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Ball & Co Wealth Management Inc. — 13F Holdings & Portfolio

CIK 2057075 · latest 13F-HR filed 2026-11-05

Backtest portfolio

Ball & Co Wealth Management Inc. manages $146.9M in 13F-reported U.S. long-equity assets across 28 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VIG (19.40%), EFV (15.78%), IWF (14.39%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 4 new positions and exited 50; 7 existing positions rose in reported value and 4 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$146.9M

Long-equity book

Holdings
28

Distinct positions

Period
2026-09-30

Filed 2026-11-05

Q/Q Activity
+4 / −50 / ↑7 / ↓4

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
VIG19.4% · -0%EFV15.8% · +14%IWF14.4% · +3%GLD12.7% · +14%KSPY7.7% · -0%CGDV6.3% · -4%AMLP4.9% · +1%XLRE4.4% · +0%AMGN4.1% · -1%QTUM1.6% · newVOOG1.6% · newXLV1.6% · -11%FELG0.9% · +4%GILD0.8% · +1%AAPL0.6% · -20%FELV0.5% · -6%AMZN0.5% · +127%FENI0.4% · +2%ABBV0.4% · +1%FDVV0.3% · -4%FIDI0.3% · -6%JPM0.2% · +0%GOOGL0.2% · -48%XOM0.2% · -8%FESM0.2% · +2%COST0.1% · +0%PCT0.1% · +29890%ONCY0.0% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 91.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Feb 4, 2026.

Assets Under Management
$203.1M
Discretionary
$203.1M
Employees
4
Accounts
450
Phone
(805) 376-2779
Website
Mailing Address
2000 MALLORY SUITE 130-399, FRANKLIN, TN, 37067
Name Title / Status Ownership Type
BALL, JASON, LINDSAY ControlPRESIDENT/CEO
since Jan 2004
75% or moreIndividual
BALL, JASON, LINDSAY ControlCHIEF COMPLIANCE OFFICER
since Nov 2016
50–75%Individual
Ownership & leadership changes · 2 filings with changes since Mar 29, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jun 8, 2017 filing
  • No longer listedREED, DEBORAH, FASSLER · SECRETARY/CFO · 50–75% · control person · listed since Jan 2004
  • ChangedBALL, JASON, LINDSAY · ownership 50–75% → 75% or more
Nov 9, 2016 filing
  • ChangedBALL, JASON, LINDSAY · title PRESIDENT/CEO → CHIEF COMPLIANCE OFFICER / PRESIDENT/CEO
  • ChangedREED, DEBORAH, FASSLER · title CHIEF COMPLIANCE OFFICER/SECRETARY/CFO → SECRETARY/CFO
Mar 29, 2012 filing (earliest on record)
  • ListedBALL, JASON, LINDSAY · PRESIDENT/CEO · 50–75% · control person
  • ListedREED, DEBORAH, FASSLER · CHIEF COMPLIANCE OFFICER/SECRETARY/CFO · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 7 →

Top Trims

Show all 4 →

New Positions

Show all 4 →

Exited Positions

Show all 50 →

Ball & Co Wealth Management Inc. Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD SPECIALIZED FUNDS VIG 921908844 $28.5M 19.40% 122,175 SH
2 ISHARES TR EFV 464288877 $23.2M 15.78% 292,997 SH
3 ISHARES TR IWF 464287614 $21.1M 14.39% 168,740 SH
4 SPDR GOLD TR GLD 78463V107 $18.6M 12.67% 48,876 SH
5 KRANESHARES TRUST KSPY 500767389 $11.2M 7.65% 373,240 SH
6 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $9.2M 6.28% 188,948 SH
7 ALPS ETF TR AMLP 00162Q452 $7.2M 4.90% 138,782 SH
8 SELECT SECTOR SPDR TR XLRE 81369Y860 $6.4M 4.39% 157,577 SH
9 AMGEN INC AMGN 031162100 $6.0M 4.09% 14,270 SH
10 ETF SER SOLUTIONS QTUM 26922A420 $2.3M 1.59% 15,442 SH
11 VANGUARD ADMIRAL FDS INC VOOG 921932505 $2.3M 1.59% 27,343 SH
12 SELECT SECTOR SPDR TR XLV 81369Y209 $2.3M 1.56% 13,624 SH
13 FIDELITY COVINGTON TRUST FELG 31609A305 $1.3M 0.91% 29,731 SH
14 GILEAD SCIENCES INC GILD 375558103 $1.1M 0.78% 7,678 SH
15 APPLE INC AAPL 037833100 $917.8K 0.62% 2,755 SH
16 FIDELITY COVINGTON TRUST FELV 31609A107 $772.8K 0.53% 18,679 SH
17 AMAZON COM INC AMZN 023135106 $725.0K 0.49% 2,910 SH
18 FIDELITY COVINGTON TRUST FENI 31609A404 $605.5K 0.41% 15,170 SH
19 ABBVIE INC ABBV 00287Y109 $598.5K 0.41% 2,287 SH
20 FIDELITY COVINGTON TRUST FDVV 316092840 $508.6K 0.35% 8,374 SH
21 FIDELITY COVINGTON TRUST FIDI 316092725 $374.8K 0.26% 13,481 SH
22 JPMORGAN CHASE & CO JPM 46625H100 $284.5K 0.19% 860 SH
23 ALPHABET INC GOOGL 02079K305 $283.1K 0.19% 822 SH
24 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $269.4K 0.18% 1,655 SH
25 FIDELITY COVINGTON TRUST FESM 31609A206 $243.3K 0.17% 5,412 SH
26 COSTCO WHOLESALE CORPORATION COST 22160K105 $212.4K 0.14% 233 SH
27 PURECYCLE TECHNOLOGIES INC PCT 74623V103 $91.3K 0.06% 20,693 SH
28 ONCOLYTICS BIOTECH INC ONCY 68237V103 $9.9K 0.01% 14,823 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-11-05 $146.9M 28 0002057075-26-000007
2026-06-30 2026-07-31 $141.0M 74 0002057075-26-000005
2026-03-31 2026-05-01 $119.5M 80 0002057075-26-000004
2025-12-31 2026-01-23 $155.3M 78 0002057075-26-000001
Filer Information
Address
MALLORY LANE #130-399
FRANKLIN, TN 37067
Phone
(805) 376-2779
Filing Manager
Ball & Co Wealth Management Inc.
FRANKLIN, TN
Signatory
Cindi Hill
Filing Agent