SCOTT · MANAGER AND CHIEF COMPLIANCE OFFICER · 75% or more · control person
- ListedSCHATZOW, MAX, LOUIS · CHIEF COMPLIANCE OFFICER · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- INVESCO EXCH TRADED FD TR II$6.9M +46.8%
- INVESCO EXCHANGE TRADED FD T$3.7M +23.0%
- SCHWAB STRATEGIC TR$931.3K +12.8%
- J P MORGAN EXCHANGE TRADED F$589.5K +5.0%
- MICRON TECHNOLOGY INC$550.3K +255.6%
New Positions
- INTEL CORP$591.7K
- ADVANCED MICRO DEVICES INC$488.0K
- LAM RESEARCH CORP$364.5K
- APPLIED MATLS INC$321.7K
- CISCO SYS INC$321.2K
SIERRA OCEAN, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | INVESCO EXCH TRADED FD TR II | SPMO | 46138E339 | $21.5M | 14.90% | 133,258 | SH |
| 2 | INVESCO EXCHANGE TRADED FD T | SPHQ | 46137V241 | $19.8M | 13.72% | 220,001 | SH |
| 3 | J P MORGAN EXCHANGE TRADED F | JCPB | 46641Q670 | $12.3M | 8.50% | 261,576 | SH |
| 4 | LEGG MASON ETF INVT | LVHI | 52468L505 | $11.3M | 7.83% | 278,606 | SH |
| 5 | GLOBAL X FDS | AUSF | 37954Y574 | $9.0M | 6.22% | 183,824 | SH |
| 6 | ISHARES TR | TLT | 464287432 | $8.3M | 5.73% | 95,871 | SH |
| 7 | SCHWAB STRATEGIC TR | SCHE | 808524706 | $8.2M | 5.68% | 226,424 | SH |
| 8 | AMPLIFY ETF TR | DIVO | 032108409 | $6.0M | 4.19% | 132,366 | SH |
| 9 | ISHARES TR | EMB | 464288281 | $5.7M | 3.95% | 59,192 | SH |
| 10 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $3.8M | 2.61% | 66,717 | SH |
| 11 | APPLE INC | AAPL | 037833100 | $3.4M | 2.33% | 11,612 | SH |
| 12 | NVIDIA CORPORATION | NVDA | 67066G104 | $2.8M | 1.92% | 13,859 | SH |
| 13 | MICROSOFT CORP | MSFT | 594918104 | $1.7M | 1.17% | 4,528 | SH |
| 14 | VANECK ETF TRUST | MOAT | 92189F643 | $1.6M | 1.12% | 15,505 | SH |
| 15 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $1.4M | 0.98% | 2,836 | SH |
| 16 | ISHARES TR | IVV | 464287200 | $1.4M | 0.98% | 1,883 | SH |
| 17 | J P MORGAN EXCHANGE TRADED F | HELO | 46654Q724 | $1.4M | 0.96% | 20,452 | SH |
| 18 | ALPHABET INC | GOOGL | 02079K305 | $1.4M | 0.94% | 3,792 | SH |
| 19 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $1.1M | 0.78% | 2,363 | SH |
| 20 | AMAZON COM INC | AMZN | 023135106 | $1.1M | 0.77% | 4,651 | SH |
| 21 | VANGUARD INDEX FDS | VUG | 922908736 | $916.4K | 0.63% | 10,638 | SH |
| 22 | VANGUARD INDEX FDS | VOO | 922908363 | $875.2K | 0.61% | 1,274 | SH |
| 23 | ALPHABET INC | GOOG | 02079K107 | $819.3K | 0.57% | 2,319 | SH |
| 24 | BROADCOM INC | AVGO | 11135F101 | $800.2K | 0.55% | 2,118 | SH |
| 25 | MICRON TECHNOLOGY INC | MU | 595112103 | $765.6K | 0.53% | 663 | SH |
| 26 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $731.2K | 0.51% | 10,263 | SH |
| 27 | PIMCO ETF TR | SMMU | 72201R874 | $706.2K | 0.49% | 13,984 | SH |
| 28 | ELI LILLY & CO | LLY | 532457108 | $669.1K | 0.46% | 558 | SH |
| 29 | JPMORGAN CHASE & CO | JPM | 46625H100 | $656.2K | 0.45% | 2,005 | SH |
| 30 | VANGUARD INDEX FDS | VTV | 922908744 | $636.4K | 0.44% | 2,920 | SH |
| 31 | META PLATFORMS INC | META | 30303M102 | $606.8K | 0.42% | 1,077 | SH |
| 32 | DBX ETF TR | DBEF | 233051200 | $596.1K | 0.41% | 10,911 | SH |
| 33 | INTEL CORP | INTC | 458140100 | $591.7K | 0.41% | 4,238 | SH |
| 34 | TESLA INC | TSLA | 88160R101 | $504.7K | 0.35% | 1,200 | SH |
| 35 | ISHARES TR | IYW | 464287721 | $490.8K | 0.34% | 1,946 | SH |
| 36 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $488.0K | 0.34% | 840 | SH |
| 37 | HOME DEPOT INC | HD | 437076102 | $453.3K | 0.31% | 1,285 | SH |
| 38 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $427.2K | 0.30% | 457 | SH |
| 39 | JOHNSON & JOHNSON | JNJ | 478160104 | $419.7K | 0.29% | 1,653 | SH |
| 40 | ROYAL CARIBBEAN GROUP | RCL | V7780T103 | $408.3K | 0.28% | 1,286 | SH |
| 41 | CATERPILLAR INC | CAT | 149123101 | $375.6K | 0.26% | 353 | SH |
| 42 | LAM RESEARCH CORP | LRCX | 512807306 | $364.5K | 0.25% | 841 | SH |
| 43 | ISHARES TR | MTUM | 46432F396 | $363.4K | 0.25% | 1,060 | SH |
| 44 | RTX CORPORATION | RTX | 75513E101 | $352.5K | 0.24% | 1,858 | SH |
| 45 | NOVO-NORDISK A S | NVO | 670100205 | $345.7K | 0.24% | 7,212 | SH |
| 46 | EXXON MOBIL CORP | XOM | 30231G102 | $338.4K | 0.23% | 2,475 | SH |
| 47 | ISHARES TR | IOO | 464287572 | $325.9K | 0.23% | 2,386 | SH |
| 48 | J P MORGAN EXCHANGE TRADED F | JMUB | 46641Q647 | $321.9K | 0.22% | 6,355 | SH |
| 49 | APPLIED MATLS INC | AMAT | 038222105 | $321.7K | 0.22% | 445 | SH |
| 50 | CISCO SYS INC | CSCO | 17275R102 | $321.2K | 0.22% | 2,735 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-07 | $144.5M | 72 | 0002051715-26-000006 |
| 2026-03-31 | 2026-04-27 | $121.8M | 60 | 0002051715-26-000002 |
| 2025-12-31 | 2026-02-06 | $120.8M | 61 | 0002051715-26-000001 |
SUITE C
RIPON, CA 95366