Roehl & Yi Investment Advisors, LLC — 13F Holdings & Portfolio
CIK 2097566 · latest 13F-HR filed 2026-05-29
Roehl & Yi Investment Advisors, LLC manages $229.9M in 13F-reported U.S. long-equity assets across 168 reported positions as of its 2025-09-30 13F-HR filing. Its largest disclosed positions are MINT (8.88%), AAPL (5.79%), VOO (5.60%). Quarter over quarter (versus its 2025-06-30 filing) the fund opened 25 new positions, exited 14, added to 69, and trimmed 33.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$229.9M
Long-equity book
168
Distinct positions
2025-09-30
Filed 2026-05-29
+25 / −14 / ↑69 / ↓33
vs 2025-06-30
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- APPLE INC$2.1M +18.2%
- ISHARES GOLD TR$1.4M +17.8%
- CAPITAL GROUP INTERNATIONAL$1.3M +248.3%
- CAPITAL GROUP DIVIDEND VALUE$875.2K +51.9%
- CAPITAL GROUP GROWTH ETF$861.7K +162.9%
Top Trims
- JPMORGAN CHASE & CO.-$327.9K -15.3%
- COSTCO WHSL CORP NEW-$323.3K -9.2%
- VICI PPTYS INC-$304.4K -57.1%
- ENTERGY CORP NEW-$291.3K -29.5%
- UNITEDHEALTH GROUP INC-$249.0K -41.5%
New Positions
- VANGUARD INSTL INDEX FD$12.7M
- ADVISORS SER TR$4.2M
- VANGUARD MALVERN FDS$2.2M
- ADVISORS SER TR$747.4K
- TE CONNECTIVITY PLC$578.2K
Exited Positions
- COMCAST CORP NEW$862.6K
- SPDR SERIES TRUST$434.9K
- DIAGEO PLC$419.3K
- LYONDELLBASELL INDUSTRIES N$352.2K
- AIR PRODS & CHEMS INC$317.9K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | PIMCO ETF TR | MINT | 72201R833 | $20.4M | 8.88% | 202,689 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $13.3M | 5.79% | 243,924 | SH |
| 3 | VANGUARD INDEX FDS | VOO | 922908363 | $12.9M | 5.60% | 145,806 | SH |
| 4 | VANGUARD INSTL INDEX FD | VBIL | 922040845 | $12.7M | 5.52% | 167,969 | SH |
| 5 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $11.3M | 4.91% | 91,229 | SH |
| 6 | ISHARES GOLD TR | IAU | 464285204 | $9.5M | 4.13% | 134,440 | SH |
| 7 | MICROSOFT CORP | MSFT | 594918104 | $7.0M | 3.03% | 64,028 | SH |
| 8 | FLEXSHARES TR | GUNR | 33939L407 | $6.1M | 2.64% | 138,477 | SH |
| 9 | ISHARES TR | IJR | 464287804 | $4.9M | 2.14% | 41,399 | SH |
| 10 | ISHARES TR | USMV | 46429B697 | $4.8M | 2.08% | 50,154 | SH |
| 11 | NVIDIA CORPORATION | NVDA | 67066G104 | $4.3M | 1.86% | 129,060 | SH |
| 12 | ADVISORS SER TR | KAT | 00770X220 | $4.2M | 1.83% | 74,959 | SH |
| 13 | VANGUARD INDEX FDS | VTI | 922908769 | $4.1M | 1.77% | 39,494 | SH |
| 14 | SPDR S&P 500 ETF TR | SPY | 78462F103 | $3.6M | 1.57% | 5,408 | SH |
| 15 | COSTCO WHSL CORP NEW | COST | 22160K105 | $3.2M | 1.38% | 162,302 | SH |
| 16 | JOHNSON & JOHNSON | JNJ | 478160104 | $2.7M | 1.18% | 26,282 | SH |
| 17 | BROADCOM INC | AVGO | 11135F101 | $2.7M | 1.16% | 19,795 | SH |
| 18 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $2.6M | 1.11% | 65,857 | SH |
| 19 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $2.6M | 1.11% | 126,733 | SH |
| 20 | ALPHABET INC | GOOG | 02079K107 | $2.5M | 1.11% | 10,454 | SH |
| 21 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $2.4M | 1.04% | 97,692 | SH |
| 22 | EXXON MOBIL CORP | XOM | 30231G102 | $2.4M | 1.04% | 21,215 | SH |
| 23 | VANGUARD MALVERN FDS | VPLS | 922020755 | $2.2M | 0.94% | 27,514 | SH |
| 24 | ISHARES TR | IWF | 464287614 | $2.1M | 0.90% | 4,419 | SH |
| 25 | CHEVRON CORP NEW | CVX | 166764100 | $2.0M | 0.89% | 13,159 | SH |
| 26 | SCHWAB STRATEGIC TR | FNDF | 808524755 | $2.0M | 0.86% | 50,933 | SH |
| 27 | JPMORGAN CHASE & CO. | JPM | 46625H100 | $1.8M | 0.79% | 5,749 | SH |
| 28 | CAPITAL GROUP INTERNATIONAL | CGIE | 14021M107 | $1.8M | 0.78% | 53,501 | SH |
| 29 | ALPHABET INC | GOOGL | 02079K305 | $1.6M | 0.70% | 49,989 | SH |
| 30 | AMGEN INC | AMGN | 031162100 | $1.6M | 0.68% | 48,182 | SH |
| 31 | J P MORGAN EXCHANGE TRADED F | JMST | 46641Q654 | $1.6M | 0.68% | 30,526 | SH |
| 32 | PROCTER AND GAMBLE CO | PG | 742718109 | $1.5M | 0.66% | 9,835 | SH |
| 33 | TAIWAN SEMICONDUCTOR MFG LTD | TSM | 874039100 | $1.4M | 0.62% | 5,112 | SH |
| 34 | CME GROUP INC | CME | 12572Q105 | $1.4M | 0.62% | 5,253 | SH |
| 35 | ORACLE CORP | ORCL | 68389X105 | $1.4M | 0.61% | 5,004 | SH |
| 36 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $1.4M | 0.60% | 36,549 | SH |
| 37 | VANGUARD INTL EQUITY INDEX F | VT | 922042742 | $1.4M | 0.59% | 9,879 | SH |
| 38 | ISHARES TR | EFA | 464287465 | $1.3M | 0.59% | 14,437 | SH |
| 39 | CISCO SYS INC | CSCO | 17275R102 | $1.2M | 0.53% | 17,920 | SH |
| 40 | HOME DEPOT INC | HD | 437076102 | $1.2M | 0.51% | 2,874 | SH |
| 41 | BANNER CORP | BANR | 06652V208 | $1.1M | 0.50% | 17,378 | SH |
| 42 | UNION PAC CORP | UNP | 907818108 | $1.1M | 0.49% | 4,793 | SH |
| 43 | ASML HOLDING N V | ASML | N07059210 | $1.1M | 0.48% | 1,147 | SH |
| 44 | CAPITAL GROUP DIVIDEND GROWE | CGDG | 14021L109 | $1.1M | 0.48% | 33,374 | SH |
| 45 | VANGUARD WHITEHALL FDS | VYMI | 921946794 | $1.1M | 0.48% | 12,942 | SH |
| 46 | STARBUCKS CORP | SBUX | 855244109 | $972.6K | 0.42% | 13,941 | SH |
| 47 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $972.5K | 0.42% | 22,128 | SH |
| 48 | VANGUARD STAR FDS | VXUS | 921909768 | $965.3K | 0.42% | 21,525 | SH |
| 49 | NOVO-NORDISK A S | NVO | 670100205 | $963.4K | 0.42% | 17,361 | SH |
| 50 | INVESCO QQQ TR | QQQ | 46090E103 | $952.8K | 0.41% | 1,587 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-14 | $266.3M | 180 | 0001941040-26-000367 |
| 2025-12-31 | 2026-02-17 | $252.0M | 173 | 0001941040-26-000176 |
| 2025-09-30 | 2026-05-29 | $229.9M | 168 | 0001941040-26-000391 |
| 2025-06-30 | 2026-05-29 | $195.3M | 157 | 0001941040-26-000390 |