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Guardian Wealth Management, LLC — 13F Holdings & Portfolio

CIK 2095373 · latest 13F-HR filed 2026-10-14

Backtest portfolio

Guardian Wealth Management, LLC manages $353.3M in 13F-reported U.S. long-equity assets across 30 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are DFUV (12.00%), DFUS (11.12%), DFGX (8.00%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 2 new positions and exited 2; 8 existing positions rose in reported value and 9 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$353.3M

Long-equity book

Holdings
30

Distinct positions

Period
2026-09-30

Filed 2026-10-14

Q/Q Activity
+2 / −2 / ↑8 / ↓9

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
DFUV12.0% · -6%DFUS11.1% · -4%DFGX8.0% · +14%DFSD7.7% · +19%DFAS7.0% · -5%DFGR6.9% · -1%DFAT6.3% · -5%DFCF5.5% · +12%DFIV3.9% · -3%DFAI3.9% · -2%DFEV3.7% · -4%DFAE3.7% · -3%DISV3.6% · -3%DFIS3.6% · -2%DFNM2.9% · +11%VGSH2.5% · -0%VDE1.8% · -3%IAU1.7% · +9%VAW1.5% · +3%VHT1.3% · -5%DUSB0.3% · +18%DHR0.3% · -13%DFAR0.2% · -11%AAPL0.1% · -3%DFAC0.1% · -7%CL0.1% · +1%AMZN0.1% · -2%MSFT0.1% · newGPN0.1% · -26%WMT0.1% · -1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 72.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 26, 2026.

Assets Under Management
$2.74B
Discretionary
$2.61B
Employees
50
Accounts
5,387
Address
2413 BLUE RIDGE RD
SUITE 201
RALEIGH, NC 27607
Phone
(919) 249-1810
Website
This firm reports 3 disclosure items on its registration.
Name Title / Status Ownership Type
HENSLEY, MICHAEL, JAY ControlMANAGING PARTNER
since Mar 2019
25–50%Individual
KEEDY, CHRISTIAN, DAVID ControlMANAGING PARTNER; CCO
since Mar 2019
25–50%Individual
MILLWOOD, ERVIN, RANDOLPH ControlPARTNER
since Oct 2023
5–10%Individual
MISENHEIMER, DAVID, TODD ControlMANAGING PARTNER
since Oct 2023
25–50%Individual
PRATT, MARISSA, LEIGH ControlPARTNER; COO
since Jan 2023
Less than 5%Individual
RHINEHARDT, GREGORY, THOMPSON ControlPARTNER
since Jan 2020
Less than 5%Individual
SMITH, RUSSELL, BRENTON ControlPARTNER
since Oct 2023
5–10%Individual
Ownership & leadership changes · 5 filings with changes since Jan 24, 2020

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 15, 2025 filing
  • No longer listedFREEDLAND, MADELEINE, CARLSON · PARTNER · Less than 5% · control person · listed since Oct 2023
Mar 27, 2025 filing
  • ChangedSMITH, RUSSELL, BRENTON · ownership 10–25% → 5–10%
Mar 26, 2024 filing
  • AddedFREEDLAND, MADELEINE, CARLSON · PARTNER · Less than 5% · control person
  • AddedMILLWOOD, ERVIN, RANDOLPH · PARTNER · 5–10% · control person
  • AddedMISENHEIMER, DAVID, TODD · MANAGING PARTNER · 25–50% · control person
  • AddedSMITH, RUSSELL, BRENTON · PARTNER · 10–25% · control person
  • ChangedHENSLEY, MICHAEL, JAY · ownership 50–75% → 25–50%
  • ChangedKEEDY, CHRISTIAN, DAVID · ownership 50–75% → 25–50%
  • ChangedPRATT, MARISSA, LEIGH · title COO → PARTNER; COO
Mar 30, 2023 filing
  • AddedPRATT, MARISSA, LEIGH · COO · Less than 5% · control person
Mar 30, 2022 filing
  • AddedRHINEHARDT, GREGORY, THOMPSON · PARTNER · Less than 5% · control person
Jan 24, 2020 filing (earliest on record)
  • ListedHENSLEY, MICHAEL, JAY · MANAGING PARTNER · 50–75% · control person
  • ListedKEEDY, CHRISTIAN, DAVID · MANAGING PARTNER; CCO · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 8 →

Top Trims

Show all 9 →

New Positions

Show all 2 →

Exited Positions

Show all 2 →

Guardian Wealth Management, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DIMENSIONAL ETF TRUST DFUV 25434V724 $42.4M 12.00% 771,090 SH
2 DIMENSIONAL ETF TRUST DFUS 25434V401 $39.3M 11.12% 473,366 SH
3 DIMENSIONAL ETF TRUST DFGX 25434V575 $28.3M 8.00% 552,713 SH
4 DIMENSIONAL ETF TRUST DFSD 25434V864 $27.1M 7.67% 583,477 SH
5 DIMENSIONAL ETF TRUST DFAS 25434V500 $24.9M 7.04% 321,511 SH
6 DIMENSIONAL ETF TRUST DFGR 25434V658 $24.4M 6.91% 902,108 SH
7 DIMENSIONAL ETF TRUST DFAT 25434V609 $22.3M 6.32% 336,045 SH
8 DIMENSIONAL ETF TRUST DFCF 25434V872 $19.5M 5.51% 485,400 SH
9 DIMENSIONAL ETF TRUST DFIV 25434V807 $13.9M 3.94% 249,465 SH
10 DIMENSIONAL ETF TRUST DFAI 25434V203 $13.6M 3.85% 328,724 SH
11 DIMENSIONAL ETF TRUST DFEV 25434V740 $13.1M 3.72% 310,078 SH
12 DIMENSIONAL ETF TRUST DFAE 25434V302 $13.0M 3.69% 331,300 SH
13 DIMENSIONAL ETF TRUST DISV 25434V781 $12.8M 3.61% 294,650 SH
14 DIMENSIONAL ETF TRUST DFIS 25434V773 $12.7M 3.60% 350,972 SH
15 DIMENSIONAL ETF TRUST DFNM 25434V849 $10.1M 2.87% 220,214 SH
16 VANGUARD SCOTTSDALE FDS VGSH 92206C102 $8.7M 2.45% 150,611 SH
17 VANGUARD WORLD FD VDE 92204A306 $6.4M 1.80% 36,914 SH
18 ISHARES GOLD TR IAU 464285204 $6.0M 1.69% 76,399 SH
19 VANGUARD WORLD FD VAW 92204A801 $5.4M 1.52% 24,690 SH
20 VANGUARD WORLD FD VHT 92204A504 $4.5M 1.28% 14,293 SH
21 DIMENSIONAL ETF TRUST DUSB 25434V591 $1.2M 0.33% 22,893 SH
22 DANAHER CORP DEL DHR 235851102 $1.1M 0.32% 5,119 SH
23 DFA INVT DIMENSIONS GROUP IN DFAR 25239Y147 $827.9K 0.23% 34,268 SH
24 APPLE INC AAPL 037833100 $323.7K 0.09% 972 SH
25 DIMENSIONAL ETF TRUST DFAC 25434V708 $302.8K 0.09% 6,813 SH
26 COLGATE PALMOLIVE CO CL 194162103 $272.4K 0.08% 3,192 SH
27 AMAZON COM INC AMZN 023135106 $239.9K 0.07% 963 SH
28 MICROSOFT CORP MSFT 594918104 $236.5K 0.07% 461 SH
29 GLOBAL PMTS INC GPN 37940X102 $221.2K 0.06% 2,709 SH
30 WALMART INC WMT 931142103 $214.1K 0.06% 2,060 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-14 $353.3M 30 0002095373-26-000004
2026-06-30 2026-07-24 $356.7M 30 0002095373-26-000003
2026-03-31 2026-04-23 $329.6M 30 0002095373-26-000002
2025-12-31 2026-01-20 $315.4M 29 0002095373-26-000001
Filer Information
Address
6151 SHALLOWFORD ROAD
SUITE 102
CHATTANOOGA, TN 37421
Phone
(423) 510-0409
Filing Manager
Guardian Wealth Management, LLC
CHATTANOOGA, TN
Signatory
James Motte
Chief Compliance Officer